| SECURITY ADDITIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:20 | ARCHW** | Arch Wireless Inc Wts 9/1/2001 | 04/30/2001 | |
| 13:20 | PSIXP** | PSINet Inc CV Pfd C 6 3/4% | 04/30/2001 | |
| 13:20 | CAFPP | Corts Tr AFC Capital Tr I Corporate Backed Tr Secs Ctf Cl A | 05/01/2001 | |
| 13:20 | CMPLY** | Compal Electronics Inc Spons 144A ADR | 05/01/2001 | |
| 13:20 | CPBHF | CCPC Biotech Inc (Canada) | 05/01/2001 | |
| 13:20 | CVTFP | Corts Tr III Provident Financing Tr I Corporate Bckd Tr Secs Ctf 8.10% | 05/01/2001 | |
| 13:20 | DMYDF | Diamyd Medical AB Shs B (Sweden) | 05/01/2001 | |
| 13:20 | LORUP | Loral Space & Communications Ltd 6% Conv Red Pref Shs 1997 11/01/2006 | 05/01/2001 | |
| 13:20 | NUTP | NutraMax Products Inc New | 05/01/2001 | |
| 13:20 | PDPUP | Preferred Plus Tr Ser BLS-1 Tr Ctf 7.30% | 05/01/2001 | |
| 13:20 | POSUP | Peninsular & Oriental Steam Navigation Co P&O 5.50% Red Non Cum Pfd | 05/01/2001 | |
| 13:20 | SVRJF | Shotover Jet Ltd (New Zealand) | 05/01/2001 | |
| 13:20 | SYXCY** | Systex Corporation Spons 144A ADR | 05/01/2001 | |
| 13:20 | UBAPP | US Bancorp Capital III Tr Pfd Secs 7.75% | 05/01/2001 | |
| |
| SECURITY DELETIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:20 | ATJWF | Atlantis Jap Wts 4/30/2001 | 05/01/2001 | Expired security |
| 13:20 | HPHWF | Hop Hing Holdings Wts 4/30/2001 | 05/01/2001 | Expired security |
| 13:20 | NDYWF | Normandy Mining Ltd Wt 4/30/2001 | 05/01/2001 | Expired security |
| 13:20 | NHGWF | New Hampton Goldfields Wts 4/30/2001 | 05/01/2001 | Expired security |
| 13:20 | NMPCQ** | NutraMax Products Inc | 05/01/2001 | Bankruptcy reorganization |
| 13:20 | PSGWF | Preussag Ag Wts 4/30/2001 | 05/01/2001 | Expired security |
| |
| SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
New Symbol |
Name |
| 13:20 | 05/01/2001 | NAPHE** | NAPH | Nano World Projects Corporation |
| 13:20 | 05/01/2001 | ARTT** | ARTTQ | Advanced Radio Telecom Corporation (See Note 1) |
| |
| NAME/SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
Old Name |
New Symbol |
New Name |
| 13:20 | 05/01/2001 | AMINF** | Adulis Minerals Corporation | ADEZF | Adulis Resources Inc (1-4 R/S) |
| 13:20 | 05/01/2001 | FAXEP | First Australia Prime Inc Amps E | ABAPF | Aberdeen Asia-Pacific Income Fund Amps E |
| 13:20 | 05/01/2001 | MPGPF | Michael Page Group Plc | MPGPF | Michael Page International Plc |
| 13:20 | 05/01/2001 | NBMX** | National Boston Medical Inc | NBMM | National Boston Medical Inc New (1-32 R/S) |
| 13:20 | 05/01/2001 | PFMMW | PF.Net Communications Inc Wts 5/10/2001 | PFMMW | PF.Net Communications Inc Wts 5/15/2010 |
| |
| Notes |
|
|
(1) Refer to D/L of 4/27/2001; Symbol change did not occur as announced. Will trade as ARTT on 4/30/2001 and will trade as ARTTQ effective 5/01/2001. |
| |
