April 23, 2014
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Other-OTC System Changes - 6/6/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 CNNM China Network Media Inc. Common Stock 6/6/2013 100 From BB (CNNM) 
07:55 LRDR Laredo Resources Corp. Common Stock 6/6/2013 100 From BB (LRDR) 
07:55 UNOV Ultimate Novelty Sports Inc Common Stock 6/6/2013 100 From BB (UNOV) 
16:24 ALLSL Allstate Corporation (The) Dep Shs Repstg 1/1000th Perp Pfd Ser A 6/7/2013 100 ** 
14:39 CBPI China Botanic Pharmaceutical Inc. Common Stock 6/7/2013 100 From AMEX (CBP) 
13:02 ESEFF Easyetf Epra Eurozone Fcp Units Distribution (Luxembourg) 6/7/2013 100 Reinstatement ** 
11:33 JAGGF Jaguar Mining Inc Ordinary Shares (Canada) 6/7/2013 100 From NYSE (JAG) 
11:33 ULGX Urologix, Inc. Common Stock 6/7/2013 100 From S (ULGX) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
11:33 PSPF Power Sports Factory, Inc. Common Stock 6/6/2013 100 12(j) Registration Revoked by SEC ** 
11:33 SERG Star Energy Corporation Common Stock 6/6/2013 100 12(j) Registration Revoked by SEC ** 
11:33 TRNT Transnet Corporation Common Stock 6/6/2013 100 12(j) Registration Revoked by SEC ** 
11:33 HYCHF Hua Yi Copper Holdings Ltd Ordinary Shares (Bermuda) 6/7/2013 100 Suspended CUSIP ** 
11:33 OTPBF OTP Bank Ltd Ordinary Shares 6/7/2013 100 Inactive Issue ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:24 6/7/2013 BPIRY Bank of Piraeus Sponsored ADR (Greece) BPIRY Piraeus Bank SA Sponsored ADR (Greece) Name Change ** 
11:33 6/7/2013 CGFID Colorado Goldfields Inc. Class A NEW Common Stock CGFI Colorado Goldfields Inc. Class A Common Stock ** 
11:33 6/7/2013 NRIFD Nuvo Research Inc Ordinary Shares New (Canada) NRIFF Nuvo Research Inc Ordinary Shares (Canada) Symbol Change ** 


Portal System Changes 6/6/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 6/6/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
11:33 JPCCZ JPMorgan Chase Bk NA Columbus Ohio VIETNAM LOW EXERCISE PRICE WT 144A 3C7 PETROVIETNAM (WELL SVCS JSC) (Expires 12/15/2014) 6/7/2013 100 Reinstatement ** 
11:33 JPPXZ JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Opt 144A 3C7 (Wt on Infosys Technologoes Ord Shs) 6/7/2013 100 ** 
11:33 JPXYZ JPMorgan Chase Bank N A London Branch Vietname Low Exercise Price Wt 144A 3C7 (Baoviet Hldgs Bvh Vn) Expiring 10/19/2015 6/7/2013 100 Reinstatment ** 

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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