April 16, 2014
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Other-OTC System Changes - 10/2/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 SFRX Seafarer Exploration Corp. Common Stock 10/2/2012 100 From BB (SFRX) 
13:12 BBVZF BBVA International Preferred SA Unipersonal Guaranteed Preferred Securities (Spain) 10/3/2012 100  
14:37 NETEW Net Element International, Inc. Warrant 10/3/2012 100 From S (CAZAW) 
13:12 PEIPP Pennsylvania Real Estate Investment Trust Cumulative Redeemable Perpetual Preferred Shares Series B 10/3/2012 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:35 DYNIQ Dynegy Inc. (Delaware) (New) Common Stock 10/2/2012 100 Bankruptcy plan effective. Mandatory exchange. Holders of Dynegy common stock shall receive 0.00813936 shares of new Dynegy common stock for every 1 share of the old Dynegy equity issue, as well as 0.12703043 warrants for every 1 share of the old Dynegy equity issue Deletion time: 9:06:07**** 
16:19 AZHD Aztore Holdings Inc Common Stock New 10/3/2012 Going private ? merging with Visitalk Capital Corporation. Shareholders will received a stock conversion: one (1 ) share of Aztore Holdings , Inc. will equal 9,365 shares of Visitalk Capital Corporation. ** 
13:12 EPGG Empire Global Gaming Inc Common Stock 10/3/2012 100 Added to BB 
13:12 GBEEP Gabelli Equity Trust, Inc. (The) Pfd Ser H 10/3/2012 100 Listed on NYSE (GAB$H) 
16:19 NETE Net Element, Inc. Common Stock 10/3/2012 100 Merged with Cazador Acquisition Corporation Ltd (CAZA). Shareholders will received 0.025 shares of CAZA for each share held. ** 
13:12 RSRCP Resource Capital Corp. Pfd Ser B 10/3/2012 100 Listed on NYSE (RSO$B) 
13:12 SFEX Solarflex Corporation Common Stock 10/3/2012 100 Added to BB 
16:19 SZLMF Schweizerische Lebensversicherungs und Rentenanstalt Zuerich Namen AKT 2.Linie Angemelde (Switzerland) 10/3/2012 CUSIP Suspended ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:19 10/3/2012 CLUGF Cluff Gold Plc London Ordinary Shares (United Kingdom) CLUGF Amara Mining Ordinary Shares (United Kingdom) ** 
13:12 10/3/2012 COPI Compliance Systems Corporation Common Stock COPID Compliance Systems Corporation NEW Common Stock 1-994.488567392 R/S ** 
13:12 10/3/2012 CSOAD Coastal Contacts Inc New Common Shares (Canada) CSOAF Coastal Contacts Inc Common Shares (Canada) ** 
13:12 10/3/2012 LXXI Trinon Inc Common Stock LXXID Lexico Resources International Corp. (NEW) Common Stock 1-20 R/S ** 
13:12 10/3/2012 MDXX Medex Inc NEV Common Stock MDXXD Medex Inc NEV (NEW) Common Stock 1-1,000 R/S ** 
16:37 10/3/2012 PNMLF Jayden Resources, Inc. Ordinary Shares (Canada) PNMLF Jayden Resources, Inc. Ordinary Shares (Cayman Islands) CUSIP Change & Domicle Change ** 
13:12 10/3/2012 QTMI Quantum Telecom, Inc. Common Stock FRMB Forum Mobile, Inc. Common Stock ** 


Portal System Changes 10/2/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 10/2/2012 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Name Change from Jayden Resources, Inc. Ordinary Shares (Canada) to Jayden Resources, Inc. Ordinary Shares (Cayman Islands), reported on the Daily List of 10/02/2012, with an Effective Date of 10/03/2012 , has been cancelled.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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