| Contact Us (Hours 9:00 am - 4:30 pm EST) |
(212) 858-4294 |
 |
|
|
FINRA Operations |
866-776-0800
Option 1 |
- Notification of Stock Split, Name Change, Mergers, Acquistion, Bankruptcy or Liquidation
- Notification of Cash Dividend
- Inquiry on current OTC Equity Symbol
- Request a new OTC Equity Symbol
|
otccorpactions@finra.org
otcdividends@finra.org
otcsymbols@finra.org
OTC Equity Request Form
|
| Filing Department |
240-386-6640 |
- Notify FINRA of filing compliance and get "E" removed
- Change an issuer's Fiscal-Year-End
- Mail hardcopies of non-EDGAR filings to:
Financial Industry Regulatory Authority
9509 Key West Avenue,
FINRA Operations 5th Floor
Rockville, MD 20850 | |
| OTCBB Company Profile Update |
knobias.com |
|
|
954-990-4377 |
OTCBB Company Address Updates
Send address, phone, fax and website updates |
OTCBBFeedback |
|
| FINRA OTC Compliance Unit |
240-386-5100 |
|
- Filing a Form 211
- Check the status of a Form 211
- Mail 211 Applications to:
Financial Industry Regulatory Authority
OTC Compliance Unit
9509 Key West Avenue
Rockville, MD 20850 | |
|
| FINRA Office of the General Counsel |
202-728-8294 |
|
Trade Desk
Market Maker Registration, Closing your market |
212.231.5100 |
|
Subscriber Services
Contracts, Equipment, Market Maker Applications, or Obtaining Service |
212.231.5180 |
|
FINRA Regulation
Filing a customer complaint |
FINRA District Office |
|
Web Help Desk
Problems using OTCBB.com |
(212) 858-4294 |
|
| S&P Market Access Services |
212-438-3680 |
