DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat 09/27/2007 16:27:04|D||USTL||UStel, Inc. Common Stock|09/28/2007|12(j) Registration Revoked by SEC **|||u 09/27/2007 13:42:29|A||DPSY||Disaster Preparedness Systems, Inc. Common Stock|09/28/2007|From NBB (DPSY)**|||U 09/27/2007 16:26:57|A||LEYM||Legacy Mining Ltd. Common Stock|09/28/2007|From NBB (LEYM)**|||U 09/27/2007 13:42:29|A||LILM||LILM, Inc. Common Stock|09/28/2007|From NBB (LILM)**|||U 09/27/2007 16:26:57|A||PWSF||Powersafe Technology Corp. Common Stock|09/28/2007|**|||U 09/27/2007 16:26:57|A||SLRK||Solera National Bancorp Inc. (CO) Common Stock|09/28/2007|From NBB (SLRK) **|||U 09/27/2007 16:26:57|D||URME||Uranium Energy Corp. Common Stock|09/28/2007|Listed on AMEX (UEC) **|||U 09/27/2007 13:42:29|S1|APMD|APMDE|Applied Medical Devices, Inc. Common Stock|Applied Medical Devices, Inc. Common Stock|09/28/2007|**|||U 09/27/2007 13:42:29|S2|PTPE|AROP|Pantera Petroleum Inc. Common Stock|Arthro Pharmaceuticals, Inc. Common Stock|09/28/2007|16-1 F/S; Payable upon Surrender of Certificates **|||U 09/27/2007 13:42:29|S2|JKTI|JAKT|Jake's Trucking International, Inc. New Common Stock|Jake's Trucking International, Inc. Common Stock|09/28/2007|10-1 F/S; Payable upon Surrender of Certificates **|||U 09/27/2007 13:42:29|S2|PFCI|PFCI|Pacific Commerce Bank (CA) Common Stock|Pacific Commerce Bank, N.A. (Los Angeles, CA) Common Stock|09/28/2007|**|||U 09/27/2007 13:42:29|S2|BSHF|PNST|Bioshaft Water Technology, Inc. Common Stock|Pointstar Entertainment Corp. Common Stock|09/28/2007|**|||U 09/27/2007 13:42:12|A||APEPF||Applied Engineering Products Plc Ordinary shares (United Kingdom)|09/28/2007||||u 09/27/2007 16:27:03|A||BNPVP||Boston Private Cap Tr I Gtd Tr Preffered Secs Conv 4.875% 10/01/2034|09/28/2007||||u 09/27/2007 16:27:03|A||EGNL||Eagle National Bancorp Inc Common Accredited Invs|09/28/2007||||u 09/27/2007 13:42:12|A||FEDNP||Federal National Mortgage Association Non Cum Pfd Ser P|09/28/2007||||u 09/27/2007 16:27:03|A||RHAYY||Rhodia Common Stock|09/28/2007|From NYSE (RHA)|||u 09/27/2007 13:42:12|D||AURRF||Aur Resources Inc (F) Ordinary Shares|09/28/2007|Acquisition **|||u 09/27/2007 13:42:12|D||CPISY||Calpis Food Ind Ltd American Depositary Shares|09/25/2007|Refer to 9/24/2007 D/L. Terms revised. Acquisition. ADR holders will receive proceeds sale of shares in lieu of .95 Ajinomoto Co. ADR (AJINY) for each Calpis ADR held.|||u 09/27/2007 13:42:12|D||DPSY||Disaster Preparedness Systems, Inc. Common Stock|09/28/2007|Added to OTCBB (DPSY)**|||u 09/27/2007 16:27:04|D||GBOTQ||Garden Botanika, Inc. Common Stock|09/28/2007|12(j) Registration Revoked by SEC **|||u 09/27/2007 13:42:12|D||GDLN||Guideline, Inc. Common Stock|09/28/2007|Acquired by infoUSA, Inc. ($1.35/sh) **|||u 09/27/2007 16:27:04|D||LEYM||Legacy Mining Ltd. Common Stock|09/28/2007|Added to OTCBB (LEYM)**|||u 09/27/2007 13:42:12|D||LILM||LILM, Inc. Common Stock|09/28/2007|Added to OTCBB (LILM) **|||u 09/27/2007 13:42:12|D||MMIHF||Mmi Holdings Ordinary Shares|09/28/2007|Acquisition **|||u 09/27/2007 16:27:04|D||NTALP||National City Capital Trust IV Enhanced Trust Preferred Securities (Enhanced TRUPS)|09/28/2007|Listed on NYSE (NCC$C) **|||u 09/27/2007 16:27:04|D||NWSW||Northwestern Steel and Wire Company Common Stock|09/28/2007|12(j) Registration Revoked by SEC **|||u 09/27/2007 16:27:04|D||PAUHQ||Paul Harris Stores, Inc. Common Stock|09/28/2007|12(j) Registration Revoked by SEC **|||u 09/27/2007 13:42:12|D||SAPSF||Sap Systems Intergration Ag Ordinary Shares|09/28/2007|Inactive security|||u 09/27/2007 13:42:12|S2|ASII|AXON|Axion Spatial Imaging Inc New Common Stock|Axion Spatial Imaging Inc Common Stock|09/28/2007|1-600 R/S**|||u 09/27/2007 16:27:04|S2|MLGPF|BPGSF|Meldex Group PLC Ordinary Shares (United Kingdom)|BioProgress plc Ordinary Shares (United Kingdom)|09/28/2007|**|||u 09/27/2007 13:42:12|S2|BILFF|XLLTF|Biomerge Industries Ltd Ordinary Shares|Xillx Technology Corp Ordinary Shares|09/28/2007|**|||u 09/27/2007 13:42:18|A||BBRML||Barclays Bk Plc Sh Ctf on Brushman India Ltd 144A 10/04/2012|09/28/2007||||P 09/27/2007 13:42:18|A||BVFIL||Barclays Bk Plc Sh Ctf on Visesh Infotecnics Ltd 144A 10/04/2012 (United Kingdom)|09/28/2007||||P 09/27/2007 13:42:18|A||GRCBL||GENERAL CABLE CORP Common 144A|09/28/2007||||P 09/27/2007 13:42:18|A||LBIEL||Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A 09/27/2012 (Luxembourg)|09/28/2007||||P 09/27/2007 13:42:18|A||LBITL||Lehman Bros Hldgs Inc YEELDS linked to Com Stk ITT Educational Services Inc 04/01/08|09/28/2007||||P 09/27/2007 13:42:18|A||LRELL||Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Reliance Energy Ltd 10/01/2012 (Luxembourg)|09/28/2007||||P 09/27/2007 13:42:18|A||LTEIL||Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Triveni Engineering & Inds Ltd 10/01/2012 (Luxembourg)|09/28/2007||||P 09/27/2007 13:42:18|A||MSLWL||MORGAN STANLEY Perqs Mandatorily Exchangeable 144A For Lowes Cos Inc Com 04/02/2008|09/28/2007||||P 09/27/2007 13:42:18|A||MSLWY||MORGAN STANLEY Perqs Mandatorily Exchangeable 144A For Komatsu Ltd Com 8% 09/22/2008|09/28/2007||||P 09/27/2007 13:42:18|A||NVSKL||Novorossiysk Coml Sea Port Pub JT Stk Co Sponsored GDR 144A (Russia)|09/28/2007||||P 09/27/2007 13:42:18|A||SSIHW||Sunshine St Ins Hldg Corp Wt Exp 144A 10/04/2017|09/28/2007||||P 09/27/2007 13:42:18|A||SSIHY||Sunshine St Ins Hldg Corp Unit 1 Com & 1 Wt Exp 144A 10/04/2017|09/28/2007||||P 09/27/2007 13:42:18|D||DBTAY||Deutsche Bank Ag London Mand Exchangeable Nt 144A Lkd to 09/27/2007 (United Kingdom)|09/28/2007|Expired Security|||P 09/27/2007 13:42:12|D||SHMOF||Shimao China Holdings, Ltd. Ordinary Shares (Bermuda) HKD|09/28/2007|Acquisition|||u 09/27/2007 16:27:04|D||SLRK||Solera National Bancorp Inc. (CO) Common Stock|09/28/2007|Added to OTCBB (SLRK) **|||u