General Notice for Changes to Daily List on OTCBB
August 4, 2008
What you need to know: FINRA is implementing a new event type to the OTCBB Daily List.
Who you should contact: FINRA Operations at (866) 776-0800
What is changing?
FINRA will implement a new event type (S3) onto the OTCBB Daily List to denote when a previously scheduled filing delinquency has been canceled. The new event type is scheduled for an effective date of September 8, 2008. The changes to be implemented are as follows:
- Daily List File - When a cancellation event occurs, an S3 value will be placed into the “Type” field along with a description of the canceled event.
- Daily List Web Page - When a cancellation event occurs, a cancellation category will be displayed on the page along with a description of the canceled event.
Who can I contact for additional information?
FINRA Operations at (866) 776-0800
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