April 20, 2014
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OTCBB and Other-OTC System Changes - 6/14/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 POLR Polar Petroleum Corp. Common Stock 6/14/2013 100 From BB (POLR) 
07:55 TNXP Tonix Pharmaceuticals Holding Corp. Common Stock 6/14/2013 100 From BB (TNXP) 
13:28 ATIB ATLANTIC INVESTMENT CO Common Stock 6/17/2013 100 Reinstated** 
16:51 AWSS Ameriwest Petroleum Corp. Common Stock 6/17/2013 100 From NBB (AWSS) 
16:51 BLVO BLVD Holdings Inc Common Stock 6/17/2013 100 ** 
13:28 GNIXF GNI Ltd, Tokyo Ordinary Shares (Japan) 6/17/2013 100  
13:28 JAIRF Japan Airport Terminal Co Ordinary Shares 6/17/2013 100  


Portal System Changes 6/14/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 6/14/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:28 JPYXZ JP Morgan Chase Bank London Branch Indian Low Exercise Price Warrant 144a 3C7 India Infoline Ltd 6/17/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 POLR Polar Petroleum Corp. Common Stock 6/14/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 TNXP Tonix Pharmaceuticals Holding Corp. Common Stock 6/14/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:28 ALLSL Allstate Corporation (The) Dep Shs Repstg 1/1000th Perp Pfd Ser A 6/17/2013 100 Listed on NYSE (ALL$A) 
16:51 AWSS Ameriwest Petroleum Corp. Common Stock 6/17/2013 100 Added to OTCBB ** 
16:51 BLVO BLVD Holdings Inc Common Stock 6/17/2013 100 Added to NBB 
16:51 CDRIF Candover Investment Plc Ord25p Ordinary Shares 6/17/2013 100 Inactive Issue 
16:51 FRVHF Fraser & Neave Holdings Ordinary Shares (Malaysia) 6/17/2013 100 Inactive Issue 
13:28 GTLT Global Telecom & Technology, Inc. Common Stock 6/17/2013 100 Listed on NYSE Amex (GTT) 
16:51 PDVLF ECL Enviroclean Ventures Ltd. Ordinary Shares (Canada) 6/17/2013 100 Inactive Issue 
16:51 POLL Polk R L & Co Common Stock 6/17/2013 Merged with RLP Merger Co. ($2,675 per share). ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:28 6/17/2013 AAIRE AAIR Avantair, Inc. Common Stock ** 
13:28 6/17/2013 MMAXD PAYM PayMeOn, Inc. Common Stock  
13:28 6/18/2013 SNPD SNPDE Southern Prods., Inc. Common Delinquent ** 
13:28 6/18/2013 USBL USBLE United States Basketball League, Inc. Common Stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:28 6/17/2013 GHGD Guide Holdings, Inc. Common TALR Talon Real Estate Holding Corp. Common Stock ** 
13:28 6/17/2013 INVA Inova Technology, Inc. New Common Stock INVAD Inova Technology, Inc. (New) Common Stock 1-100 R/S ** 
13:28 6/17/2013 RNERD RainEarth Inc. (NEW) Common Stock RNER RainEarth Inc. Common Stock ** 
13:28 6/17/2013 RTRCF Retrocom Mid Market Real Estate Invt Tr Unit (Canada) RTRCF Retrocom Real Estate Unit (Canada) Name Change ** 
13:28 6/17/2013 SGPYY Sage Group Plc Unsponsored ADR (UK) SGPYD Sage Group Plc New Unsponsored ADR (UK) 77-81 R/S** 
16:51 6/17/2013 SNRAF Senator Minerals, Inc. Ordinary Shares (Canada) SNRAD Senator Minerals, Inc. Ordinary Shares (Canada) 1-40 R/S ** 
16:51 6/17/2013 TNTHF Difference Capital Funding, Inc. Ordinary Shares (Canada) TNTHD Difference Capital Financial, Inc. Ordinary Shares (Canada) 1-10 R/S ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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