DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl 08/03/2009 13:45:25|A||ECNI||EnterConnect Inc. Common Stock|08/04/2009|From BB (ECNIE)**|||u|Y|100|Y 08/03/2009 13:45:25|A||ESMP||eSimple, Inc Common Stock|08/04/2009|From BB (ESMPE)**|||u|Y|100|Y 08/03/2009 13:45:25|A||FOBMF||Fortis Obam Ordinary Shares (Netherlands)|08/04/2009|Reinstated|||u|Y|100|Y 08/03/2009 13:45:25|A||GEYH||Global Employment Holdings, Inc. Common Stock|08/04/2009|From BB (GEYH)**|||u|Y|100|Y 08/03/2009 13:45:25|A||IVII||IVI Communications, Inc. Common Stock|08/04/2009|From BB (IVIIE)**|||u|Y|100|Y 08/03/2009 17:07:21|A||SWGAY||Swatch Group Ag (The) Unsponsored ADR (Switzerland)|08/04/2009|**|||u|Y|100|Y 08/03/2009 13:45:25|A||THLM||T.H. Lehman & Co., Inc. Common Stock|08/04/2009|From BB (THLME)**|||u|Y|100|Y 08/03/2009 13:45:25|D||ALUSU||Alsius Corporation Uts|08/04/2009|Expired Security **|||u|Y|100|Y 08/03/2009 13:45:25|D||ALUSW||Alsius Corporation Wts|08/04/2009|Expired Security **|||u|Y|100|Y 08/03/2009 13:45:25|D||ECNIE||EnterConnect Inc. Common Stock|08/04/2009|Failure To Comply With NASD 6530; Added to NBB (ECNI)**|||U|Y|100|Y 08/03/2009 13:45:25|D||ESMPE||eSimple, Inc Common Stock|08/04/2009|Failure To Comply With NASD 6530; Added to NBB (ESMP)**|||U|Y|100|Y 08/03/2009 13:45:25|D||GEYH||Global Employment Holdings, Inc. Common Stock|08/04/2009|Form 15; Terminated Registration under the 34 Act; Added to NBB (GEYH)**|||U|Y|100|Y 08/03/2009 13:45:25|D||IVIIE||IVI Communications, Inc. Common Stock|08/04/2009|Failure To Comply With NASD 6530; Added to NBB (IVII)**|||U|Y|100|Y 08/03/2009 13:45:25|D||JPVCW||J. P. Morgan International Derivatives Ltd. 144A Chinese Low Exercise Price Warrant 3C7 Shandong Expressway Co. Ltd. 08/03/2009 (Jersey)|08/04/2009|Expired Security|||P|N|100|N 08/03/2009 13:45:25|D||JPVDW||J. P. Morgan International Derivatives Ltd. 144A Chinese Low Exercise Price Warrant 3C7 China Yangtze Power Co. Ltd. 08.03/2009 (Jersey)|08/04/2009|Expired Security|||P|N|100|N 08/03/2009 13:45:25|D||JPVEW||J. P. Morgan International Derivatives Ltd. 144A Chinese Low Exercise Price Warrant 3C7 Angang New Steel Co. Ltd. 08/03/2009 (Jersey)|08/04/2009|Expired Security|||P|N|100|N 08/03/2009 17:07:21|D||RBOIF||Resolve Business Outsourcing Income Fund Trust Unit (Canada)|08/04/2009|Acquired **|||u|Y|100|Y 08/03/2009 13:45:25|D||THLME||T.H. Lehman & Co., Inc. Common Stock|08/04/2009|Failure To Comply With NASD 6530; Added to NBB (THLM)**|||U|Y|100|Y 08/03/2009 13:45:25|S1|APSOQ|APSO|Applied Solar, Inc. Common Stock|Applied Solar, Inc. Common Stock|08/04/2009|Bankruptcy **|||U|Y|100|Y 08/03/2009 13:45:25|S1|RGBL|RGBLE|R.G. Global Lifestyles, Inc. Common Stock|R.G. Global Lifestyles, Inc. Common Stock|08/04/2009|**|||U|Y|100|Y 08/03/2009 13:45:25|S1|WEBPQ|WEBP|Web Press Corporation Common Stock|Web Press Corporation Common Stock|08/04/2009|Bankruptcy **|||u|Y|100|Y 08/03/2009 13:45:25|S2|ARPNF|BCBJF|Astro Japan Property Trust (Australia)|Babcock & Brown Japan Property Trust Units (Australia)|08/04/2009|**|||u|Y|100|Y 08/03/2009 13:45:25|S2|BXII|BXIV|BTHC XIV Inc. New Common Stock|BTHC XIV Inc. Common Stock|08/04/2009|1-3 R/S **|||U|Y|100|Y 08/03/2009 13:45:25|S2|NMDPF|CUSRF|Neomedyx Medical Corp. Ordinary Shares (Canada)|Corpus Resources Corporation. Ordinary Shares (Canada)|08/04/2009|**|||U|Y|100|Y 08/03/2009 13:45:25|S2|QMIN|QMLM|Quest Minerals & Mining Corp. Common Stock|Quest Minerals & Mining Corp. Common Stock|08/04/2009|1-100 R/S **|||u|Y|100|Y