DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat
11/13/2001 13:20:02|S2|ENDD|DMSI**|Endo Networks Inc|Discount Mortgage Source Inc|11/14/2001||||U
11/13/2001 08:25:01|AA||INDF**||Indonesia Fund Inc (The)|11/13/2001||||U
11/13/2001 13:20:02|D||PMFN**||Park Meridian Financial Corporation|11/14/2001|Acquired by Regions Financial Corporation (.5688/sh RGBK)|||U
11/13/2001 13:20:02|S2|HURY|HARY**|Hurry Inc Cl A|Harry's Farmers Market Inc Cl A|11/14/2001||||U
11/13/2001 13:20:02|D||GLBN**||GlobalNet Financial.com Inc|11/14/2001|Acquired by NewMedia SPARK Plc ($.45/sh)|||U
11/13/2001 08:25:01|A||INDF**||Indonesia Fund Inc (The)|11/13/2001||||U
11/13/2001 13:20:02|S1|NSLN|NSLNE**||NetSalon Corporation|11/14/2001||||U
11/13/2001 15:30:34|AA||VIGSF**||Vision Global Solutions Inc|11/13/2001||||U
11/13/2001 15:30:34|A||CVBC||Cerritos Valley Bancorp (CA)|11/14/2001||||U
11/13/2001 15:30:34|A||BISA**||Baltic International USA Inc|11/14/2001||||U
11/13/2001 15:30:34|AA||BISA**||Baltic International USA Inc|11/14/2001||||U
11/13/2001 15:30:34|AA||CVBC||Cerritos Valley Bancorp (CA)|11/14/2001||||U
11/13/2001 13:20:02|S2|PENCW|PENCW**|Pen Interconnect Inc Wts 11/17/2002|Pen Interconnect Inc Wts 11/7/2001|11/14/2001||||U
11/13/2001 13:20:02|D||MLHAF||ML Henderson Investments Tranche A|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|D||XXMCV||MLJWH Strategic Allocation Fund LP|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|D||XXYRH||MLH Income Realty Partnership VI LP Ut|11/14/2001|Security no longer exists|||u
11/13/2001 08:25:01|S1|CVNGY|CVNG**||China Convergent Corporation Ltd ADR|11/14/2001||||u
11/13/2001 13:20:02|D||MLGTF||MLGT Japan New Exchange|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|D||XXYPD||ML Lee Acquisition Fund Retire II|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|D||MLHGF||ML Holdings Ord|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|S1|UNTAF|UNIZF||Unitrans Ltd (South Africa)|11/14/2001||||u
11/13/2001 13:20:02|D||MLHBF||ML Henderson Investments Tranche B|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|D||AXCPF**||Apex Corporation Cl A|11/14/2001|Acquired by Bentall Corporation (cdn $2.60/sh)|||u
11/13/2001 15:33:26|D||RTRNW**||Return Assured Incorporated Wts 11/13/2001|11/14/2001|Expired security|||u
11/13/2001 13:20:02|D||MLGF||ML Galloway Farms|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|D||MLHVF||ML Henderson Investments|11/14/2001|Security no longer exists|||u
11/13/2001 13:20:02|D||MLHTF||ML Henderson Investments Tranche C|11/14/2001|Security no longer exists|||u
11/13/2001 15:33:26|D||CLIKW**||clickNsettle.com Inc Wts 11/13/2001|11/14/2001|Expired security|||u
11/13/2001 13:20:02|S2|MLFX|MLFX|Merrill Lynch Bank USA Callable Market Partners 4/30/2003|Merrill Lynch National Financial Callable Market Partners 4/30/2003|11/14/2001||||u
11/13/2001 13:20:02|S2|MLFM|MLFM|Merrill Lynch Bank USA Callable Market Partners 4/30/2004|Merrill Lynch National Financial Callable Market Partners 4/30/2004|11/14/2001||||u
11/13/2001 08:25:01|A||CVNG**||China Convergent Corporation Ltd ADR|11/13/2001||||u
11/13/2001 13:20:02|D||MLIK||MLI Inc|11/14/2001|Reorganization (See EDPI)|||u
11/13/2001 13:20:02|D||LSOFF**||Lam Soon Food Industries Ltd|11/14/2001|Security no Longer Exists|||u
11/13/2001 13:20:02|D||VTUHP||Vectren Utility Holdings Inc 7.25% Pfd|11/14/2001|Listed on NYSE (AVU)|||u
11/13/2001 13:20:02|D||AMBGP||Ambac Financial Group Inc 7% Pfd|11/14/2001|Listed on NYSE (AFK)|||u
11/13/2001 13:20:02|S1|GDIIQ|GDII**||General DataComm Industries Inc|11/14/2001||||u
11/13/2001 15:30:34|A||DBCKF||Daibeck Advanced Materials Company Ltd (South Korea)|11/14/2001||||u
11/13/2001 15:30:34|A||SMYGF||Samyoung Heat Exchanger Company Ltd (South Korea)|11/14/2001||||u
11/13/2001 15:30:34|A||DSNGF||Daesung Microbiological Labs Company Ltd (South Korea)|11/14/2001||||u
11/13/2001 15:30:34|A||CTSZF||Central Software Corporation (South Korea)|11/14/2001||||u
11/13/2001 15:30:34|A||HRYGF||Hae Ryong Silicone Company Ltd (South Korea)|11/14/2001||||u
11/13/2001 15:33:26||||||11/13/2001||||u
11/13/2001 13:20:02|AA||ARSQL||ARES V CLO Ltd 144A Preference Shares 3C7|11/14/2001||||P
11/13/2001 13:20:02|D||ABLJY**||ABB Ltd Spons 144A ADR|11/14/2001|Security No Longer Exists|||P