April 16, 2014
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Other-OTC System Changes - 2/14/2001 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:20 AQLRF Aquila Resources Ltd (Australia) 2/15/2001    
13:20 AURSF Agau Resources Inc (Canada) 2/15/2001    
13:20 BCFN Banner Central Finance Company 2/15/2001    
13:20 BGFRP Big Flower Tr I Quarterly Income Pfd Secs Conv 6% 2/15/2001    
13:20 DUKPH Duke Energy Corporation Auction Mkt Pfd Ser Ut 1000 2/15/2001    
13:20 FDRMP Federal Mogul Financing Tr Gtd Tr Pfd Secs Conv 7% 2/15/2001    
13:20 GDBKP Golden Books Financing Tr Originated Pfd 8.75% 2/15/2001    
13:20 HXPR Hispanic Express Inc 2/15/2001    
13:20 IGFGP ICG Funding LLC Pfd Exchangeable 6.75% 2/15/2001    
13:20 PHPCF Philips Carbon Black Ltd (India) 2/15/2001    
13:20 RNCLF Rain Calcining Ltd (India) 2/15/2001    
13:20 SCIHF Scipher Plc (United Kingdom) 2/15/2001    
13:20 SOMXF Sonomax Hearing Healthcare Inc (Canada) 2/15/2001    
13:20 SWRJF Swaraj Engines Ltd (India) 2/15/2001    
13:20 THWYF Techwayson Holdings Ltd (Cayman Islands) 2/15/2001    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:20 CCGKP Corporate Backed Tr Ctfs Ser 2001 5 Cl A 1 2/14/2001  Listing on NYSE (CYG) 
13:20 CTFUP Corts Tr First Union Instl Cap I Corp Bkd Secs Ctf 8.20% Pfd 2/14/2001  Listing on NYSE (KTV) 
13:20 DRETP Duke Weeks Realty Corp 8.45% PERP 2/14/2001  Listing on NYSE (DRE.PR.I) 
13:20 DROPF Durban Roodepoort Deep 8.00 Pfd 2/15/2001  Inactive security 
13:20 DROUF Durban Roodepoort Deep Ltd Linked Units 2/15/2001  Debenture 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:20 2/15/2001 RUSM** RUSMF Russel Metals Inc  
13:20 2/15/2001 WMETE** WMET Westbury Metals Group Inc  
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:20 2/15/2001 ADNKF** Amada Sonoike Co Ltd ADMHF Amada Machinics Co Ltd  


Portal System Changes 2/14/2001 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:20 CTOMW** CTC Communications Corp 144A Wts 2/15/2001  Redeemed 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:20 2/15/2001 CHRVW** Charles River Labs Hldgs Inc 144A Wts 2010 CRLRW Charles River Labs Intl Inc 144A Wts 2010  


Private Placement Security Changes 2/14/2001 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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