April 24, 2014
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Other-OTC System Changes - 9/30/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 UVST Univest Tech Inc Common Stock 9/30/2013 100 From BB (UVST) 
12:52 BVWN Broadview Networks Holdings Inc Common Stock 10/1/2013 100 ** 
09:04 GLOI GlobalOptions Group, Inc. Common Stock 10/1/2013 100 From BB (GLOI) 
12:52 IAFSF Industrial And Financial Systems IFS AB Ordinary Shares (Sweden) 10/1/2013 100  
16:39 PBCBF Publicis Sa New Bon de Souscription (France) 10/1/2013 100  
16:39 SIICF Sirius XM Canada Holdings Inc Sub Voting Shares Class A (Canada) 10/1/2013 100 ** 
16:39 TZNZF Terramin Australia Ltd Ordinary Shares (Australia) 10/1/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:04 GTIX GRAPHICS TECHNOLOGIES INC Common Stock 9/30/2013 100 12(j) Registration Revoked by SEC ** 
09:04 MMAB Municipal Mortgage & Equity, LLC Common Stock 9/30/2013 100 12(j) Registration Revoked by SEC ** 
12:52 ABBAF Aberdeen Asian Income Fund Ordinary Shares (United Kingdom) 10/1/2013 100 Inactive Issue 
12:52 ABLLF Aberdeen Latin American Income Fund Ltd Subscription Shares on Shares of Aberdeen Latin American Income Fund (Jersey) 10/1/2013 100 Inactive Issue 
12:52 ABTTF Aberdeen Latin American Income Fund Ltd Ordinary Shares Class GBP (Jersey) 10/1/2013 100 Inactive Issue 
12:52 ADAAF Advance Developing Markets Fund Ltd Shares GBP (Guernsey) 10/1/2013 100 Inactive Issue 
12:52 PMPLF PMP Ltd Ordinary Shares 10/1/2013 100 Inactive Issue 
16:39 RDBN Randolph Bank & Trust Company 10/1/2013 100 RDBN is merging into Bank of North Carolina, a subsidiary of BNC Bancorp (BNCN). Shareholders of RDBN will receive either (1) $0.870 share of BNC Bancorp (BNCN) for every 1 share held of RDBN, (2) $10.00 cash for every 1 share held of RDBN, or (3) a combination of BNCN stock and cash, all subject to allocation and proration provisions. ** 
12:52 RDLLF Redhall Group PLC Ordinary Shares (United Kingdom) 10/1/2013 100 Inactive Issue 
12:52 SIXHF SIS International Holdings Ltd. Ordinary Shares (Bermuda) 10/1/2013 100 Inactive Issue 
16:39 SPXBF Sparebanken 1 Nord Norge Rt for Shs 10/1/2013 100 Security Expired** 
12:52 TOSKF Toyo Seikan Kaisha Ltd Ordinary Shares 10/1/2013 100 Inactive Issue 
17:09 UCBN United Commerce Bancorp (IN) Common Stock 10/1/2013 100 Each share of UCBN common stock will be exchanged for .5456 shares of (Nasdaq:GABC) common stock and $1.51 cash ** 
12:52 VVCNF Vivacon Ag Koeln Ordinary Shares (Germany) 10/1/2013 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:52 10/1/2013 ASLRD ASLRF Arian Silver Corporation Ordinary Shares ** 
09:04 10/1/2013 CEEND CEENF VoodooVox, Inc. New Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:39 10/1/2013 CFTLF Chinasoft International Ltd Ordinary Shares (Cayman Islands) CFTLF Chinasoft International Ltd Ordinary Shares (Cayman Islands) CUSIP Change ** 
16:39 10/1/2013 GDNDF Golden Dory Resources Corp. Ordinary Shares (Canada) GDNDD Sokoman Iron Corp. Ordinary Shares (Canada) 1-10 R/S** 
12:52 10/1/2013 LYGZF Lloyds Banking Group Plc Ordinary Shares (ADR representing preferance shares Reg S) (United Kingdom) LYGZY Lloyds Banking Group PLC ADR Representing Preferenced Shares Reg S Name/Symbol Correction ** 
09:04 10/1/2013 ORSTF Orascom Telecom S.A.E. Sponsored Reg S GDR (Egypt) ORSTF Global Telecom Holding S.A.E. Sponsored Reg S GDR (Egypt) ** 
16:39 10/1/2013 OXFCF Oxford Catalysts Group plc Ordinary Shares (United Kingdom) OXFCF Velocys PLC Ordinary Shares (United Kingdom) ** 
12:52 10/1/2013 SFOOF Sino Grandness Food Industry Group Ltd Ordinary Shares (Singapore) SFOOF Sino Grandness Food Industry Group Ltd Ordinary Shares (Singapore) CUSIP only Change ** 
16:39 10/1/2013 WEDXF Westaim Corporation (The) Common Stock WEDXD Westaim Corporation (The) Common Stock 1-50 R/S** 


Portal System Changes 9/30/2013 12:00:00 AM
 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
09:04 10/1/2013 ORSMY Orascom Telecom S.A.E. 144A ORSMY Global Telecom Holding S.A.E. 144A ** 


Private Placement Security Changes 9/30/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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