May 12, 2008
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Contact Us (Hours 9:00 am - 4:30 pm EST) (212) 858-4294

Filing Department 301-978-8095
  • Notify NASDAQ of filing compliance and get "E" removed
  • Change an issuer's Fiscal-Year-End
  • Mail hardcopies of non-EDGAR filings to:
    Financial Industry Regulatory Authority
    9600 Blackwell Road, 5th Floor
    Rockville, MD 20850
Corporate Data Operations 203-375-9609
  • Change security Symbols and Names
  • Report Stock Splits and Dividends
OTCBB Company Profile Update knobias.com
601-978-3399 ext 115
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FINRA OTC Compliance Unit 240-386-5100
  • Filing a Form 211
  • Check the status of a Form 211
  • Mail 211 Applications to:
    Financial Industry Regulatory Authority
    OTC Compliance Unit
    9509 Key West Avenue
    Rockville, MD 20850

FINRA Office of the General Counsel 202-728-8294

Trade Desk
Market Maker Registration, Closing your market
212.231.5100

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212.231.5180

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FINRA District Office

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(212) 858-4294

S&P Market Access Services 212-438-3680



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