April 16, 2014
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Other-OTC System Changes - 6/22/2009 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:37 APRE Aperture Health, Inc. Common Stock 6/23/2009 100 From BB (APREE)** 
13:37 CHBO China Biopharma, Inc. Common Stock 6/23/2009 100 From BB (CHBOE)** 
15:46 GIVVF Givaudan AG Duebendorf RTS POUR ACTION NOMINATIVES(Switzerland) 6/23/2009 100  
13:37 IVVI Ivivi Technologies, Inc. Common Stock 6/23/2009 100 From S (IVVI)** 
13:37 KROMF Kromi Logistik AG Hamburg Ordinary Shares (Germany) 6/23/2009 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:26 AIQVF L'Air Liquide Ord Ordinary Shares 6/23/2009 100 Inactive Issue 
13:37 CDBGF Castorama Dubois Ff 100 Ordinary Shares 6/23/2009 100 Inactive Issue 
13:37 CSFRF Castorama Dubois Investissements SCA ACT PROV.OPA (France) 6/23/2009 100 Inactive Issue 
13:37 DBTRF DB X-Trackers Sicav Shs -1C- Capitalsation (Luxembourg) 6/23/2009 100 Security Was Added In Error ** 
13:37 DTWHF Daetwyler Holdings Ordinary Shares 6/23/2009 100 Inactive Issue 
13:37 GYPIF Gypsum Ind Zar 0.20 Ordinary Shares 6/23/2009 100 Inactive Issue 
13:37 HCGI Helm Captial Group, Inc. Common Stock 6/23/2009 100 12(j) Registration Revoked by SEC ** 
13:37 MBTE Transmedia Europe Inc. Common Stock 6/23/2009 100 12(j) Registration Revoked by SEC ** 
13:37 TFGP Total Film Group, Inc. Common Stock 6/23/2009 100 12(j) Registration Revoked by SEC ** 
13:37 TKTL Track 'n Trail Common Stock 6/23/2009 100 12(j) Registration Revoked by SEC ** 
13:37 TRUY Treasury International, Inc. Common Stock 6/23/2009 100 12(j) Registration Revoked by SEC ** 
13:37 TRWDF Trade Wind Communications Ltd Ordinary Shares 6/23/2009 100 12(j) Registration Revoked by SEC ** 
13:37 VIVGF Vivanco Gruppe Ordinary Shares 6/23/2009 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
15:46 6/23/2009 CLYVE CLYV Clyvia Inc. Common Stock Refer to 6/19/09 DL** 
15:46 6/23/2009 DNIAE DNIA Denia Enterprises Inc. Common Stock Refer to 6/19/09 DL** 
15:46 6/23/2009 ITVAE ITVA Intervia Inc. Common Stock Refer to 6/19/09 DL** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:26 6/23/2009 CGCFF Compass Gold Corporation Ordinary Shares COGDF Compass Gold Corporation NEW Ordinary Shares 1-5 R/S ** 


Portal System Changes 6/22/2009 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:01 DMRGL Deutsche Bk Ag London BRH 31.100% Mandatory Exch Nt Lkd MGM 144A Mirage 06/22/2009 (Germany) 6/23/2009 100 Expired Security 
13:01 JPTPW J. P. Morgan International Derivatives Ltd. 144A Indian Low Exercise Price Warrant 3C7 on Bombay Rayon Fashions Ltd. 06/22/2009 (Jersey) 6/23/2009 100 Expired Security 
13:01 JPTQW J. P. Morgan International Derivatives Ltd. 144A Indian Low Exercise Price Warrant 3C7 on Voltas Ltd. 06/22/2009 (Jersey) 6/23/2009 100 Expired Security 
13:01 JPTSW J. P. Morgan International Derivatives Ltd. 144A Indian Low Exercise Price Warrant 3C7 on Kirloskar Brothers 06/22/2009 (Jersey) 6/23/2009 100 Expired Security 
13:01 JPTUW J. P. Morgan International Derivatives Ltd. 144A Indian Low Exercise Price Warrant 3C7 on Reliance Energy 06/22/2009 (Jersey) 6/23/2009 100 Expired Security 


Private Placement Security Changes 6/22/2009 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Addition to NBB for GIVVF/GIVVF, reported on the Daily List of 06/22/2009, with an Effective Date of 06/23/2009, has been amended.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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