DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat
12/03/2001 13:26:42|D||CONCP**||Contour Energy Company CV Pfd|12/04/2001|Reclassification (3 shs CONC and $7.25/sh)|||U
12/03/2001 13:26:42|S1|PSAZ|PSAZE**||PSA Inc|12/04/2001||||U
12/03/2001 13:26:42|S1|PKIN|PKINE**||Pekin Life Insurance Company|12/04/2001||||U
12/03/2001 13:26:42|S1|PLYN|PLYNE||Pennsylvania State Bank|12/04/2001||||U
12/03/2001 13:26:42|S1|FIDS|FIDSE||FNB Inc (Dennsion, OH)|12/04/2001||||U
12/03/2001 13:26:42|S1|CLFC|CLFCE**||California Center Bank (Los Angeles)|12/04/2001||||U
12/03/2001 15:39:10|AA||NFFCA**||Neff Corporation Cl A|12/04/2001||||U
12/03/2001 13:26:42|D||ECEEE**||E-Commerce West Corporation|12/04/2001|Failure to comply with NASD Rule 6530|||U
12/03/2001 07:50:20|A||USAAV**||USA Networks Inc CV Pfd Series A W/I|12/03/2001||||U
12/03/2001 13:26:42|S2|AASIU|AASIU**|Advanced Aerodynamics & Structures Inc Uts 12/31/2001|Advanced Aerodynamics & Structures Inc Uts 12/3/2001|12/04/2001||||U
12/03/2001 13:26:42|S2|TROR|NEWY**|Tremor Entertainment Inc|New Systems Inc|12/04/2001||||U
12/03/2001 07:50:20|A||FNST**||Fansteel Inc|12/03/2001||||U
12/03/2001 07:50:20|AA||FNST**||Fansteel Inc|12/03/2001||||U
12/03/2001 07:50:20|A||VLNK**||viaLink Company (The)|12/03/2001||||U
12/03/2001 07:50:20|A||USAWV**||USA Networks Inc Wts 2008 W/I|12/03/2001||||U
12/03/2001 07:50:20|AA||USAWV**||USA Networks Inc Wts 2008 W/I|12/03/2001||||U
12/03/2001 07:50:20|AA||USAAV**||USA Networks Inc CV Pfd Series A W/I|12/03/2001||||U
12/03/2001 13:26:42|S2|AASIZ|AASIZ**|Advanced Aerodynamics & Structures Inc Wts B 12/31/2001|Advanced Aerodynamics & Structures Inc Wts B 12/3/2001|12/04/2001||||U
12/03/2001 13:26:42|AA||ALIM**||Allergy Immuno Technologies Inc|12/04/2001||||U
12/03/2001 13:26:42|S2|AASIW|AASIW**|Advanced Aerodynamics & Structures Inc Wts A 12/31/2001|Advanced Aerodynamics & Structures Inc Wts A 12/3/2001|12/04/2001||||U
12/03/2001 13:26:42|D||PBYPE**||Play By Play Toys & Novelties Inc|12/04/2001|Failure to comply with NASD Rule 6530|||U
12/03/2001 15:39:10|A||TFGN**||Thermo Fibergen Inc|12/04/2001||||U
12/03/2001 13:26:42|A||ALIM**||Allergy Immuno Technologies Inc|12/04/2001||||U
12/03/2001 13:26:42|S1|RCKVE|RCKVF**||Rockwell Ventures Inc|12/05/2001||||U
12/03/2001 13:26:42|S1|LORFE|LORFF**||Lorus Therapeutics Inc|12/05/2001||||U
12/03/2001 13:26:42|S1|AZCME|AZCM**||Aztec Communications Group Inc|12/05/2001||||U
12/03/2001 13:26:42|S1|ONMCE|ONMC**||OmniNetMedia.com Inc|12/05/2001||||U
12/03/2001 13:26:42|S1|MILRE|MILR**||Miller Diversified Corporation|12/05/2001||||U
12/03/2001 13:26:42|D||TAPIE**||Tapistron International Inc|12/04/2001|Failure to comply with NASD Rule 6530|||U
12/03/2001 13:26:42|S1|ONPSE|ONPS**||Online Production Services Inc|12/05/2001||||U
12/03/2001 15:39:10|AA||TFGN**||Thermo Fibergen Inc|12/04/2001||||U
12/03/2001 15:39:10|A||NFFCA**||Neff Corporation Cl A|12/04/2001||||U
12/03/2001 13:26:42|D||SESTF||South East Group Ltd Temp Shs 11/30/2001|12/04/2001|Security no longer exists|||u
12/03/2001 13:26:42|D||NMTBF**||Nippon Mitsubishi Company Ltd|12/04/2001|Reorgainzation (see NPMSF)|||u
12/03/2001 07:50:20|A||TDSIO||Telephone & Data Systems Inc 7.60% Pfd A|12/03/2001||||u
12/03/2001 07:50:20|A||PDUSP||Preferred Plus Trust Series LMG-2 Tr Ctf Pfd|12/03/2001||||u
12/03/2001 07:50:20|A||BRKC**||Bracknell Corporation|12/03/2001||||u
12/03/2001 13:26:42|A||DGLV**||Digital Lava Inc|12/04/2001||||u
12/03/2001 13:26:42|D||BTPOF||British Telecommunications Plc (25 par)|12/04/2001|Security no longer exists|||u
12/03/2001 15:39:10|A||WXNP||Wedge Net Experts Inc|12/04/2001||||u
12/03/2001 15:39:10|A||NXLE||Nexle Corporation|12/04/2001||||u
12/03/2001 15:39:10|D||CCDJF**||Commerical Consolidators Corporation|12/04/2001|Listed on AMEX (ZCC)|||u
12/03/2001 13:26:42|A||DGLVZ**||Digital Lava Inc Wts 2/17/2004|12/04/2001||||u
12/03/2001 13:26:42|D||BNKNF||Bank Niaga IDR|12/04/2001|Dupe of PTNGF|||u
12/03/2001 13:26:42|D||BTYOF||British Telecommunications Plc (Pt Pd 2nd 94)|12/04/2001|Security no longer exists|||u
12/03/2001 13:26:42|D||BTPWF||British Telecommunications Plc (Fully Paid)|12/04/2001|Security no longer exists|||u
12/03/2001 13:26:42|D||BTPRF||British Telecommunications Plc (1st Ppd)|12/04/2001|Security no longer exists|||u
12/03/2001 13:26:42|D||BTPMF||British Telecommunications Plc (Reg D)|12/04/2001|Security no longer exists|||u
12/03/2001 13:26:42|D||BTPLF**||British Telecommunications Plc|12/04/2001|Reorganization (1 sh BTGOF & 1 sh MMOTF)|||u
12/03/2001 13:26:42|D||BTYPP||British Telecommunications Plc 2nd ADR|12/04/2001|Reorganization (see BTGOF & MMOTF)|||u
12/03/2001 13:26:42|A||BTGOF||BT Group Plc GBP (United Kingdom)|12/04/2001||||u
12/03/2001 13:26:42|D||TXAPF||Texaco Capital LLC 6 7/8% MIPS A|12/04/2001|Called for Redemption 11/30/2001 ($25/sh plus accrued and unpaid dividends)|||u
12/03/2001 13:26:42|D||TXAOF||Texaco Capital LLC Adj Rate MIPS B|12/04/2001|Called for Redemption 11/30/2001 ($25/sh plus accrued and unpaid dividends)|||u
12/03/2001 13:26:42|D||CIEGF**||Circle Energy Inc|12/04/2001|Acquired by Rider Resources Inc (.42 of a Rider share)|||u
12/03/2001 13:26:42|D||BTPXF||British Telecommunications Plc (Nil Paid)|12/04/2001|Security no longer exists|||u