Daily List Date|Market Category|Issue Symbol|Company Name|Declaration Date|Amount|X-Date|Record Date|Payment Date|NOTES for Each Dividend
9/7/2012 1:33:39 PM|NBB|NINOY|Nikon Corp American Depositary Shares||+||9/27/2012||+Amount & Pay Date TBA. NOTE: J.P. Morgan as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|OSGSY|Osaka Gas Co Ltd Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|RICOY|Ricoh Company, Ltd. Sponsored American Depositary Receipt||+||9/27/2012||+Amount & Pay Date TBA. NOTE: BNY Mellon as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|SEKEY|Seiko Epson Corp Suwa Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|THKLY|T H K Co Ltd Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|TKPYY|Takeda Pharmaceutical Co Ltd Sponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: BNY Mellon as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|TOPPY|Toppan Printing Ltd Ord Sponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: BNY Mellon as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|TOSYY|Toshiba Corp Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|TTDKY|TDK Corporation Common Stock||+||9/28/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 09/28/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|JGCCY|J G C Corp (F) Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 9/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 1:22:25 PM|NBB|JSGRY|lixil Group Corporation Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|PPLKY|Petropavlovsk Plc Sponsored ADR (United Kingdom)||0.1589 Apx|10/3/2012|10/5/2012|11/19/2012|Gross free; Fee 0.019; Net=0.1399
9/7/2012|NBB|QUCCF|Quanta Computer Inc Sponsored Reg S GDR Repstg 5 Common (Taiwan)|7/17/2012|0.668582 Fnl|7/30/2012|8/1/2012|9/13/2012|Gross less 20%; Fee 0.02; Net=0.514866
9/7/2012|POR|QUCPY|Quanta Computer Inc 144A Sponsored GDR Repstg 5 Common (Taiwan)|7/17/2012|0.668582 Fnl|7/30/2012|8/1/2012|9/13/2012|Gross less 20%; Fee 0.02; Net=0.514866
9/7/2012 12:53:14 PM|NBB|RSANY|Royal & Sun Alliance Insurance Group PLC Unsponsored ADR (UK)||0.271487 Apx|9/26/2012|9/28/2012|12/10/2012|Gross free; Fee 0.025; Net=0.246487
9/7/2012 12:53:14 PM|NBB|JTEKY|JTEKT Corporation Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 9/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|KDDIY|KDDI Corporation Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 9/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|KNCAY|Konica Minolta Holdings Inc Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 1:21:28 PM|NBB|KURRY|Kuraray Co Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|MAURY|Marui Group Co Ltd ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: J.P. Morgan as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 1:29:16 PM|NBB|MIELY|Mitsubishi Electric Corp ADR||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|MITEY|Mitsubishi Estate Co Ltd American Depositary Shares||+||9/27/2012||+Amount & Pay Date TBA. NOTE: J.P. Morgan as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|MRAAY|Murata Manufacturing Co Ltd Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|MTLHY|Mitsubishi Chemical Holdings Corp Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|SCEDL|Southern California Edison Company Preferred Shares Series C|9/6/2012|1.5|10/3/2012|10/5/2012|10/31/2012|
9/7/2012 12:53:14 PM|NBB|ACMUY|Acom Co Ltd Sponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: BNY Mellon as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 9:17:07 AM|NBB|BBHYL|Merrill Lynch & Co., Inc. Biotech HOLDRs Trust|8/22/2012|1.14|8/29/2012|8/31/2012|9/10/2012|Distribution is a result of the aquisition of Human Genome Sciences Inc. by GlaxoSmithKline plc. Gross free; no fee; net=1.14; Pay Date TBA. Additionally, cancellations will require $114.00 per 100 share round-lot of Biotech HOLDRS through August 31, 2012 inclusive.
9/7/2012|NBB|BRDCY|Bridgestone Corp  Ord (Unsponsored)  American Depositary Shares||0.407695 Fnl||6/28/2012|9/18/2012|Refer to daily list of 06/13/2012:  Gross less 7%; Fee 0.04; Net=0.339156; Will not be quoted ex.
9/7/2012|POR|CFDZY|Corporacion Financiera Colombiana SA Sponsored 144A  ADR representing Pfd Class B Non Voting Shs (Colombia)|3/20/2012|0.105272 Fnl|8/28/2012|8/30/2012|9/13/2012|Gross free; Fee 0.013; Net=0.092272. 6th Installment
9/7/2012 12:53:14 PM|NBB|CHYCY|Chiyoda Corp Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 9/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|CPYYY|Centrica plc Sponsored American Depositary Shares||0.293961 Apx|9/26/2012|9/28/2012|11/26/2012|Gross free; Fee 0.01; Net=0.283961
9/7/2012|NBB|CRPFY|Corporacion Financiera Colombiana SA Sponsored ADR representing Class B Non Voting Shs (Colombia)|3/20/2012|0.105272 Fnl|8/28/2012|8/30/2012|9/13/2012|Gross free; Fee 0.013; Net=0.092272. 6th installment
9/7/2012 12:53:14 PM|NBB|CWLDY|Crown Ltd. Unsponsored ADR (Australia)|9/6/2012|0.390032 apx|9/25/2012|9/27/2012|10/29/2012|Gross Rate=[0.195016(tax exempt)] + [0.195016(taxable)]; Gross less 15%; 0.035 fee; net=0.325779
9/7/2012 4:23:53 PM|NBB|DITFY|Daito Trust Construction Co Lt Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|DNPLY|Dai Nippon Printing Limited Japan Sponsored ADR||+||9/27/2012||+Amount & Pay Date TBA. NOTE: BNY Mellon as Depositary for this issue has set a US record date of 09/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|EGDCY|Energy Development Corp. Unsponsored ADR (Phillippines)||0.128102 Apx|9/17/2012|9/19/2012||Gross less 30%; Fee 0.01; Net=0.079671; PD TBA
9/7/2012 12:53:14 PM|NBB|EQSHY|Eqstra Holdings Ltd Sponsored ADR (South Africa)||0.033713 Apx|9/19/2012|9/21/2012|10/5/2012|Gross less 15%; Fee 0.003; Net=0.02586
9/7/2012 12:53:14 PM|NBB|EXXAY|Exxaro Resources Limited Sponsored ADR (South Africa)||0.42273 Apx|9/19/2012|9/21/2012|10/5/2012|Gross free; Fee 0.02; Net=0.40273
9/7/2012 12:53:14 PM|NBB|FANUY|Fanuc Corporation Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: Deutsche Bank as Depositary for this issue has set a US record date of 9/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|GFSZY|G4S Plc Unsponsored ADR (UK)||0.272437 Apx|9/19/2012|9/21/2012|11/5/2012|Gross free; Fee 0.025; Net=0.247437
9/7/2012 12:53:14 PM|NBB|IDKOY|Idemitsu Kosan Co Ltd, Tokyo Unsponsored ADR (Japan)||+||9/27/2012||+Amount & Pay Date TBA. NOTE: CitiBank as Depositary for this issue has set a US record date of 9/27/2012 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
9/7/2012 12:53:14 PM|NBB|IMASY|Inmarsat Plc London Unsponsored ADR (United Kingdom)||0.1694 Apx|10/3/2012|10/5/2012|11/9/2012|Gross free; Fee; 0.015; Net=0.1544
9/7/2012|NBB|LFUGY|Li & Fung Ltd Unsponsored ADR (Bermuda)|8/9/2012|0.038672 fnl|8/23/2012|8/27/2012|9/19/2012|Gross free; 0.0077 fee; net=0.030972
9/7/2012 12:53:14 PM|NBB|NPSNY|Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa)||0.404613 Apx|9/19/2012|9/21/2012|10/5/2012|Gross less 15%; Fee 0.02; Net=0.346009
9/7/2012 12:53:14 PM|NBB|POFCY|Petrofac Ltd London Unsponsored American Depository Receipt (Jersey)||0.107176 Apx|9/19/2012|9/21/2012|11/5/2012|Gross free; Fee 0.012; Net=0.095176
9/7/2012 12:53:14 PM|NBB|POLL|Polk R L & Co Common Stock|9/6/2012|25|9/13/2012|9/17/2012|9/24/2012|
9/7/2012 12:53:14 PM|NBB|SOCGP|Southern California Gas Co 6% Series A Preferred Stock||0.375||9/10/2012|10/15/2012|Will not be quoted Ex.
9/7/2012 12:53:14 PM|NBB|TVBCY|Television Broadcasts Ltd Sponsored American Depositary Shares||0.154704 Apx|9/19/2012|9/21/2012|10/15/2012|Gross free; Fee 0.019; Net=0.135704
9/7/2012|POR|APOQF|Apollo Hospitals Enterprises Ltd 144A Sponsored GDR||0.071428 Fnl|7/24/2012|7/26/2012|9/14/2012|Gross free; Fee 0.009; Net=0.062428
9/7/2012 12:53:14 PM|NBB|ARVNY|Arvind Limited GDR Representing 1 share (India)|8/27/2012|.018019 apx|9/11/2012|9/13/2012||Gross free; no fee; net= .018019. Pay date TBA
9/7/2012 12:53:14 PM|NBB|BDVSY|Bidvest Group Ltd Sponsored ADR New (South Africa)|9/6/2012|0.819819 apx|9/19/2012|9/21/2012|10/5/2012|Gross less 15%; 0.02 fee; net=0.676846