April 19, 2014
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OTCBB and Other-OTC System Changes - 1/2/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 EXCC Excel Corp Common Stock 1/2/2013 100 From BB (EXCC) 
16:13 AMIXB Amincor Inc Class B 1/3/2013 100 ** 
16:13 HBAYF Hudsons Bay Co Common Shares (Canada) 1/3/2013 100  
13:14 TRBAA Tribune Company New Class A 1/3/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 EXCC Excel Corp Common Stock 1/2/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:14 EMGUF Eromanga Uranium Ltd Ordinary Shares (Australia) 1/3/2013 100 inactive issue 


Portal System Changes 1/2/2013 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:14 NVATY Novatek Joint Stock Company 144A Sponsored GDR (Russia) 1/3/2013 100 ADR Program Terminated 
13:14 PLFRF Palfinger AG Ordinary Shares (Austria) 1/3/2013 100 inactive issue 
13:14 QNMNF Queenston Mining Inc Ordinary Shares 1/3/2013 100 Plan of Arrangement** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:14 1/3/2013 APKN RAFA Rafarma Pharmaceuticals, Inc. (WY) Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:13 1/3/2013 CLPBF Coloplast AS Ordinary Shares B (Denmark) CLPBF Coloplast AS Ordinary Shares B (Denmark) CUSIP Change** 
16:13 1/3/2013 FDCFF Forum Uranium Corp Ordinary Shares (Canada) FDCFD Forum Uranium Corp Ordinary Shares (Canada) 1-15 R/S** 
13:14 1/3/2013 HXBM Helix Biomedix, Inc. Common Stock HXBMD Helix Biomedix, Inc. NEW Common Stock 1-300 R/S ** 
13:14 1/3/2013 JVEXD Java Express, Inc. NEW Common Stock JVEX Java Express, Inc. Common Stock ** 
13:14 1/3/2013 PRTN Pristine Solutions, Inc. Common ESSI Eaton Scientific Systems, Inc. Common Stock ** 
13:14 1/3/2013 STTN Smart-Tek Solutions, Inc. Common Stock STTN Trucept, Inc. Common Stock ** 
13:14 1/3/2013 UPBSD Upstream Biosciences Inc. NEW Common Stock UPBS Upstream Biosciences Inc. Common Stock ** 


Private Placement Security Changes 1/2/2013 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
See daily list of 12/31/2012 regarding symbol deletion of MSWP. Pursuant to plan of liquidation, the Company?s common stock was automatically cancelled and converted- effective 12/28/2012- into units of liquidating trust upon transfer of the assets and liabilities of the Company to the trust.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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