DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Filler
08/06/2008 13:33:30|D||MSGG||MORGAN STANLEY PLUS Basedon Com Stk Google Inc|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSHY||MORGAN STANLEY Plus Based on Hybrid Bskt Composed (Equity & Commodity Indices & Shs) 12/31/2013|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSLE||Morgan Stanley 12% SPARQS Mandatorily Exch for Com Stk of Apple Inc (10/20/08 is First Call Date) 06/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSLL||MORGAN STANLEY PLUS Based Value on Russell 2000 Index 02/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSLP||MORGAN STANLEY Protected Index Lkd Secs Based on Performance of 2008 1 MLP Dynamic Reference Index 11/05/2014|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSLY||Morgan Stanley Bear Mkt PLUS Based Inversely on Value of consumer Discretionary Select Sector SPDR Fd 08/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSMV||MORGAN STANLEY Plus Based on Market Vectors Russia ETF 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSMW||MORGAN STANLEY Modelware World Ex-America (Patricipation Nt, Ser F) 12/31/2014|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSMX||Morgan Stanley Plus Based on Ishares MSCI Emerging Mkts Index Fd 06/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSQX||MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 12/31/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSVA||MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of SPX 500 Index 4/30/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSVS||MORGAN STANLEY Bear Mktd Plus Based Inversely on Value of S&P 500 Index 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSVU||MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of SPX 500 Index 07/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSWK||Mishawaka Dome Sports Complex Inc Common Stock|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSWX||MORGAN STANLEY Plus Based on IShares MSCI Taiwan (Index Fd) 06/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSYX||MORGAN STANLEY Plus Based on Value of S&P 500 Index 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MVRL||MORGAN STANLEY BEAR Mkt Based Inversely on Value of Rty 2000 Index 02/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MVRX||MORGAN STANLEY Plus Based on Value of Russell 2000 Index 07/16/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||RNKUF||Rainmaker Income Fund Trust Unit (Canada)|08/07/2008|Plan of Arrangement **|||u|Y|100|
08/06/2008 13:33:30|D||SWAV||SWAV Enterprises Ltd. Common Stock|08/07/2008|Added to OTCBB (SWAV) **|||u|Y|100|
08/06/2008 13:33:30|D||SYBA||Symbiat, Inc. Common Stock|08/07/2008|12(j) Registration Revoked by SEC **|||u|Y|100|
08/06/2008 13:33:30|D||UBDXF||UBS Ag Jersey BRH Performance Secs with Contingent Protection Lkd S&P 500 Index 06/29/2012 (Jersey)|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||UPNXF||UBS Ag Jersey BRH Prin Protection Absolute Return Barrier Nt Lkd S&P 500 Index 08/31/2009 (Jersey)|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||XLCLF||XL Capital Ltd Equity Unit (Cayman Islands)|08/07/2008|Listed on NYSE (XL$Y)|||u|Y|100|
08/06/2008 13:33:30|S1|ASCBQ|ASCB|Ascendia Brands, Inc Common Stock|Ascendia Brands, Inc Common Stock|08/07/2008|Bankruptcy **|||u|Y|100|
08/06/2008 13:33:30|D||MCDR||Morgan Stanley Bear Mkt Based Inversely on Value Consumer Discretionary Select Sector Spdr Fd 06/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MCEI||MORGAN STANLEY Outperformance Plus Based on Perfornance of GSCI Energy Index Excell Return Relative to S&P 500 Index 05/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MCEX||Morgan Stanley Cap Protected Nt Based on Value Bskt of 4 Currencies & an Equity Index 02/28/2014|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MEFE||MORGAN STANLEY Protected Absolute Return Barrier (Nt Based on Value of MSCI EAFE IShares) 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MEQC||Morgan Stanley Hybrid Plus Based on Performance of a Basket of Equities Commodities & Shs 09/30/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MFPR||MORGAN STANLEY Plus Basedon Finl Select Sector SPDR Fd 04/30/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MFSC||MORGAN STANLEY Buffered Plus Based on Finl Select (Sector Spdr Fd) 03/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MGBE||MORGAN STANLEY Buffered Plus Based on Global Bskt of (Equity Indices) 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MHSX||Morgan Stanley PLUS Based on Value of Ise-CCM Homeland Security Index 02/28/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MKXF||MORGAN STANLEY IShares MSCI Emerging Mkts Index Fd (MPS) 03/28/2013|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MLAI||Merrill Lynch & Co., Inc. Dow Jones AIG Exenergy Sub Index Mkt Inex Target Term Secs-Mitts|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MLCS||Merrill Lynch & Co., Inc. Summation Secs Lkd to S&P 500 Index 12/31/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MLRC||Merrill Lynch & Co., Inc. Mkt Index Target Term Secs Lkd to Rogers Intl Commodity Index Excess Return 10/04/2013|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MLSU||Merrill Lynch & Co., Inc. Summations Secs Lkd to S&P 500 Index SUMS 07/02/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MMNS||MORGAN STANLEY 14% SPARQS Mandatorily Exch for Com Stk Monsanto Co 02/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MNEX||MORGAN STANLEY Plus Based on Value of S&P 500 Index 12/31/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MNKX||MORGAN STANLEY PLUS Based on Nikkei 225 Index 02/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MNQX||MORGAN STANLEY Protected Absolute Return Barrier (Nt Base on Value of NASDAQ 100 Index) 08/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MORB||MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 04/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MPAR||MORGAN STANLEY 96% Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MPBS||MORGAN STANLEY Plus Based on Performance Bskt of (Stks) 12/31/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MPDR||MORGAN STANLEY Plus Based on Finl Select Sector (Spdr Fd) 12/31/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MPLD||MORGAN STANLEY Buffered PLUS Based on Philadelphia Stk Exch HSG Sector Index 02/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MPRV||MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MPSH||MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Price of Shs of IShares MSCI EAFE Index Fd 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSCW||MORGAN STANLEY Cash Settled Fd Lkd Call Wt Accd Invs (Ser 2008-1 Lkd to Value Ltd Partnership Ints in Morgan Stanley Liquid Mktds Fd II LP) 12/31/2013|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSFE||MORGAN STANLEY Plus Based on IShares MSCI EAFE (Index Fd) 04/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MQDX||MORGAN STANLEY Auto callable Secs Based on Value of NASDAQ 100 Index 05/07/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSDF||MORGAN STANLEY Plus Based on Finl Select Sector Spdr Fd 12/31/2010|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSFYL||MORGAN STANLEY Morgan Stanley INFY 144A PERQS due August 6, 2008|08/07/2008|Expired Security|||P|N|100|
08/06/2008 13:33:30|D||MBPV||MORGAN STANLEY Buffered Plus Based on Value of S&P 500 Index 10/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSBX||MORGAN STANLEY Bear Mkt Plus Based Invesely on Value (of NASDAQ 100 Index) 04/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSDQ||MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 04/20/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|S2|CPOG|PODM|Capital Oil & Gas, Inc. Common Stock|Podium Venture Group Inc New Common Stock|08/07/2008|**|||u|Y|100|
08/06/2008 13:33:30|A||AARI||Atlantic Resources Inc. Common Stock|08/07/2008|From NBB (AARI) **|||U|Y|100|
08/06/2008 15:59:47|A||APPTY||APT Satellite Holdings Limited Common Stock|08/07/2008|From NYSE (ATS)|||u|Y|100|
08/06/2008 15:59:47|A||CCFRF||Cacola Furniture International Limited (Limited) Ordinary shares (Cayman Islands)|08/07/2008||||u|Y|100|
08/06/2008 16:35:03|A||CCSO||Cheetah Consulting Inc. Common shares|08/07/2008||||u|Y|100|
08/06/2008 15:59:47|A||CYNG||Cynergi Holdings, Inc. Common Stock|08/07/2008|From NBB (CYNG) **|||U|Y|100|
08/06/2008 15:59:47|A||EEDJF||Etfs Commodity Securities Ltd St Helier Certificates 2006 -Without Fixed Maturity On Ex-Energy Dj-AIGCI (Jersey)|08/07/2008||||u|Y|100|
08/06/2008 13:33:30|A||FERO||Fero Industries, Inc. Common shares|08/07/2008|From NBB (FERO) **|||U|Y|100|
08/06/2008 13:33:30|A||FMSLF||Falcon Media Services Limited Common shares (United Kingdom)|08/07/2008|From NBB (FMSLF) **|||U|Y|100|
08/06/2008 15:59:47|A||OLOI||Online Originals, Inc. Common Stock|08/07/2008|**|||U|Y|100|
08/06/2008 16:35:03|A||PTAE||Plata Resources, Inc. Common shares|08/07/2008||||u|Y|100|
08/06/2008 13:33:30|A||RNKFF||Rainmaker Entertainment Inc Ordinary shares (Canada)|08/07/2008||||u|Y|100|
08/06/2008 13:33:30|A||SDRYF||Sea Dragon Energy Inc Common shares (Canada)|08/07/2008||||u|Y|100|
08/06/2008 13:33:30|A||SWAV||SWAV Enterprises Ltd. Common Stock|08/07/2008|From NBB (SWAV) **|||U|Y|100|
08/06/2008 13:33:30|D||AARI||Atlantic Resources Inc. Common Stock|08/07/2008|Added to OTCBB (AARI) **|||u|Y|100|
08/06/2008 13:33:30|D||CFDK||Citigroup FDG Inc GTD Buffer Nt Based Upon S&P 500 Index|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||CSTM||Clean Systems Technology Group, Ltd. Common Stock|08/07/2008|12(j) Registration Revoked by SEC **|||u|Y|100|
08/06/2008 15:59:47|D||CYNG||Cynergi Holdings, Inc. Common Stock|08/07/2008|Added to OTCBB (CYNG) **|||u|Y|100|
08/06/2008 13:33:30|D||DBMEF||Deutsche Bk Ag London BRH Prin Protection Absolute Return Barrier Nt Lkd MSCI EAFE Index 08/31/2009 (Germany)|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||EDJIF||Eksportfinans ASA Plus Lkd Dow Jones Industrial Avg 03/18/2009 (Norway)|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||ENDQF||Eksportfinans ASA Plus Lkd NASDAQ 100 Index 03/18/2009 (Norway)|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||ERLXF||Eksportfinans ASA Plus Lkd Russell 2000 Index 03/18/2009 (Norway)|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||FERO||Fero Industries, Inc. Common shares|08/07/2008|Added to OTCBB (FERO) **|||u|Y|100|
08/06/2008 13:33:30|D||FMSLF||Falcon Media Services Limited Common shares (United Kingdom)|08/07/2008|Added to OTCBB (FMSLF) **|||u|Y|100|
08/06/2008 13:33:30|D||LBHR||Lehman Bros Hldgs Inc Prin Protn Absolute Return Barrier Nt Lkd to the Russell 2000 Index 08/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||LSPX||Lehman Bros Hldgs Inc Prin Protn Absolute Return Barriet Nt Lkd to S&P 500 Index 07/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||LUMMQ||Lumenon Innovative Lightwave Technology, Inc. Common Stock|08/07/2008|12(j) Registration Revoked by SEC **|||u|Y|100|
08/06/2008 13:33:30|D||MBNX||MORGAN STANLEY Protected Absolute Return Barrier (Nt Based on Value of S&P 500 Index) 12/31/2009|08/07/2008|TRACE reportable issue.|||u|Y|100|
08/06/2008 13:33:30|D||MSGB||MORGAN STANLEY Cap Protected Nt Based on Value of (Global Bskt Equity Indices) 06/20/2014|08/07/2008|TRACE reportable issue.|||u|Y|100|