April 16, 2014
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Other-OTC System Changes - 7/20/2009 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
08:47 CTGGV Citigroup Inc. Common Stock "When-Issued" 7/20/2009 100 ** 
17:03 BNXKF Bank Sarasin & Cie Ag, Basel AKTIONAERSOPTION 7/21/2009 100 ** 
13:28 DIAAF Diamant Art Corporation Ordinary Shares (Canada) 7/21/2009 100 From BB (DIAAE)** 
13:28 EEEXF ETFS Commodity Securities Ltd, St Helier Certificates 2006-Without Fixed Maturity on Industrial (Metals DJ-AIGCI) 7/21/2009 100 ** 
17:03 EWRX EWRX Intenet Systems, Inc. Common Stock 7/21/2009 100   
15:39 OSCIQ Oscient Pharmaceuticals Corporation Common Stock 7/21/2009 100 From NGM (OSCI)** 
13:28 RADG Raduga Inc. Common Stock 7/21/2009 100 From BB (RADGE)** 
17:03 SLAW St. Lawrence Energy Corp Common Stock 7/21/2009 100 From BB (SLAWE)** 
17:03 SPOXF Sprott Inc Ordinary Shares (Canada) 7/21/2009 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:28 GPEGF Gold Point Energy Corp Ordinary Shares (Canada) 7/21/2009 100 Acquisition 
13:28 HOTIF Hota Industrial Manufacturing Co Ltd Ordinary Shares (Taiwan) 7/21/2009 100 Inactive Security** 
13:28 MELRF Melrose Res Ltd Ordinary Shares 7/21/2009 100 Inactive Security ** 
13:28 MODR Morgan Stanley Morgan Stanley PLUS Based on NASDAQ-100 Due July 20, 2009 7/21/2009 100 Expired Security ** 
13:28 MXPL Morgan Stanley Plus Based On Value S&P 500 Index 07/20/2009 7/21/2009 100 Expired Security ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:28 7/21/2009 SPCB SPCBQ Spectrum Brands, Inc. Common Stock Bankruptcy ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:28 7/21/2009 INFMF Informa Plc Ordinary shares (United Kingdom) IFPJF Informa Plc Ordinary shares (Jersey) ** 
13:28 7/21/2009 QURI Quri Resources Inc Common Stock QURS Quri Resources Inc. New Common Stock 1-100 R/S ** 


Portal System Changes 7/20/2009 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:28 JPVAW J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option Warrant 3C7 Shenzhen Expressway Co. Ltd. 07/20/2009 (Jersey) 7/21/2009 100 Expired Security 


Private Placement Security Changes 7/20/2009 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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