April 16, 2014
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NASD Requests Comment On Limiting Quotations On the OTC Bulletin Board To Securities of Reporting Issuers

On December 11, 1997, the National Association of Securities Dealers, Inc. (NASD) Board of Governors approved the solicitation of comment on a proposed rule that would amend Rule 6530 to limit quotations on the OTC Bulletin Board (OTCBB) to the securities of issuers that are current in their reports filed with the Securities and Exchange Commission (SEC) or other regulatory authority, and on a proposed rule that would amend Rule 6540 to prohibit a member from quoting a security on the OTCBB unless the issuer has made current filings.

Questions regarding this rule change should be directed to Sara Nelson Bloom, Associate General Counsel, Office of General Counsel, The Nasdaq Stock Market, Inc., at (202) 728-8294 or David Spotts, Senior Attorney, Office of General Counsel, NASD Regulation, Inc., at (202) 728-8071.

The full text of Special NASD Notice to Members 98-14 detailing this proposed rule change and requesting comment can be viewed in text format or as a .pdf file from the NASD Regulation Web site. The comment period for this proposal ended March 16, 1998.


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