April 16, 2014
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Other-OTC System Changes - 4/22/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:45 CPFVP CIT Group Inc (DEL) Non Cumulative Perp Pfd Conv Ser C 4/23/2008   
16:39 EKFAF Eksportfinans ASA Access Secs With buffered Downside Lkd S&P 500 Index 08/05/2009 (Norway) 4/23/2008   
13:45 GRPTF Groupe Eurotunnel GET Shs Provenant Regroupement (France) 4/23/2008   
13:45 LBGE Laufer Bridge Enterprises, Inc. Common Stock 4/23/2008   
13:45 MBPV MORGAN STANLEY Buffered Plus Based on Value of S&P 500 Index 10/31/2009 4/23/2008   
13:45 MLRX Merrill Lynch & Co., Inc. Accelerated Return Nt lkd to the Rogers International Commodity Index 05/06/2009 4/23/2008   
16:07 PPNT Pinpoint Recovery Solutions Corp. Common Stock 4/23/2008   
13:45 WRDS Wired Associates Solutions Inc. Common Stock 4/23/2008   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
15:23 FEMO Federal-Mogul Corporation Class A 4/23/2008  Listed on NGM (FDML)** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:45 4/23/2008 DGLI D G L Inc Common Stock WHSA Whitestar Resources, Inc. Common Stock 1-50 R/S ** 
13:45 4/23/2008 QTZI Quotezy, Inc. Common Stock LRDT Lord Tech Inc Common Stock 1-80 R/S ** 
13:45 4/23/2008 TOMXF Tom Exploration Inc Ordinary Shares EGMXF Excel Gold Mining Inc Ordinary Shares ** 


Portal System Changes 4/22/2008 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:07 DWDCL Deutsche Bk Ag London BRH 4.9% Mandatory Exchangeable Nt Lkd 144A Walt Disney Co 04/28/2009 (Germany) 4/23/2008   
18:01 MSBIL Morgan Stanley B V Delta Ctf Lkd to the Performance of Pdl Biopharma Inc 144A 04/27/2009 (Netherlands) 4/23/2008   
13:45 MSDCL Morgan Stanley B V Delta Ctf Lkd Performance 144A 3C7 Barratt Developments Plc 04/29/2009 (Netherlands) 4/23/2008   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:45 JPTOL J. P. Morgan International Derivatives Ltd. MSCI Turkey Outperformance 144A 3C7 Lkd Wt 04/22/08 (Jersey) 4/23/2008  Expired Security 


Private Placement Security Changes 4/22/2008 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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