August 21, 2014
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Technical Alert: Distinguishing OTCBB Securities on the NWII

Please be advised that several firms have experienced intermittent difficulties in distinguishing OTC Bulletin Board (OTCBB) securities. It may be possible to view OTCBB quotes without typing a "3" before the symbol in the Dynamic Quote window of Nasdaq Workstation II (NWIITM).

If you experience difficulties distinguishing OTCBB securities from The Nasdaq SmallCap MarketSM and Nasdaq National Market securities, there is other information that clearly distinguishes them on NWII. OTCBB issues are not dynamically displayed and the Dynamic Quote window includes the Trade Unit, a Clearing Indication, and Status Identifiers (BB Active, BB 211, or non BB). In addition, please be aware of the Three Quote Rule responsibilities in the OTCBB.

Questions should be directed to Liz Heese at (202) 728-8191.


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