DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat 11/12/2001 13:37:44|A||MMGW**||Mass Megawatts Power Inc|11/13/2001||||U 11/12/2001 08:25:07|A||ESNI**||E-Sync Networks Inc|11/12/2001||||U 11/12/2001 08:25:07|A||BPWRF**||Balaton Power Inc|11/12/2001||||U 11/12/2001 08:25:07|AA||BPWRF**||Balaton Power Inc|11/12/2001||||U 11/12/2001 08:25:07|AA||CWBK||CommerceWest Bank NA (CA)|11/12/2001||||U 11/12/2001 13:37:44|S1|BSII|BSIIE**||Bio-Solutions International Inc|11/13/2001||||U 11/12/2001 13:37:44|S1|GHCP|GHCPE**||Gala Hospitality Corporation|11/13/2001||||U 11/12/2001 13:37:44|A||SLFD**||Soulfood Concepts Inc|11/13/2001||||U 11/12/2001 13:37:44|AA||MMGW**||Mass Megawatts Power Inc|11/13/2001||||U 11/12/2001 08:25:07|A||CWBK||CommerceWest Bank NA (CA)|11/12/2001||||U 11/12/2001 13:37:44|S2|RCHS|RACH**|Rachel's Gourmet Snacks Inc|Go-Rachels.com Corporation|11/13/2001||||U 11/12/2001 13:37:44|AA||HTHEQ**||House2Home Inc|11/13/2001||||U 11/12/2001 13:37:44|S2|NPHC|CYBV**|Nutra Pharma Corporation (20-1 F/S; Payable upon Surrender)|Cyber-Vitamin.com|11/13/2001||||U 11/12/2001 08:25:07|A||CTXC||Centrex Inc|11/12/2001||||U 11/12/2001 13:37:44|S2|FSCA|BKGH**|First State Bank of California|Bank of Granada Hills (CA)|11/13/2001||||U 11/12/2001 13:37:44|A||HTHEQ**||House2Home Inc|11/13/2001||||U 11/12/2001 13:37:44|A||CIVS**||CBNY Investment Services Corporation|11/13/2001||||U 11/12/2001 13:37:44|AA||CIVS**||CBNY Investment Services Corporation|11/13/2001||||U 11/12/2001 13:37:44|S2|STCS|OAKC**|Sterling Construction Company Inc|Oakhurst Company Inc|11/13/2001||||U 11/12/2001 13:37:44|S2|FCON|CMOZ**|FinancialContent Inc (1-60 R/S)|Cosmoz Infastructure Solutions Inc|11/13/2001||||U 11/12/2001 13:37:44|S2|CEAH|CEAT**|Ceatech USA Inc|Controlled Environmental Aquaculture Technology Inc|11/13/2001||||U 11/12/2001 08:25:07|AA||CTXC||Centrex Inc|11/12/2001||||U 11/12/2001 13:37:44|A||SEIOF||SEI Crest Co Ltd Osaka (Japan)|11/13/2001||||u 11/12/2001 13:37:44|S2|UETUF|MXMEU**|Ultima Energy Trust Unit|Maximum Energy Trust Unit|11/13/2001||||u 11/12/2001 15:30:48|D||OSFTW**||ObjectSoft Corporation Wt 11/12/01|11/13/2001|Expired security|||u 11/12/2001 08:25:07|D||VNBTP||VNB Capital Trust I Pfd|11/12/2001|Listed on NYSE (VLY$A)|||u 11/12/2001 13:37:44|D||MTOGF||Morimoto-Gumi & Company Ltd|11/13/2001|Reorganization (see MRTCF)|||u 11/12/2001 13:37:44|S2|SQMN|SQMO**|Squaremoon Inc New (1-20 R/S)|Squaremoon Inc|11/13/2001||||u 11/12/2001 13:37:44|S2|SSCI|SSCB**|Solar Satellite Communications Inc New (1-7 R/S)|Solar Satellite Communications Inc|11/13/2001||||u 11/12/2001 13:37:44|A||KBREY||Kumba Resources Ltd Spons ADR|11/13/2001||||u 11/12/2001 13:37:44|A||KBREF||Kumba Resources Ltd Ord Shs|11/13/2001||||u 11/12/2001 13:37:44|S2|IADXF|IARKF**|Island Arc Exploration Inc (1-2 R/S)|Island-Arc Resources Corporation|11/13/2001||||u 11/12/2001 13:37:44|D||ABYPY||Abbey National Plc ADR 7.375% Pref Shs Series B|11/13/2001|Listed on NYSE (ANB$B)|||u 11/12/2001 13:37:44|D||SUTUP**||Suntrust Capital IV 7.125% Trust Pfd Secs 10/15/2031|11/13/2001|Listed on NYSE (STI$)|||u 11/12/2001 13:37:44|A||INDF||Indonesia Fund Inc (The)|11/13/2001||||u 11/12/2001 13:37:44|S1|VIGSF|VIGS**||Vision Global Solutions Inc|11/13/2001||||u 11/12/2001 13:37:44|D||CHPGF**||Chapters Online Inc|11/13/2001|Acquired by Indigo Books & Music Inc (.140056 sh IDGBF)|||u 11/12/2001 13:37:44|S2|MTOMF|GRCDF**|m2m Corporation Ltd AUD|Greenchip Investments Ltd AUD|11/13/2001||||u 11/12/2001 13:37:44|A||PLNKF||Prime Link Co Ltd Tokyo (Japan)|11/13/2001||||u 11/12/2001 15:30:48|D||ADCCW**||Andean Development Corporation Wt 11/12/01|11/13/2001|Expired security|||u 11/12/2001 13:37:44|S2|YMPMF|MPEMF**|Maple Minerals Corporation (1-3 R/S)|Maple Minerals Inc|11/13/2001||||u 11/12/2001 13:37:44|A||JHMEF||J Home Corp Tokyo (Japan)|11/13/2001||||u 11/12/2001 13:37:44|A||SHKGF||Shizuokagas Co Ltd (Japan)|11/13/2001||||u 11/12/2001 13:37:44|A||MRMOF||Morimoto Co Ltd Tokyo (Japan)|11/13/2001||||u 11/12/2001 13:37:44|A||BDIVF||Bandai Visual Co Ltd Tokyo (Japan)|11/13/2001||||u 11/12/2001 13:37:44|AA||CAAPR||Citizens Capital Corp 144A Subscription Rts Cl A 11/30/01|11/13/2001||||P 11/12/2001 13:37:44|AA||SCIZY||SCOR Brands Inc 144A Common|11/13/2001||||P 11/12/2001 13:37:44|A||SVUAL**||Supervalu Inc 144A common|11/13/2001||||P