DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat 11/30/2001 13:28:51|S1|ABCI|ABCIE**||ABCI Holdings Inc|12/03/2001||||U 11/30/2001 13:28:51|S1|UNCO|UNCOE**||Unico Inc (DE)|12/03/2001||||U 11/30/2001 13:28:51|S1|TSLU|TSLUE**||Trading Solutions.com Inc|12/03/2001||||U 11/30/2001 13:28:51|S1|TCBS|TCBSE**||Town & Country Bancorp Inc (IL)|12/03/2001||||U 11/30/2001 13:28:51|S1|SJET|SJETE**||Sonic Jet Performance Inc|12/03/2001||||U 11/30/2001 13:28:51|S1|MKSBA|MKSBE**||McKenzie State Bank (OR) Cl A|12/03/2001||||U 11/30/2001 13:28:51|S1|IMCB|IMCBE**||Intermountain Community Bancorp|12/03/2001||||U 11/30/2001 13:28:51|S1|HEMA|HEMAE**||HemaCare Corporation|12/03/2001||||U 11/30/2001 13:28:51|AA||GFNI||Griffin Industries Inc|12/03/2001||||U 11/30/2001 13:28:51|S1|CZNL|CZNLE||Citizens National Corporation (KY)|12/03/2001||||U 11/30/2001 13:28:51|S1|DGLT|DGLTE**||Digi Link Technologies Inc|12/03/2001||||U 11/30/2001 13:28:51|D||AFBK**||Albemarle First Bank (Charlottesville, VA)|12/03/2001|Listed on Nasdaq (AFBK)|||U 11/30/2001 13:28:51|S2|ABNS|ABCU**|Alliance Bancshares California|Alliance Bank Culver City|12/03/2001||||U 11/30/2001 13:28:51|S2|BROG|ESFB**|Broadengate Systems Inc|eSoftBank.com Inc|12/03/2001||||U 11/30/2001 13:28:51|S2|CPTC|ELDG**|Composite Technology Corporation|Eldorado Financial Group Inc|12/03/2001||||U 11/30/2001 13:28:51|D||AFBKU**||Albemarle First Bank (Charlottesville, VA) Uts 10/26/2006|12/03/2001|Mandatory Separation into Common (AFBK) & Warrants (AFBKW)|||U 11/30/2001 13:28:51|S2|GTDA|WINS**|GTDATA Corporation|World Internetworks Inc|12/03/2001||||U 11/30/2001 13:28:51|D||OGAO||Ohio Valley Bank Company (Gallipolis, OH)|12/03/2001|Reorganization effective 10/23/1992|||U 11/30/2001 13:28:51|D||TELEW**||Tech Electro Industries Inc Wts 11/30/2001|12/03/2001|Expired Security|||U 11/30/2001 13:28:51|S1|EUPA|EUPAE||EUPA International Corporation|12/03/2001||||U 11/30/2001 13:28:51|A||FXYJ||Foxy Jewelry Inc|12/03/2001||||U 11/30/2001 13:28:51|AA||FXYJ||Foxy Jewelry Inc|12/03/2001||||U 11/30/2001 13:28:51|D||ISONU**||Isonics Corporation Uts 9/21/2001|12/03/2001|Expired Security|||U 11/30/2001 13:28:51|A||ICHO||Intertech Corporation|12/03/2001||||U 11/30/2001 13:28:51|AA||ICHO||Intertech Corporation|12/03/2001||||U 11/30/2001 15:20:30|S1|OUTT|OUTTE**||Out-Takes Inc|12/03/2001||||U 11/30/2001 08:33:46|A||INZS**||Investment Technology Inc|11/30/2001||||U 11/30/2001 13:28:51|A||GFNI||Griffin Industries Inc|12/03/2001||||U 11/30/2001 13:28:51|S1|ANCL|ANCLE**||Animal Cloning Sciences Inc|12/03/2001||||U 11/30/2001 13:28:51|D||HWAWF||Ho Wah Genting Bhd Wts 12/1/2001|12/03/2001|Expired Security|||u 11/30/2001 13:28:51|D||TTGYF||Triton Energy Ltd Pfd Conv 8% (Cayman Islands)|12/03/2001|Called for Redemption on 12/3/2001 at $70.00/sh)|||u 11/30/2001 13:28:51|D||OGDTN||Ogden Telephone Company 8% Pfd|12/03/2001|Redemption on 11/28/1997 at $100.00/sh plus $3.31 in accrued dividends|||u 11/30/2001 13:28:51|D||OGDTP||Ogden Telephone Company 7% Pfd|12/03/2001|Redemption on 11/27/1997 at $100.00/sh plus accrued interest of $2.90|||u 11/30/2001 13:28:51|D||OGDT||Ogden Telephone Company|12/03/2001|Acquired by Citizens Utilities Co (17.61689 shs Citizens Cl B for each shs held eff. 12/31/1997)|||u 11/30/2001 13:28:51|D||OHRT**||Ohmart Corporation|12/03/2001|Acquired by OM Acquisition Corporation ($48/sh effective 4/29/1993)|||u 11/30/2001 13:28:51|D||NIFU||Northern Indiana Fuel & Light Company|12/03/2001|Acquired by NIPSCO Industries Inc ($109.8125/sh effective 3/31/1993)|||u 11/30/2001 13:28:51|D||UTORY**||Unitor Ships Service As Spons ADR|12/03/2001|ADR Program Terminated|||u 11/30/2001 13:28:51|S2|MAXFU|MAXFU**|Maxcor Financial Group Inc Uts 12/7/2001|Maxcor Financial Group Inc Uts 11/30/2001|12/03/2001||||u 11/30/2001 13:28:51|S2|MAXFW|MAXFW**|Maxcor Financial Group Inc Wts A 12/7/2001|Maxcor Financial Group Inc Wts A 11/30/2001|12/03/2001||||u 11/30/2001 13:28:51|D||GBTAF**||Globe Telecom GMCR Inc Glo Cl A|12/03/2001|Reorganization (See GTMEF)|||u 11/30/2001 13:28:51|D||PCWWF**||Pacific Century Cyberworks Ltd Wts 12/2/2001|12/03/2001|Expired Security|||u 11/30/2001 13:28:51|A||ZHEGF||Zhejiang Glass Co Ltd (Hong Kong)|11/30/2001||||u 11/30/2001 13:28:51|S2|MAXFZ|MAXFZ**|Maxcor Financial Group Inc Wts B 12/7/2001|Maxcor Financial Group Inc Wts B 11/30/2001|12/03/2001||||u 11/30/2001 08:33:46|S1|STJSF|STSJF||Southern Telecommunications Company JSC (Russia)|12/03/2001||||u 11/30/2001 08:33:46|A||SPRS**||Surge Components Inc|11/30/2001||||u 11/30/2001 08:33:46|A||SPRSW**||Surge Components Inc Wts A 7/30/2003|11/30/2001||||u 11/30/2001 13:28:51|D||FRYIP||Federal Realty Investment Trust 8.5% Pfd Ser B|12/03/2001|Listed on NYSE (FRT$B)|||u 11/30/2001 15:20:30|S2|VTWN|VTWNA**|V-Twin Acquisitions Inc (See Note 1)|V-Twin Acquisitions Inc Cl A|12/03/2001||(1) Revision to D/L of 11/29/2001; name and symbol change did not occur as announced. Will continue to trade as VTWNA today and will change to VTWN effective Monday, 12/3/2001. Per the company this issue is common stock and is not designated as Class A.||u 11/30/2001 13:28:51|S2|DPCBF|NROBF**|DPC Biosciences Corporation|Nuero-Biotech Corporation|12/03/2001||||u 11/30/2001 08:33:46|S2|STSJF|KBEZF|Southern Telecommunications Co JSC (Russia) Rev. to D/L of 11/29/2001|JSC Kubanelectrosvyaz|11/30/2001||||u 11/30/2001 13:28:51|S2|PISFF|PSATF|PT Indonesian Satellite Corporation Persero TBK (Foreign shs)|PT Indosat TBK (Foreign shs)|12/03/2001||||u 11/30/2001 13:28:51|D||PBYTF||PT Bayu Buana Travel|12/03/2001|Security No Longer Exists|||u 11/30/2001 13:28:51|S2|PISIF|PTPSF**|PT Indonesian Satellite Corporation Persero TBK|PT Indosat TBK|12/03/2001||||u 11/30/2001 13:28:51|S2|BPHLF|FAEFF**|Bank of the Philippine Islands BPI PHP|Far East Bank & Trust Company PHP|12/03/2001||||u 11/30/2001 13:28:51|D||GLTOF||Globe Telecom GMCR Inc Cl B|12/03/2001|Security No Longer Exists|||u 11/30/2001 13:28:51|D||GLTLF**||Globe Telecom GMCR Inc Cl A|12/03/2001|Dupe of GBTAF|||u 11/30/2001 13:28:51|D||AIRAF**||Airboss Ltd AUD|12/03/2001|Reorganization (See SVESF)|||u 11/30/2001 13:28:51|A||ARSQL**||ARES V CLO Ltd 144A Preference Shares 3C7|12/03/2001||||P 11/30/2001 13:28:51|A||ZROXP**||Xerox Capital Trust II 144A CV Tr Pfd Secs|12/03/2001||||P 11/30/2001 13:28:51|A||UBSZW**||UBS AG London 144A Call Wt Korea Tobacco & Ginseng Zero 11/11/2002|12/03/2001||||P 11/30/2001 13:28:51|A||PRGXL**||Profit Recovery Group International Inc 144A common|12/03/2001||||P 11/30/2001 13:28:51|A||LEBQW**||Lehman Brothers Finance SA 144A Call Wt Ntwk Appliance Inc 12/20/2001|12/03/2001||||P 11/30/2001 13:28:51|S2|CAAPR|CAAPR|Citizens Capital Corporation 144A Subscription Rts Cl A 12/31/2001|Citizens Capital Corporation 144A Subscription Rts Cl A 11/30/2001|12/03/2001||||P