April 17, 2014
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OTCBB and Other-OTC System Changes - 11/16/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 ABHD Abtech Holdings, Inc. Common Stock 11/16/2012 100 From BB (ABHD) 
07:55 APGS Apps Genius Corp. Common 11/16/2012 100 From BB (APGS) 
07:55 ELGO Enterologics Inc Common Stock 11/16/2012 100 From BB (ELGO) 
07:55 ICOR InterCore Energy, Inc. Common 11/16/2012 100 From BB (ICOR) 
13:08 ANFD American Realty Funds Corporation Common Stock 11/19/2012 100 From BB (ANFDE) 
16:50 CHLL Cumberland Hills Ltd Common Stock 11/19/2012 100 ** 
16:50 GSPO GSP-2 Inc Common Stock 11/19/2012 100 ** 
16:50 MUXFF McEwen Mining-Minera Andes Acquisition Corporation Rights (Canada) 11/19/2012 100  
16:50 ORYYF Oryx International Growth Fund Accum Prf Shs (Guernsey) 11/19/2012 100 ** 
16:50 PTMEF PT MEdia Nusantara Citra TBK Ordinary Shares (Indonesia) 11/19/2012 100  
16:50 PTXAF PT XL Axiata Tbk Ordinary Shares (Indonesia) 11/19/2012 100  
16:50 SNXZF Sandstorm Gold Ltd Warrants (Canada) 11/19/2012 100  


Portal System Changes 11/16/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
10:10 TDRMY Trader Media East Limited 144A Sponsored GDR 11/19/2012 100 Symbol Re-Instated 
16:50 WISHY Wishbone Gold PLC Sponsored ADR (Gibraltar) 11/19/2012 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 ABHD Abtech Holdings, Inc. Common Stock 11/16/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 APGS Apps Genius Corp. Common 11/16/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
10:10 DMNM Dominion Minerals Corp Common Stock 11/16/2012 100 12(j) Registration Revoked by SEC 
07:55 ELGO Enterologics Inc Common Stock 11/16/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
09:18 ENTN Entorian Technologies Inc. Common Stock 11/16/2012 100 Certificate of dissolution filed on 11/15/2012. Pursuant to plan, the outstanding shares of common stock of the Company shall be cancelled as of the effective date of the Certificate of Dissolution. In addition, the Distributions shall be paid to the stockholders of the Company of record on the effective date of the Certificate of Dissolution, which date is hereby fixed as the record date for any and all Distributions. Transfer books closed. Deletion time 09:13:02 
07:55 ICOR InterCore Energy, Inc. Common 11/16/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
10:10 WATG Wonder Auto Technology, Inc. Common Stock 11/16/2012 100 12(j) Registration Revoked by SEC 
13:08 ANFDE American Realty Funds Corporation Common Stock 11/19/2012 100 Failure To Comply With NASD 6530; Added to NBB (ANFD) 
16:50 CHLL Cumberland Hills Ltd Common Stock 11/19/2012 100 Added to NBB 
16:50 PLLGF Plexmar Resources Inc (F) Ordinary Shares 11/19/2012 100 Plan of Arrangement. Under the Arrangment, each shareholder of Plexmar will recieve from Dia Bras $0.01 in cash for each of their shares owned in the Company. **** 
10:10 XXGZK Century Properties Fund Xi Limited Partnership 11/19/2012 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
10:10 11/19/2012 ALTM USPI USSPI Media, Inc . Common Stock ** 
10:10 11/19/2012 CEXI CDEX CDEX Inc. Class A Common Stock ** 
10:10 11/19/2012 ELPDF ELPDQ Elpida Memory Inc Tokyo Ordinary Shares (Japan) Bankruptcy ** 
13:08 11/19/2012 TPCS TPCSE Techprecision Corporation Common Stock Delinquent ** 
13:08 11/20/2012 AFRS AFRSE American First Financial, Inc. Common Stock Delinquent ** 
13:08 11/20/2012 ASPU ASPUE Aspen Group Inc. Common Stock Delinquent ** 
13:08 11/20/2012 AXIH AXIHE Axion International Holdings, Inc. Common Stock Delinquent ** 
13:08 11/20/2012 BRRY BRRYE Berry Only, Inc. Common Stock Delinquent ** 
13:08 11/20/2012 CHPI CHPIE China Printing & Packaging, Inc. Common Stock Delinquent ** 
13:08 11/20/2012 CTSO CTSOE Cytosorbents Corporation Common Stock Delinquent ** 
13:08 11/20/2012 CUSX CUSXE Continuityx Solutions Inc Common Stock Delinquent ** 
13:08 11/20/2012 CYRP CYRPE CYBRA Corporation Common Stock Delinquent ** 
13:08 11/20/2012 EXCC EXCCE Excel Corp Common Stock Delinquent ** 
13:08 11/20/2012 FMAR FMARE First Mariner Bancorp Common Stock Delinquent ** 
13:08 11/20/2012 FUTU FUTUE Future Healthcare of America Common Stock Delinquent ** 
13:08 11/20/2012 GIGL GIGLE Giggles N' Hugs Inc. Common Stock Delinquent ** 
16:50 11/20/2012 GLOI GLOIE GlobalOptions Group, Inc. Common Stock Delinquent** 
13:08 11/20/2012 GMCP GMCPE GMS Capital Corp. COM ACCD INVS Delinquent** 
13:08 11/20/2012 HPGS HPGSE High Plains Gas, Inc. Common Stock Delinquent ** 
13:08 11/20/2012 JPEX JPEXE Jasper Explorations Inc. Com Delinquent ** 
13:08 11/20/2012 MCMV MCMVE MicroSmart Devices, Inc. Common Stock Delinquent ** 
13:08 11/20/2012 RJSD RJSDE RJS Development, Inc. Common Delinquent ** 
17:55 11/20/2012 RLJEW RLJEE RLJ Entertainment, Inc. Wt Exp 10/03/2017  
13:08 11/20/2012 SKNY SKNYE Skinny Nutritional Corp. Common Stock Delinquent ** 
17:55 11/20/2012 SWCA SWCAE Selway Capital Acquisition Corporation Common Series A Delinquent** 
13:08 11/20/2012 WHLM WHLME Wilhelmina International, Inc. Common Stock Delinquent ** 
13:08 11/20/2012 WORX WORXE Worlds Online Inc Common Stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
10:10 11/19/2012 CSLX TBD One Inc. Common Stock CSLXD FORTECX Inc. Common Stock 1-50 R/S ** 
13:08 11/19/2012 UGFNF Unipol Gruppo Finanziario SPA Bologna Pfd Shares (Italy) UGFNF Unipol Gruppo Finanziario SPA Bologna Pfd Shares (Italy) CUSIP Change ** 
SYMBOL CHANGE CANCELLATIONS  
Updated Date Old Symbol New Symbol Name Comment
17:55 11/19/2012 ALNE ALNEE Alternative Energy & Environmental Solutions, Inc. Common  
16:50 11/19/2012 RLJEW RLJEE RLJ Entertainment, Inc. Wt Exp 10/03/2017  
17:44 11/19/2012 RLJEW RLJEE RLJ Entertainment, Inc. Wt Exp 10/03/2017  
17:44 11/19/2012 SWCA SWCAE Selway Capital Acquisition Corporation Common Series A  
17:55 11/20/2012 OLIE OLIEE Olie Inc. Common Stock  
16:50 11/20/2012 SWCA SWCAE Selway Capital Acquisition Corporation Common Series A  
16:50 11/20/2012 SWCAU SWCUE Selway Capital Acquisition Corporation Unit 1 Common Ser A & 1 Redeemable Wt Expires 10/31/2016  
17:44 11/20/2012 SWCAU SWCUE Selway Capital Acquisition Corporation Unit 1 Common Ser A & 1 Redeemable Wt Expires 10/31/2016  
16:50 11/20/2012 SWCAW SWCWE Selway Capital Acquisition Corporation Redeemable Warrants Expiring 11/07/2016  
17:44 11/20/2012 SWCAW SWCWE Selway Capital Acquisition Corporation Redeemable Warrants Expiring 11/07/2016  


Private Placement Security Changes 11/16/2012 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Symbol Change from OLIE/OLIE to OLIEE/OLIEE, reported on the Daily List of 11/16/2012, with an Effective Date of 11/20/2012 , has been cancelled.; The Symbol Change from ALNE/ALNE to ALNEE/ALNEE, reported on the Daily List of 11/16/2012, with an Effective Date of 11/19/2012 , has been cancelled.
Deletion of Northwest Biotherapeutics, Inc. Common Stock (NWBO) has been postponed, will remain OTC listed.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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