April 24, 2014
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Other-OTC System Changes - 1/18/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:56 CTIPP Citigroup Inc. Dep Sh Repstg 1/1000th Pfd Conv Ser T 1/22/2008   
13:56 GGBM Gigabeam Corporation Common Stock 1/22/2008  From S (GGBM) 
13:56 GGBMW Gigabeam Corporation Warrant 10/14/2009 1/22/2008  From S (GGBMW) 
13:56 GGBMZ Gigabeam Corporation Class Z Warrant 1/28/2011 1/22/2008  From S (GGBMZ) 
15:18 HGHDF High Desert Gold Corp Wt Exp 10/17/2009 (Canada) 1/22/2008   
13:56 LGHEF Lighthouse Caledonia ASA, Oslo Ordinary shares (Norway) 1/22/2008   
13:56 LQRCF La Quinta Res Corp Common shares (Canada) 1/22/2008   
16:54 ZOLRZ Zoeller Co Cl Z Non-Vtg 1/22/2008   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:19 ARAI AR Associates Inc Common Stock 1/22/2008  12(j) Registration Revoked by SEC ** 
13:56 EMEFF Emergis Inc Ordinary Shares (Canada) 1/22/2008  Acquisition ** 
16:19 GTGOF GETGO, Inc. Ordinary Shares (British Virgin Islands) 1/22/2008  12(j) Registration Revoked by SEC ** 
13:56 MERIJ Merrill Lynch & Co., Inc. Unit Currency Note Linked to US$/Yen Exchange Rate 1/22/2008  Matured 8/11/2005 ** 
13:56 SNGI SN Strategies Corp. Common Stock 1/22/2008  Added to OTCBB (SNGI) ** 
13:56 WMAN Wellman, Inc. Common Stock 1/22/2008  Added to OTCBB (WMAN) ** 
16:19 WWMCQ Worldwide Medical Corporation Common Stock 1/22/2008  12(j) Registration Revoked by SEC ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:56 1/22/2008 ETMO Extreme Motorsports of California, Inc. Common Stock EMOC Extreme Motorsports of California Inc New Common Stock 1-3000 R/S ** 


Portal System Changes 1/18/2008 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:30 DBNCL Deutsche Bk Ag London BRH 12.000% Mandatory Exchangeable Nt Lkd 144A Nokia Corp Adr 07/15/2008 (Germany) 1/22/2008   
16:56 JITLL J P Morgan Chase & Co 12.000% Mandatory Exchangeable nts lkd to the com stk of Intel Corp 07/25/2008 1/22/2008   
16:56 MLEGL MORGAN STANLEY 12.500% PERQS Mandatorily Exch for com Stk Legg Mason Inc 144A 07/22/2008 1/22/2008   
16:56 MTHYL Morgan Stanley B V Delta Ctf Lkd Thyssenkrupp Ag 144A 01/26/2009 (Netherlands) 1/22/2008   
13:56 UBSZL UBS AG LONDON BRH Low Exercise Call Wt on 144A Reliance Energy Ltd 01/14/2011 (United Kingdom) 1/22/2008   
ANTICIPATED ADDITIONS  
Updated Symbol Company Name OATS
Reportable
Flag
Unit of
Trade
13:56 UBSZL UBS AG LONDON BRH Low Exercise Call Wt on 144A Reliance Energy Ltd 01/14/2011 (United Kingdom)  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:56 AEILL Allegro Invt Corp S A 144A 3.81 ELKS on Capital One Financial Corp. (Luxembourg) 1/22/2008  Expired Security 
13:56 BLSRL Bluestar L P Sponsored GDR 144A (Isle of Man) 1/22/2008  Other 
13:56 UBEBL UBS AG LONDON BRH Amern Style Low Exercise Call 144A Warrant LKD to Bharat Heavy Electricals (United Kingdom) 1/22/2008  Expired Security 
13:56 UBEBY UBS AG LONDON BRH Amern Style Low Exercise Call 144A Warrant Lkd to Formosa Chem & Fibre Co (United Kingdom) 1/22/2008  Expired Security 


Private Placement Security Changes 1/18/2008 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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