Daily List Date|Market Category|Issue Symbol|Company Name|Declaration Date|Amount|X-Date|Record Date|Payment Date|NOTES for Each Dividend
09/03/2010 12:51:56 PM|NBB|NRILY|Nomura Resh Inst Ltd ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 3:05:44 PM|POR|RLCMY|Reliance Communication Ventures Ltd 144A GDR (India)||0.01832 apx|09/09/2010|09/13/2010||Gross free; .003 fee; net = .01532. PD TBA.
09/03/2010|NBB|SAXJY|Sa Sa International Holdings Ltd Unsponsored ADR (Cayman Islands)||+|08/17/2010|||+Refer to Daily List of 7/22/2010: Dividend cancelled by Agent
09/03/2010 12:51:56 PM|NBB|TOSYY|Toshiba Corp Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|TTDKY|TDK Corporation Common Stock||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|VLGAY|VolgaTelecom (PJSC) American Depositary Shares||+||09/20/2010||+Amount & Pay Date TBA. NOTE: JP Morgan as Depositary for this issue has set a US record date of September 20, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|YATRY|Yamato Holdings Co Ltd Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|PMSEY|Promise Co Ltd Unsponsored American Depositary Receipt||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|SANYY|Sanyo Electric Co., Ltd. American Depositary Shares||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|SEKEY|Seiko Epson Corp Suwa Unsponsored ADR (Japan)||+||09/10/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|SHCAY|Sharp Corp (Osaka) American Depositary Shares||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|SMFJY|Sumitomo Mitsui Financial Group Inc Unsponsored American Depositary Shares (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|SMTOY|Sumitomo Electric Industries Ltd Unsponsored ADR||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|SNYFY|Sony Financial Holdings Inc Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|SSUMY|Sumitomo Corp American Depositary Shares||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|STJSY|Southern Telecommunications Company JSC Southern Telecommunications Company JSC Spons ADR||+||09/13/2010||+Amount & Pay Date TBA. NOTE: JP Morgan as Depositary for this issue has set a US record date of September 13, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|TAWCP|Tennessee-American Water Company 5% Preferred Stock||1.25||08/12/2010|09/01/2010|Will not be quoted Ex.
09/03/2010 12:51:56 PM|NBB|THKLY|T H K Co Ltd Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|TUWOY|Tullow Oil Plc Unsponsored ADR (United Kingdom)||.015458 apx|09/29/2010|10/01/2010|11/19/2010|Gross free; .003 fee; net= .012458
09/03/2010|NBB|WFGPY|Westfield Group Sponsored ADR representing Stapled Securities of Westfield Holdings Ltd/Westfield Trust/Westfield America Trust doing business collectively as Westfield Group||.579648 fnl|08/12/2010|08/16/2010|09/10/2010|Gross less 14.7561598; .02 fee; net= .532813
09/03/2010 12:51:56 PM|NBB|AMIGY|Admiral Group plc, Cardiff Unsponsored ADR (UK)||0.499855 apx|10/06/2010|10/08/2010|11/04/2010|Gross free; .048 fee; net = .451855.
09/03/2010 12:51:56 PM|PPS|BMBZF|Blom Bank S.A.L Sponsored GDR Representing Cl B Reg S Shares||10-1 STK|10/12/2010|10/01/2010|10/08/2010|Due Bill Redeemable Date: 10/14/2010
09/03/2010|NBB|BRDCY|Bridgestone Corp  Ord (Unsponsored)  American Depositary Shares||.236686 fnl||06/29/2010|09/16/2010|Gross less 7%; .02 fee; .0035 service fee; net= .196618.  Will not be quoted Ex.
09/03/2010 12:51:56 PM|NBB|TKGSY|Tokyo Gas Co Ltd Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|AIFLY|Aiful Corp Unsponsored American Depositary Receipt||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|AJINY|Ajinomoto Company, Inc. American Depositary Shares||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|ALPMY|Astellas Pharma Inc Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010|NBB|BRGYY|BG Group plc Common Stock||.491 fnl|08/04/2010|08/06/2010|09/10/2010|Gross free; no fee; net= .491
09/03/2010 12:51:56 PM|POR|CFDZY|Corporacion Financiera Colombiana SA Sponsored 144A  ADR representing Pfd Class B Non Voting Shs (Colombia)||.102937 apx|09/17/2010|09/21/2010||Gross free; .012 fee; net= .090937. Pay date TBA. 1st cash payment
09/03/2010 12:51:56 PM|NBB|CHKDG|Chesapeake Energy Corporation Cumulative Convertible Preferred Stock 2005B|09/01/2010|1.25|10/28/2010|11/01/2010|11/15/2010|
09/03/2010 12:51:56 PM|NBB|CHKDH|Chesapeake Energy Corporation 5% (2005B) Convertible Preferred Stock|09/01/2010|1.25|10/28/2010|11/01/2010|11/15/2010|
09/03/2010 11:09:51 AM|POR|CISEY|China Steel Corp 144A ADR||3.3% stk & .62997 fnl|07/22/2010|07/26/2010||Gross less 20%; .02 fee; net= .463976. Cash PD=9/1/2010 .02 stock dividend fee. Stk TBA
09/03/2010 12:51:56 PM|NBB|CJPRY|Central Japan Railway Co Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|CMTDY|Chuo Mitsui Trust Holdings Inc Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|CRLKP|Central Parking Financial Trust 5.25% Convertible Preferred Stock||0.328125|09/13/2010|09/15/2010|10/01/2010|
09/03/2010 12:51:56 PM|NBB|CRMUY|Central Telecommunication Company American Depositary Shares||+||09/20/2010||+Amount & Pay Date TBA. NOTE: J.P. Morgan as Depositary for this issue has set a US record date of September 20, 2010, in the event that the Company announces a dividend at the annual shareholders meeting (add ?in [year]? if not current year). Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|CRPFY|Corporacion Financiera Colombiana SA Sponsored ADR representing Class B Non Voting Shs (Colombia)||.102937 apx|09/17/2010|09/21/2010||Gross free; .012 fee; net= .090937. Pay date TBA. 1st cash payment
09/03/2010 12:51:56 PM|NBB|DANKY|Danka Business Systems PLC American Depositary Shares||+|09/20/2010|09/10/2010|09/17/2010|+Liquidation Payment. Gross Rate (.12)- Gross free; .014 fee; net= .106; Due Bill Redeemable Date: 09/22/2010
09/03/2010 12:51:56 PM|NBB|EDRWY|Electric Pwr Dev Co Ltd ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 8:44:18 AM|POR|FFHOY|First Financial Holding Co. Ltd. 144A Global Depository Receipts||0.312207 fnl & 2.5%|08/09/2010|08/11/2010||Gross less 19.06%; .02 fee; net= .232700. .05 stk dividend fee
09/03/2010 12:51:56 PM|BB|FMBL|Farmers & Merchants Bank (Long Beach, CA) Common Stock|09/01/2010|21|09/13/2010|09/15/2010|09/30/2010|
09/03/2010 8:49:57 AM|NBB|GGBXF|Giga Byte Technology Co Ltd Sponsored Reg S GDR||0.311976 fnl|08/03/2010|08/05/2010|09/10/2010|Gross less 20%; .02 fee; net= .229581. Pay date established by Agent
09/03/2010 8:52:45 AM|POR|GGBYY|Giga Byte Technology Co Ltd 144A||0.311976 fnl|08/03/2010|08/05/2010|09/10/2010|Gross less 20%; .02 fee; net= .229581. Pay date established by Agent.
09/03/2010 12:51:56 PM|NBB|EJPRY|East Japan Railway Co Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|FANUY|Fanuc Limited Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|FEEOY|Far East Telecommunications Company (OJSC) Sponsored American Depositary Receipts (Russia)||+||09/23/2010||+Amount & Pay Date TBA. NOTE: JP Morgan as Depositary for this issue has set a US record date of September 23, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|FJTSY|Fujitsu Ltd ADR||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|FUJIY|FUJIFILM Holdings Corporation American Depositary Shares||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|BB|GOVB|Gouverneur Bancorp, Inc. Common Stock|09/03/2010|0.17|09/13/2010|09/15/2010|09/30/2010|
09/03/2010|NBB|GUORY|Guocoleisure Ltd Unsponsored ADR (Bermuda) USD||.110856 apx|10/19/2010|10/21/2010|11/16/2010|Refer to Daily List of 8/30/2010: Rate revised by Agent. Gross less 15%; .01 fee; net = .084228
09/03/2010 12:51:56 PM|BB|HLAN|Heartland Banccorp Common Stock|07/20/2010|0.3217|09/22/2010|09/25/2010|10/10/2010|
09/03/2010|NBB|HSNGY|Hang Seng Bk Ltd Ord American Depositary Shares||.141451 fnl|08/11/2010|08/13/2010|09/13/2010|Gross free; .017 fee; net= .124451
09/03/2010|NBB|HTHKY|Hutchison Telecommunications Hong Kong Holdings Ltd Sponsored ADR Representing Hkd Shares (Cayman Islands)||.064044 fnl|08/17/2010|08/19/2010|09/10/2010|Gross free; .0128 fee; net= .051244
09/03/2010 12:51:56 PM|NBB|IDKOY|Idemitsu Kosan Co Ltd, Tokyo Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|JXHLY|JX Holdings, Inc. Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|KAEPY|Kansai Electric Power Inc Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|KMTUY|Komatsu Ltd Ord American Depositary Shares||+||09/29/2010||+ Amount & Pay Date TBA. NOTE: BNY Mellon as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting (add ?in [year]? if not current year). Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010|POR|LTORY|Larsen & Toubro Ltd 144A GDR (India)||.265736 fnl|08/26/2010|08/30/2010|09/08/2010|Gross free; .02 fee; net= .245736
09/03/2010 12:51:56 PM|POR|LUCKY|Lucky Cement Limited GDR 144A (Parkistan)||0.1887 apx|10/14/2010|10/18/2010||Gross less 10%; fee free; net = .1699. PD TBA.
09/03/2010|NBB|MBSRY|Mobistar SA Unsponsored ADR (Belgium)||+|08/17/2010|||+Refer to Daily List of 7/23/2010: Dividend cancelled by Agent
09/03/2010 2:14:15 PM|POR|NVATY|Novatek Joint Stock Company 144A Sponsored GDR (Russia)||.49003 apx|09/07/2010|09/09/2010||Gross less 15%; .02 fee; net= .39653. Pay date TBA
09/03/2010 12:51:56 PM|NBB|OISHY|Oil Search Ltd Sponsored ADR||.20 apx|09/14/2010|09/16/2010||Gross free; .02 fee; net= .18. Pay date TBA
09/03/2010|NBB|PEXNY|Ptt Exploration & Prod (Local) American Depositary Shares||.163409 fnl|08/11/2010|08/13/2010|09/09/2010|Gross less 10%; .019 fee; net= .143063
09/03/2010 12:51:56 PM|NBB|KNCAY|Konica Minolta Holdings Inc Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|KURRY|Kuraray Co Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|MAHLY|Medipal Holdings Corp Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|MAUSY|Matsui Securities Company Ltd Tokyo Unsponsored American Depositary Receipt||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|MIELY|Mitsubishi Electric Corp ADR||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|MNXBY|Monex Group, Inc. Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|MRAAY|Murata Manufacturing Co Ltd Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|MSBHY|Mitsubishi Corp Ord American Depositary Shares||+||09/29/2010||+Amount & Pay Date TBA. NOTE: BNY Mellon as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|NINOY|Nikon Corp American Depositary Shares||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|NPEXY|Nippon Express Co Ltd Unsponsored ADR (Japan)||+||09/29/2010||+Amount & Pay Date TBA. NOTE: Citi Bank as Depositary for this issue has set a US record date of September 29, 2010 in the event that the Company announces a dividend at the annual shareholders meeting. Since the dividend amount (if any) and declaration of this dividend by the Company is subject to shareholders? approval, this issue will not be quoted "ex dividend". Members are reminded of their obligations under FINRA Rule 3220 (b) with respect to open orders.
09/03/2010 12:51:56 PM|NBB|PFGZP|Principal Financial Group Inc Preferred Series A||1.39075|09/07/2010|09/09/2010|09/30/2010|
09/03/2010 12:51:56 PM|BB|PGRA|PlanGraphics, Inc. Common Stock||1-244.8598 R/S|09/07/2010|||N/C to Integrated Freight Corporation; New Symbol: IFCR  **
09/03/2010 12:51:56 PM|NBB|PLDGP|ProLogis Series C Preferred Stock Shares of Beneficial Interest|09/01/2010|1.0675|09/13/2010|09/15/2010|09/30/2010|
09/03/2010 12:51:56 PM|BB|RIVE|Riverview Financial Corp. Common Stock|09/01/2010|.08 Reg & .045 Spl|09/13/2010|09/15/2010|09/30/2010|