April 23, 2014
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Other-OTC System Changes - 11/19/2007 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:36 MOKTL Missouri Kans Tex RR Certificates 11/16/2007   Refer to the Daily List of 11/16: Correct Issuer Name is Missouri Kans Tex RR Certificates; From BB (MOKTL) 
13:36 ACEH Atlantic Coast Entertainment Holdings, Inc. Common Stock 11/20/2007   From BB (ACEH)** 
13:36 ATWVF ATW Venture Corp Common (Canada) 11/20/2007    
16:16 BLMT Blue Mountain Resources, Inc. Common Stock 11/20/2007    
16:16 CTPAP Citigroup Cap XX Enhanced Tr Pfd Secs Trups 11/20/2007    
16:16 FNMAP FEDERAL NATIONAL MTG ASSN Non Cum Pfd Ser R 7.625% 11/20/2007    
13:36 INPC InPhonic, Inc. Common Stock 11/20/2007   From G (INPC) 
16:16 KGMI Kingston Mines Ltd. Common Stock 11/20/2007    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:36 FPCNP Finch, Pruyn & Company Inc 6% Cumulative Preferred Stock 11/20/2007  Called for Redemption ($100/sh plus accrued interest) ** 
13:36 GCIFF Gateway Casinos Income Fund Unit (Canada) 11/20/2007  Acquisition ** 
13:36 LTYPF Liberty Petroleum Inc. Common Stock 11/20/2007  Added to OTCBB (LTYPF) ** 
13:36 SUIP Sunrise Mining Corporation Common Stock 11/20/2007  Added to OTCBB (SUIP)** 
13:36 TWRCP Tower Automotive Capital Trust 6.750% Convertible Preferred Securities 11/20/2007  Plan of Bankruptcy effective 7/31/2007 ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:36 11/20/2007 CAVO Carver Corporation New Common Stock HLLD Hollund Industrial, Inc. Common Stock 17-1 F/S; Payable upon surrender of Certificates. ** 
14:01 11/20/2007 HMWM Humware Media Corporation Common Stock EFTB EFT Biotech Holdings, Inc. Common Stock 1-20,000 R/S ** 
13:36 11/20/2007 MXXR Matrixx Resource Holdings, Inc. Common Stock MXXH Matrixx Resource Holdings, Inc. New Common Stock 1-250 R/S ** 


Portal System Changes 11/19/2007 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:17 ALWML Allegro Investment Corp. S.A. 22.000 % ELKS Based Upon Washington Mut 144A 05/14/2008 (Luxembourg) 11/20/2007    
16:17 JCHHL Jachin Hldgs Ltd Sponsored GDR 144A (British Virgin Islands) 11/20/2007    
13:37 JPPHL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Sun Pharmaceutical Inds Ltd 11/08/2012 (Jersey) 11/20/2007    
16:17 LBAYL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Anajing Yunhai Special A 11/26/2012 (Luxembourg) 11/20/2007    
16:17 LBEAL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Eternal Asia Supply Chain A 11/26/2012 (Luxembourg) 11/20/2007    
16:17 LBHDL Lehman Bros Hldgs Inc 8.000% Yield Enhanced Equity Lkd Debt Secs 144A 12/01/2008 11/20/2007    
16:17 LBHSL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Huangshan Tourism Development-B 11/22/2012 (Luxembourg) 11/20/2007    
16:17 LBPCL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A PetroChina Co Ltd 11/21/2012 (Luxembourg) 11/20/2007    


Private Placement Security Changes 11/19/2007 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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