DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl
10/02/2009 13:45:59|A||BMQZF||Bank Montreal Quebec Pfd Cl B1 Perp Pfd Cl B Ser 15 (Canada)|10/05/2009||||u|Y|100|Y
10/02/2009 13:45:59|A||BPTGF||Banco Patagonia SA Ordinary Shares B (Argentina)|10/05/2009||||u|Y|100|Y
10/02/2009 13:45:59|A||CFBFF||Can Fite Biofarma Ltd. Ordinary Shares (Israel)|10/05/2009||||u|Y|100|Y
10/02/2009 16:30:10|A||CULL||Cullman Bancorp Inc. Common Stock|10/05/2009|**|||u|Y|100|Y
10/02/2009 16:30:10|A||DMNM||Dominion Minerals Corp Common Stock|10/05/2009|From BB (DMNME)**|||u|Y|100|Y
10/02/2009 13:45:59|A||GCOSM||Genesco Inc. Cumulative Preferred Stock|10/05/2009|Reinstated|||u|Y|100|Y
10/02/2009 16:30:10|A||MARZF||Marston's PLC Ordinary Shares (United Kingdom)|10/05/2009||||u|Y|100|Y
10/02/2009 13:45:59|A||MSZZ||Morgan Stanley Buy Write Securities Based On The Performance Of 2007-2 Dynamic Ref Index|10/05/2009||||u|Y|100|Y
10/02/2009 13:45:59|A||PRMDA||Precision Medical Devices, Inc. Class A Common Stock|10/05/2009||||u|Y|100|Y
10/02/2009 16:30:10|A||ZMTP||Zoom Telephonics Inc. Common Stock|10/05/2009||||u|Y|100|Y
10/02/2009 13:45:59|D||AANZF||Alleanza Assicurazioni Spa Ord Ordinary Shares|10/05/2009|Acquired **|||u|Y|100|Y
10/02/2009 13:45:59|D||DBMZL||Deutsche Bk Ag London BRH 16,.580% Mandatory Exchangeable Nts Lkd 144A to Amazon Com Inc 10/03/2009 (Germany)|10/05/2009|Expired Security|||P|N|100|N
10/02/2009 16:30:10|D||DMNME||Dominion Minerals Corp Common Stock|10/05/2009|Failure To Comply With NASD 6530;  Added to NBB (DMNM)**|||U|Y|100|Y
10/02/2009 16:30:10|D||EXMFF||Exmin Resources Inc Ordinary Shares (Canada)|10/05/2009|Acquired **|||u|Y|100|Y
10/02/2009 16:30:10|D||IBYXF||Intl Barytex Res Ltd Ordinary Shares|10/05/2009|Acquired **|||u|Y|100|Y
10/02/2009 16:30:10|D||PTRXF||Petrobras Energia Participaciones S.A.Ordinary Shares Class B (Argentina)|10/05/2009|Acquired **|||u|Y|100|Y
10/02/2009 16:30:10|D||SERZF||Secure Retirement Plc Par Ord Ordinary Shares|10/05/2009|Inactive Security|||u|Y|100|Y
10/02/2009 16:30:10|D||TSFGO||South Financial Group Inc. (The) Pfd Mandatory Conv Ser (2008ND-NV)|10/05/2009|Exchanged for Common Stock. **|||u|Y|1|Y
10/02/2009 16:30:10|D||TSFGP||South Financial Group Inc. (The) Pfd Mandatory Conv Ser (2008ND-V)|10/05/2009|Exchanged for Common Stock **|||u|Y|1|Y
10/02/2009 16:30:10|D||TSROF||Total Sport Online ASA Ordinary Shares (Norway)|10/05/2009|Inactive Security **|||u|Y|100|Y
10/02/2009 13:45:59|S1|CIHI|CIHIE|Changda International Holdings, Inc|Changda International Holdings, Inc|10/05/2009|**|||U|Y|100|Y
10/02/2009 16:30:10|S1|DRFO|DRFOQ|Diamond Ranch Foods, Ltd. Common Stock|Diamond Ranch Foods, Ltd. Common Stock|10/05/2009|**|||U|Y|100|Y
10/02/2009 13:45:59|S1|LCNM|LCNME|Lincoln Mining Corp. Common Stock|Lincoln Mining Corp. Common Stock|10/05/2009|**|||U|Y|100|Y
10/02/2009 13:45:59|S1|WTEG|WTEGE|Waste to Energy Group Inc. Common Stock|Waste to Energy Group Inc. Common Stock|10/05/2009|**|||U|Y|100|Y
10/02/2009 13:45:59|S2|SWRS|APDR|Southwest Resources Inc. Common Stock|Apollo Drilling, Inc. Common Stock|10/05/2009|1-2,500 R/S **|||u|Y|100|Y
10/02/2009 13:45:59|S2|SPPH|EMGS|Spencer Pharmaceutical Inc.  Common Stock|EmergenSys Corporation Common Stock|10/05/2009|1-25 R/S **|||u|Y|100|Y
10/02/2009 13:45:59|S2|ESTT|ESMT|E-Smart Technologies Inc Common Stock NEW|E-Smart Technologies Inc Common Stock|10/05/2009|1-20 R/S **|||u|Y|100|Y
10/02/2009 16:30:10|S2|GRJVF|GRVJF|Gold Reach Resources Ltd New Ordinary Shares (Canada)|Gold Reach Resources Ltd Ordinary Shares (Canada)|10/05/2009|1-5 R/S **|||u|Y|100|Y
10/02/2009 13:45:59|S2|PCPZ|PCPL|Principle Security International, Inc. New Common Stock|Principle Security International, Inc. Common Stock|10/05/2009|2.5-1 F/S Payable upon surrender of old certificates**|||U|Y|100|Y
10/02/2009 13:45:59|S1|BIOHE|BIOHF|BioTech Holdings, Ltd. Ordinary Shares (Canada)|BioTech Holdings, Ltd. Ordinary Shares (Canada)|10/06/2009|Delinquent **|||U|Y|100|Y