DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat
10/02/2001 13:55:08|D||HFCIE**||Home Financing Centers Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 09:57:01|A||TVGE**||TriVantage Group Inc|10/02/2001||||U
10/02/2001 09:57:01|D||QPIX**||Quik Pix Inc|10/02/2001|Failure to comply with NASD Rule 15c-211|||U
10/02/2001 09:57:01|D||SLWE**`||SLW Enterprises Inc|10/02/2001|Failure to comply with NASD Rule 15c-211|||U
10/02/2001 09:57:01|S1|ILNK|ILNKC**||I-Link Inc|10/03/2001||||U
10/02/2001 09:57:01|A||ILNKC**||I-Link Inc|10/01/2001||||U
10/02/2001 13:55:08|D||DMDWE**||Dental/Medical Diagnostics Systems Inc Wts 5/8/2002|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||MICEE**||Micel Corporation New|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 15:31:09|A||EXNT||ENXNET Inc|10/03/2001||||U
10/02/2001 09:57:01|AA||TKRD**||Trek Resources Inc (DE)|10/02/2001||||U
10/02/2001 13:55:08|D||IQCOE**||IQROM Communications Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||ISTSE**||Internetstudios.com Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||ITCCE**||ITC Learning Corporation|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||KMGGE**||Kaleidoscope Media Group Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||KRENE**||Kings Road Entertainment Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||LCDSE**||Laclede Steel Company Cl A New|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||MEYIE**||Mindfuleye Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||EPTGE**||EPL Technologies Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||BPAOE**||Baldwin Piano & Organ Company|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|AA||EXNT||ENXNET Inc|10/02/2001||||U
10/02/2001 13:55:08|D||PECN**||Publishers Equipment Corporation|10/03/2001|Terminated Registration under the 34 Act|||U
10/02/2001 13:55:08|S2|BSHC|PPOS**|BlueStone Holding Corporation|HealthStar Corporation|10/03/2001||||U
10/02/2001 13:55:08|S2|ADZR|EHSV**|Adzone Research Inc|Executive Help Services Inc|10/03/2001||||U
10/02/2001 15:31:09|S2|CLPY|MUSD**|ChampionLyte Products Inc|Meridian USA Holdings Inc|10/03/2001||||U
10/02/2001 13:55:08|D||ABOME**||Airbomb.com Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||ACLRE**||Accent Color Sciences Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 09:57:01|AA||TVGE**||TriVantage Group Inc|10/02/2001||||U
10/02/2001 13:55:08|D||BCPUE**||Borden Chemicals & Plastics LP Uts|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 09:57:01|A||TKRD**||Trek Resources Inc (DE)|10/02/2001||||U
10/02/2001 13:55:08|D||BYTEE**||Piranha Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||CLBRE**||Caliber Learning Network Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||DBGCE**||Dyersburg Corporation|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||DMDSE**||Dental/Medical Diagnostics Systems Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 09:57:01|A||MPOT||MegaPro Tools Inc|10/02/2001||||U
10/02/2001 09:57:01|A||AMESQ**||Ames Department Stores Inc|10/02/2001||||U
10/02/2001 13:55:08|D||FLONE**||Floran International Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||ARVXE**||Aerovox Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||EPTCE**||Environmental Products & Technologies Corporation|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||TEXQE**||Texas Equipment Corporation New|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||TQSTE**||Tradequest International Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||TSMXE**||Trism Inc New|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||TVLNE**||TravelnStore Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||TWICE**||2-Infinity Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 15:31:09|D||SHMNE**||Shaman Pharmaceuticals Inc Pfd Ser C|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||UMCCE**||Ultra Motorcycle Company|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||TCBGE**||Children's Beverage Group Inc (The)|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||VBYRE**||VerticalBuyer Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||USBCE**||USA Biomass Corporation|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||VIAPE**||ViaPay Ltd|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||WDDDE**||Worlds.com Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||WXGBE**||Willcox & Gibbs Inc Cl A|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||WYREE**||Inforectech Wireless Technology Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||ZSCOE**||Zimmerman Sign Company|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|S1|ARBX|ARBXE**||Air Brook Airport Express Inc|10/03/2001||||U
10/02/2001 15:31:09|D||DAYR**||Day Runner Inc|10/03/2001|Acquired by Kaysun Inc ($.10/sh)|||U
10/02/2001 13:55:08|D||MNOCE**||Mentor on Call Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||OSFTE**||ObjectSoft Corporation|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||VHSIE**||VelocityHSI Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||NTSFE**||NetStaff Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||SOAJE**||Surrey Inc Wts 12/9/2002|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||OSFWE**||ObjectSoft Corporation Wts 11/12/2001|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||PEDNE**||Pedianet.com Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||PUSAE**||Price Net USA Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||RTHME**||Rhythms NetConnections Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||RYLWE**||Royal Waterlily Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||SFZAE**||Sforza Enterprises Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||SOAPE**||Surrey Inc|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||SGFSE**||SunGlobe Fiber Systems Corporation|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||SHPHE**||Shaman Pharmaceuticals Inc New|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|D||SFZUE**||Sforza Enterprises Inc Uts 10/3/2002|10/03/2001|Failure to comply with NASD Rule 6530|||U
10/02/2001 13:55:08|A||MHGSF||Merge Housing BHD|10/03/2001||||u
10/02/2001 13:55:08|A||TGLKF||Tung Lok Restaurants 2000 Ltd|10/03/2001||||u
10/02/2001 13:55:08|A||IGRCF||Ingress Corporation BHD|10/03/2001||||u
10/02/2001 13:55:08|A||WKNGF||Weikeng Company Ltd|10/03/2001||||u
10/02/2001 13:55:08|A||GRKDF||Grace Kennedy & Company Ltd|10/03/2001||||u
10/02/2001 13:55:08|A||FRRRF||Farcent|10/03/2001||||u
10/02/2001 13:55:08|A||SGTCF||Singapore Telecommunications Ltd Chess Units|10/03/2001||||u
10/02/2001 13:55:08|A||IIUUF||I Shares Topix Tokyo Units|10/03/2001||||u
10/02/2001 13:55:08|A||CAIAF||CA Immobilien Anlagen AG|10/03/2001||||u
10/02/2001 13:55:08|A||DIEEF||Die Erste Immobilien AG|10/03/2001||||u
10/02/2001 13:55:08|D||EICIP**||Equitable of Iowa Companies 8.70% Pfd|10/03/2001|Redemption (on 8/28/2001 for $25/sh)|||u
10/02/2001 13:55:08|S2|JNBDF|TGBVF**|JNB Developments Company Ltd (1-10 R/S)|Total Global Ventures Inc|10/03/2001||||u
10/02/2001 13:55:08|A||MOHCF||Motor Oil Hellas Corinth Refineries SA|10/03/2001||||u
10/02/2001 13:55:08|A||AFAU||Alfa Utility Services Inc|10/03/2001||||u
10/02/2001 13:55:08|A||IISUF||I Shares S&P/Topix150 Tokyo Units|10/03/2001||||u
10/02/2001 13:55:08|A||PKIIF||PKI Innovations Cda Inc|10/03/2001||||u
10/02/2001 13:55:08|A||HMCYF||Himacs Ltd Yokohama|10/03/2001||||u
10/02/2001 13:55:08|A||MQWPP||Merrill Lynch Depositor Inc Preferred Plus Trust Series QWS-1|10/03/2001||||u
10/02/2001 13:55:08|A||GPTA||Grade Point Adverage Inc|10/03/2001||||u
10/02/2001 13:55:08|A||PAVS||Pro-Active Solutions Inc|10/03/2001||||u
10/02/2001 13:55:08|D||DBKNF**||Deutsche Bank AG|10/03/2001|Listing on NYSE (DB)|||u
10/02/2001 13:55:08|S1|BALTY|BALT**||Baltimore Technologies plc ADS|10/03/2001||||u
10/02/2001 13:55:08|D||DEGU||Demeter Groupe Inc|10/03/2001|Inactive Security|||u
10/02/2001 13:55:08|S1|MVLAY|MVLA**||Biper SA de CV ADS|10/03/2001||||u
10/02/2001 13:55:08|D||BLHBF**||Baloise-Holding Basel|10/03/2001|Duplicate (see BLHEF)|||u
10/02/2001 13:55:08|A||SRTMF||Smarteam|10/03/2001||||u