DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl
10/23/2009 07:02:06|A||GDMN||Golden Minerals Co. Common Stock|10/23/2009|From BB (GDMN)**|||u|Y|100|Y
10/23/2009 07:02:06|D||GDMN||Golden Minerals Co. Common Stock|10/23/2009|Failure to comply with Rule 15c2-11; Added to NBB (GDMN)**|||U|Y|100|Y
10/23/2009 17:15:27|A||AZSEY||Allianz SE ADS|10/26/2009|from Amex (AZ)|||u|Y|100|Y
10/23/2009 13:34:01|A||EVCA||Evcarco Inc Common Stock|10/26/2009||||u|Y|100|Y
10/23/2009 13:34:01|A||EXPX||Explortex Energy Inc. Common Stock|10/26/2009|From BB (EXPXE)**|||u|Y|100|Y
10/23/2009 13:34:01|A||FNLYQ||Finlay Enterprises, Inc. Common Stock|10/26/2009|From BB (FNLQE)**|||u|Y|100|Y
10/23/2009 17:15:27|A||PALWF||North American Palladium, Ltd. Warrants Expiring 09/30/2011|10/26/2009||||u|Y|100|Y
10/23/2009 17:15:27|A||PSMH||PSM Holdings Inc. Common Stock|10/26/2009|From NBB (PSMH)**|||U|Y|100|Y
10/23/2009 17:15:27|A||SHASF||Shamaran Petroleum Corporation Ordinary Shares (Canada)|10/26/2009||||u|Y|100|Y
10/23/2009 17:15:27|A||WHITF||Whitehaven Coal Ltd, Brisbane Ordinary Shares (Austrailia)|10/26/2009||||u|Y|100|Y
10/23/2009 13:34:01|D||BNXKF||Bank Sarasin & Cie Ag, Basel AKTIONAERSOPTION|10/26/2009|Expiration|||u|Y|100|Y
10/23/2009 13:34:01|D||EXPXE||Explortex Energy Inc. Common Stock|10/26/2009|Failure To Comply With NASD 6530;  Added to NBB (EXPX)**|||U|Y|100|Y
10/23/2009 13:34:01|D||FNLQE||Finlay Enterprises, Inc. Common Stock|10/26/2009|Failure To Comply With NASD 6530;  Added to NBB (FNLYQ)**|||U|Y|100|Y
10/23/2009 13:34:01|D||GLSIF||General Sekiyu (F) Ordinary Shares|10/26/2009|Refer to Symbol TGRLF|||u|Y|100|Y
10/23/2009 17:15:27|D||PSMH||PSM Holdings Inc. Common Stock|10/26/2009|Added to OTCBB (PSMH)**|||u|Y|100|Y
10/23/2009 17:15:27|D||SPMC||Sparrowtech Resources, Inc. Common Stock|10/26/2009|Merged with Converge Global Inc. (CVRG).  For every 30 shares held, the shareholders will receive 1 share of CVRG **|||u|Y|100|Y
10/23/2009 13:34:01|D||TZILF||TZI, Ltd. Reg S|10/26/2009|Inactive|||u|Y|100|Y
10/23/2009 13:34:01|D||XTNT||XTENT, Inc. Common Stock|10/26/2009|Liquidation.  Payable upon surrender.   **|||u|Y|100|Y
10/23/2009 13:34:01|S1|CGMCQ|CGMC|Congoleum Corporation Common Stock|Congoleum Corporation Common Stock|10/26/2009|Bankruptcy **|||u|Y|100|Y
10/23/2009 13:34:01|S1|EENI|EENIE|Exterra Energy Inc. New Common Stock|Exterra Energy Inc. New Common Stock|10/26/2009|**|||U|Y|100|Y
10/23/2009 13:34:01|S1|FQVE|FQVEE|First Quantum Ventures,  Inc. Common Stock|First Quantum Ventures,  Inc. Common Stock|10/26/2009|**|||U|Y|100|Y
10/23/2009 13:34:01|S2|AMZG|AMRE|American Eagle Energy, Inc.  New Common Stock NEW|American Eagle Energy, Inc. Common Stock NEW|10/26/2009|2-1 F/S, Payable upon surrender of old certificates**|||U|Y|100|Y
10/23/2009 13:34:01|S2|TVAHF|ASNBF|TV Asahi Corp., Tokyo Ordinary Shares (Japan)|Asahi National Broadcasting Co Ltd Ordinary Shares|10/26/2009||||u|Y|1|Y
10/23/2009 13:34:01|S2|PTMD|ETEN|Protectus Medical Devices, Inc. Common Stock|E-18 Corp. Common Stock|10/26/2009|**|||U|Y|100|Y
10/23/2009 13:34:01|S2|HTOCF|HNKDF|H2O Retailing Corp. Ordinary Shares (Japan)|Hankyu Department Stores Ordinary Shares|10/26/2009||||u|Y|100|Y
10/23/2009 13:34:01|S2|AATTF|INFWF|Adaptit Holdings Ltd Ordinary Shares (South Africa)|Infowave Holdings Ltd Ordinary shares (South Africa)|10/26/2009|**|||u|Y|100|Y
10/23/2009 13:34:01|S2|INOKF|MGNEF|Innotek Ltd Ordinary Shares (Singapore)|Magnecomp Intl Ltd Ordinary Shares|10/26/2009|**|||u|Y|100|Y
10/23/2009 13:34:01|S2|MTSYF|MTSYF|Matsuda Sangyo Co Ltd Ordinary Shares|Motor Sys Inc Ordinary Shares|10/26/2009||||u|Y|100|Y
10/23/2009 13:34:01|S2|TPRKF|MUASF|Telepark Corp Ordinary Shares (Japan)|Mitsui & Associates Telepark Corp Tokyo Ordinary Shares (Japan)|10/26/2009|**|||u|Y|1|Y
10/23/2009 13:34:01|S2|SBAY|MYST|Subaye, Inc.  Common Stock|MyStarU.com, Inc. Common Stock|10/26/2009|1-100 R/S **|||U|Y|100|Y
10/23/2009 13:34:01|S2|SPKVF|NWSPF|SPARK Ventures PLC Ordinary Shares (United Kingdom)|NewMedia SPARK Plc Ordinary Shares|10/26/2009|**|||u|Y|100|Y
10/23/2009 13:34:01|S2|MKNWF|NXCMF|Mitsui Knowledge Industry Co Ltd Tokyo Ordinary Shares (Japan)|Nextcom Kk Ordinary Shares|10/26/2009||||u|Y|1|Y
10/23/2009 13:34:01|S2|CISIF|OBSEF|Cision AB Ordinary Shares (Sweden)|Observer AB Ordinary Shares|10/26/2009||||u|Y|100|Y
10/23/2009 13:34:01|S2|NXUSF|PCMGF|Nexus Management PLC Ordinary Shares (United Kingdom)|PC Medics Group Plc Ordinary Shares|10/26/2009|**|||u|Y|100|Y
10/23/2009 13:34:01|S2|PTITF|PIIAF|PT Indosat Tbk Ordinary Shares (Indonesia)|Pt Indonesian Satellite Corp Persero Tbk Indosat Ordinary Shares (Indonesia)|10/26/2009|**|||u|Y|100|Y
10/23/2009 13:34:01|S2|CHND|PWRX|China Media, Inc. Common Stock|Protecwerx Inc. Common Stock|10/26/2009|**|||U|Y|100|Y
10/23/2009 17:15:27|S2|RLMXF|SKTGF|Realm Energy International Corporation Ordinary Shares (Canada)|Sbi Skin Biology Inc (Cda) Ordinary Shares|10/26/2009|1-4 R/S|||u|Y|100|Y
10/23/2009 13:34:01|S2|AINEF|VKYIF|Arianecorp Ltd Ordinary Shares (Singapore)|Vikay Industrial Ltd Ordinary Shares|10/26/2009||||u|Y|100|Y
10/23/2009 13:34:01|S2|FBCD|WVUH|FBC Holding, Inc. Common Stock|Wave Uranium Holding Common Stock|10/26/2009|**|||U|Y|100|Y
10/23/2009 13:34:01|S2|HENGF|XYUHF|Hengdeli Holdings Limited, Georgetown Ordinary Shares (Cayman Islands)|Xinyu Hengdeli Holdings Limited Ordinary Shares (Cayman Islands)|10/26/2009||||u|Y|100|Y