DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl
12/31/2009 09:25:42|D||SRIUF||Series S1 Income Fund Trust Unit (Canada)|01/04/2009|Merger **|||u|Y|100|Y
12/31/2009 09:25:42|A||CDLKF||CNC Development Ltd. Class A Preferred Shares|12/31/2009|From BB (CDLKF)**|||u|Y|100|Y
12/31/2009 09:25:42|A||CDLUF||CNC Development LTD Unit 00/00/2011|12/31/2009|From BB (CDLUF)**|||u|Y|100|Y
12/31/2009 09:25:42|A||CDLWF||CNC Development Ltd. Warrant Exp 9/4/2011|12/31/2009|From BB (CDLWF)**|||u|Y|100|Y
12/31/2009 09:25:42|D||CDLKF||CNC Development Ltd. Class A Preferred Shares|12/31/2009|Failure to comply with SEC 15c2-11; Added to NBB (CDLKF)**|||U|Y|100|Y
12/31/2009 09:25:42|D||CDLUF||CNC Development LTD Unit 00/00/2011|12/31/2009|Failure to comply with SEC 15c2-11; Added to NBB (CDLUF)**|||U|Y|100|Y
12/31/2009 09:25:42|D||CDLWF||CNC Development Ltd. Warrant Exp 9/4/2011|12/31/2009|Failure to comply with SEC 15c2-11; Added to NBB (CDLWF)**|||U|Y|100|Y
12/31/2009 14:25:00|D||EPEXQ||Edge Petroleum Corporation Common Stock|12/31/2009|Plan of Bankruptcy effective **|||u|Y|100|Y
12/31/2009 14:25:00|D||EPXPQ||Edge Petroleum Corporation Ser. A Cumulative Convertible Perpetual Preferred Stock|12/31/2009|Plan of Bankruptcy effective **|||u|Y|100|Y
12/31/2009 15:59:04|D||IDARQ||Idearc Inc. Common Stock|12/31/2009|Plan of Bankruptcy effective **|||u|Y|100|Y
12/31/2009 15:39:37|A||CDLKF||CNC Development Ltd. Class A Preferred Shares|01/04/2010|From NBB (CDLKF)**|||U|Y|100|Y
12/31/2009 15:39:37|A||CDLUF||CNC Development LTD Unit 00/00/2011|01/04/2010|From NBB (CDLUF)**|||U|Y|100|Y
12/31/2009 15:39:37|A||CDLVF||CNC Development Ltd Common Stock|01/04/2010|From NBB (CDLVF)**|||U|Y|100|Y
12/31/2009 15:39:37|A||CDLWF||CNC Development Ltd. Warrant Exp 9/4/2011|01/04/2010|From NBB (CDLWF)**|||U|Y|100|Y
12/31/2009 13:07:55|A||CLSI||Clancy Systems International, Inc. Common Stock|01/04/2010|From BB (CLSI)**|||u|Y|100|Y
12/31/2009 13:07:55|A||GCLPY||GCL Poly Energy Holdings Ltd Sponsored ADR (Cayman Islands)|01/04/2010||||u|Y|100|Y
12/31/2009 13:07:55|A||IXSBF||InNexus Biotechnology Inc. Ordinary Shares (Canada)|01/04/2010|From BB (IXSBF)**|||u|Y|100|Y
12/31/2009 13:07:55|A||KBRLF||K-Bro Linen Income Fund Units (Canada)|01/04/2010||||u|Y|100|Y
12/31/2009 13:07:55|A||MNMN||Monument Resources, Inc. Common Stock|01/04/2010|From BB (MNMN)**|||u|Y|100|Y
12/31/2009 09:25:42|A||ROSYY||Rostelecom Sponsored ADR (Russia)|01/04/2010|From NYSE (ROS)**|||u|Y|100|Y
12/31/2009 10:31:44|A||VIAP||VIA Pharmaceuticals, Inc. Common Stock|01/04/2010|From S (VIAP)**|||u|Y|100|Y
12/31/2009 15:39:37|D||CDLKF||CNC Development Ltd. Class A Preferred Shares|01/04/2010|Added to OTCBB (CDLKF)**|||u|Y|100|Y
12/31/2009 15:39:37|D||CDLUF||CNC Development LTD Unit 00/00/2011|01/04/2010|Added to OTCBB (CDLUF)**|||u|Y|100|Y
12/31/2009 15:39:37|D||CDLVF||CNC Development Ltd Common Stock|01/04/2010|Added to OTCBB (CDLVF)**|||u|Y|100|Y
12/31/2009 15:39:37|D||CDLWF||CNC Development Ltd. Warrant Exp 9/4/2011|01/04/2010|Added to OTCBB (CDLWF)**|||u|Y|100|Y
12/31/2009 09:25:42|D||CDSP||Citigroup FDG Inc Premium Mandatory Callable Equity lkd Secs Based upon S&P 500 Index 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 09:25:42|D||CFDX||Citigroup FDG Inc Buffer Nt Based Upon S&P 500 Index 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 09:25:42|D||CFMP||Citigroup FDG Inc Stk Mkt Upon Nt Based Upon S&P Midcap 400 Index 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 09:25:42|D||CGBD||Citigroup Inc. ELKS Lkd to ADR of Icici Bk Ltd (12/31/2009)|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 09:25:42|D||CGFT||Citigroup Inc. Contingent Partn Prin Nt Based Upon Russell 200 Index 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 09:25:42|D||CGFX||Citigroup Inc. Contingent Partn Prin Nt Based Upon S&P 500 Index 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 13:07:55|D||CLSI||Clancy Systems International, Inc. Common Stock|01/04/2010|Form 15; Terminated Registration under the 34 Act;  Added to NBB (CLSI)**|||U|Y|100|Y
12/31/2009 09:25:42|D||CTFD||Citigroup Inc. Contingent Partn Prin Protected Nt Based Upon Russell 2000 Index 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 09:25:42|D||EPLUF||Eastern Platinum Ltd Wt 2009(Canada)|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 15:39:37|D||FREYF||Far Eastern Textile, Ltd. Ordinary Shares|01/04/2010|Inactive Security|||u|Y|100|Y
12/31/2009 09:25:42|D||GBTMW||Globe Specialty Metals Inc. Wts on Shs Reg-S 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 13:07:55|D||IXSBF||InNexus Biotechnology Inc. Ordinary Shares (Canada)|01/04/2010|Form 15; Terminated Registration under the 34 Act;  Added to NBB (IXSBF)**|||U|Y|100|Y
12/31/2009 09:25:42|D||LYBI||Libbey, Inc. Common Stock|01/04/2010|Listed on NYSE Amex (LBY) **|||U|Y|100|Y
12/31/2009 09:25:42|D||MNKK||MORGAN STANLEY Plus Based on Nikkei 225 Index 12/31/2009|01/04/2010|Expired Security **|||u|Y|100|Y
12/31/2009 13:07:55|D||MNMN||Monument Resources, Inc. Common Stock|01/04/2010|Form 15; Terminated Registration under the 34 Act;  Added to NBB (MNMN)**|||U|Y|100|Y
12/31/2009 09:25:42|D||NMNUF||Northwater Market Neutral Trust Units (Canada) Ordinary Shares|01/04/2010|Expired **|||u|Y|100|Y
12/31/2009 09:25:42|D||RTKIW||Rentech, Inc. 144A Warrant  2010|01/04/2010|Expired Security|||P|N|100|N
12/31/2009 09:25:42|D||SRIUF||Series S1 Income Fund Trust Unit (Canada)|01/04/2010|Merger **|||u|Y|100|Y
12/31/2009 16:37:52|S2|BIXZF|BXIXF|Bioexx Specialty Proteins Ltd Ordinary Shares (Canada)|Bio-Extraction Inc Ordinary Shares (Canada)|01/04/2010||||u|Y|100|Y
12/31/2009 09:25:42|S2|CDOUF|CDOUF|Candente Copper Corporation Ordinary Shares|Candente Resource Corporation Ordinary Shares|01/04/2010|**|||u|Y|100|Y
12/31/2009 13:07:55|S2|ZNTR|CTEV|Zentric, Inc.  Common Stock|Constant Environment Inc Common Stock|01/04/2010||||U|Y|100|Y
12/31/2009 15:39:37|S2|FREWF|FREWF|Far Eastern New Century Corp. Global Depositary Shares Reg S|Far Eastern Textile, Ltd. Global Depositary Shares Reg S|01/04/2010||||u|Y|100|Y
12/31/2009 13:25:06|S2|FREYY|FREYY|Far Eastern New Century Corp Sponsored Global Depositary Receipt 144A|Far Eastern Textile Ltd Sponsored Global Depositary Receipt 144A|01/04/2010||||P|N|100|N
12/31/2009 13:07:55|S2|CSNH|MBPI|China Shandong Industries, Inc. Common Stock|Mobile Presence Technologies, Inc. Common Stock|01/04/2010|15-1 F/S payable upon surrender **|||U|Y|100|Y
12/31/2009 13:07:55|S1|EXTLE|EXTL|ExperTelligence, Inc. Common Stock|ExperTelligence, Inc. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|FSTCE|FSTC|First Corp Common Stock|First Corp Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|GBLEE|GBLE|Global 8 Environmental Technologies, Inc. Common Stock|Global 8 Environmental Technologies, Inc. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|GTAPE|GTAP|Gottaplay Interactive, Inc. Common Stock|Gottaplay Interactive, Inc. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|HEVEE|HEVE|High End Ventures, Inc. Common Stock|High End Ventures, Inc. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|ICCWE|ICCW|ICC Worldwide Inc Common Stock|ICC Worldwide Inc Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|LFHEE|LFHE|LifeHealthCare, Inc. Common Stock|LifeHealthCare, Inc. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|MLMNE|MLMN|Millennium Prime, Inc. Common Stock|Millennium Prime, Inc. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|MTREE|MTRE|Market & Research Corp. Common Stock|Market & Research Corp. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 15:39:37|S1|OTOWE|OTOW|O2 Secure Wireless, Inc. Common Stock|O2 Secure Wireless, Inc. Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y
12/31/2009 13:07:55|S1|TMXNE|TMXN|Trimax Corporation Common Stock|Trimax Corporation Common Stock|01/05/2010|Delinquent **|||U|Y|100|Y