April 19, 2014
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Other-OTC System Changes - 1/8/2009 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 HGHN Highland Ridge, Inc. Common Stock 1/8/2009 100 From BB (HGHN) 
14:07 AEMMY A E M Spa Unsponsored ADR (Italy) 1/9/2009 100 ** 
14:07 DAIEY Dai'ei, Inc. American Depositary Shares 1/9/2009 100 From NCM (DAIEY)** 
14:07 ERSO Empire Resources, Inc. Common Stock 1/9/2009 100 From AMEX (ERS) 
14:07 FCHD Fairchild Corporation (The) Common Stock 1/9/2009 100 From NYSE (FA) 
15:19 FEYEY Freedom Eye Ltd Sponsored ADR (Australia) 1/9/2009 100 ** 
14:07 GMDTY Golden Meditech Co Ltd Unsponsored ADR (Cayman Islands) 1/9/2009 100 ** 
14:07 KEME Kemet Corporation Common Stock 1/9/2009 100 From NYSE (KEM) 
18:01 MNNRF Metanor Resources Inc Warrants Exp 5/15/2012 (Canada) 1/9/2009 100  
14:07 TMTP TMT Capital Corporation Common Stock 1/9/2009 100 From BB (TMTPE)** 
15:19 VEMLY Venture Mfg (Singapore).25 Ord Unsponsored ADR (Singapore) 1/9/2009 100 ** 
14:07 WPSLF W.P. Stewart & Co., Ltd. New Common Stock 1/9/2009 100 From NYSE (WPL) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
18:01 BENF Benefund Inc Common Stock 1/9/2009 100 12(j) Registration Revoked by SEC ** 
18:01 BENZF Benz Energy Inc Ordinary Shares 1/9/2009 100 12(j) Registration Revoked by SEC ** 
18:01 BPAOQ Baldwin Piano & Organ Company Common Stock 1/9/2009 100 12(j) Registration Revoked by SEC ** 
18:01 BSSV Be Safe Services Inc Common Stock 1/9/2009 100 12(j) Registration Revoked by SEC 
14:07 CTWI Contl West Inc Unclassified 1/9/2009 100 Inactive Issue 
14:07 DENHY Denison International plc American Depositary Shares 1/9/2009 100 Acquisition 
14:07 ESYSP E Systems Inc $2.60 Pfd Preferred Stock 1/9/2009 100 Inactive Issue 
15:19 GSTA Gladstone Resources Inc Common Stock 1/9/2009 100 Inactive Security 
14:07 NEXB National Exhib Co Unclassified 1/9/2009 100 Inactive Issue 
14:07 PHAR PharmaNetics, Inc. Common Stock 1/9/2009 100 Plan of Dissolution ** 
14:07 RCWR Race World International, Inc. Common Stock 1/9/2009 100 Added to OTCBB (RCWR)** 
14:07 SLTM Selecterm Inc Common Stock 1/9/2009 100 Inactive Issue 
14:07 WASM Westmountain Asset Management, Inc Common Stock 1/9/2009 100 Added to OTCBB (WASM)** 
14:07 WTHNY WiderThan Co., Ltd. American Depositary Shares 1/9/2009 100 Acquisition** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
14:07 1/9/2009 EXPT Expert Group, Inc. Common Stock EXPU Expert Group, Inc. Common Stock New 1-500 R/S ** 
14:07 1/9/2009 SPSI Specialized Services, Inc. New Common Stock SSRV Specialized Services, Inc. Common Stock 1-50 R/S ** 


Portal System Changes 1/8/2009 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
14:07 AFAAY Alfa Sa 144A 1/9/2009 100 ADR Program Termination ** 
14:07 UGRAL UBS AG LONDON BRH Low Exercise Call Wt on 144A Grasim Inds Ltd 01/08/2009 (United Kingdom) 1/9/2009 100 Expired Security 


Private Placement Security Changes 1/8/2009 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Addition to NBB for ACUS/ACUS, reported on the Daily List of 01/08/2009, with an Effective Date of 01/09/2009, has been cancelled. It is anticipated that ACUS will be quoted on the OTC Bulletin Board.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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