| Contact Us (Hours 9:00 am - 4:30 pm EST) |
(212) 858-4294 |
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| Filing Department |
301-978-8095 |
- Notify NASDAQ of filing compliance and get "E" removed
- Change an issuer's Fiscal-Year-End
- Mail hardcopies of non-EDGAR filings to:
Financial Industry Regulatory Authority
9600 Blackwell Road, 5th Floor
Rockville, MD 20850 | |
| Corporate Data Operations |
203-375-9609 |
- Change security Symbols and Names
- Report Stock Splits and Dividends
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| OTCBB Company Profile Update |
knobias.com |
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|
601-978-3399 ext 115 |
OTCBB Company Address Updates Send address, phone, fax and website updates |
OTCBBFeedback |
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| FINRA OTC Compliance Unit |
240-386-5100 |
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- Filing a Form 211
- Check the status of a Form 211
- Mail 211 Applications to:
Financial Industry Regulatory Authority
OTC Compliance Unit
9509 Key West Avenue
Rockville, MD 20850 | |
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| FINRA Office of the General Counsel |
202-728-8294 |
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Trade Desk Market Maker Registration, Closing your market |
212.231.5100 |
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Subscriber Services Contracts, Equipment, Market Maker Applications, or Obtaining Service |
212.231.5180 |
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FINRA Regulation Filing a customer complaint |
FINRA District Office |
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Web Help Desk Problems using OTCBB.com |
(212) 858-4294 |
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| S&P Market Access Services |
212-438-3680 |