April 20, 2014
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OTCBB System Changes - 12/4/2009 12:00:00 AM
 

OTCBB Daily List
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SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:00 HWFG Harrington West Financial Group, Inc. Common Stock 12/7/2009 100 From NNM (HWFG) 
13:00 PFVR Porfavor Corp. Common Stock 12/7/2009 100 From NBB (PFVR)** 
13:00 UEGY USD Energy Corporation Common Stock 12/7/2009 100 From NBB (UEGY)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:00 ASTTE ASAT Holdings Limited American Depositary Shares 12/7/2009 100 Failure To Comply With NASD 6530; Added to NBB (ASTTY)** 
13:00 CNDH China Yida Holding, Co. NEW Common Stock 12/7/2009 100 Listed on NCM (CNYD) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:00 12/7/2009 CTHLE CTHL China Tractor Holdings, Inc. Common Stock ** 
13:00 12/7/2009 HMBTE HMBT Hemobiotech, Inc. Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.
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