DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl
05/04/2010 13:31:26|D||AUCQZ||Auction Pass Through Trust 144A 2006-5 Auction Passthru Certificate 3C7 Class B|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:26|D||AUCZL||Auction Pass Through Trust 144A 2006-6 Auction Passthru Certificate Class A|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:26|D||AUCZZ||Auction Pass Through Trust 144A 2006-6 Acution Passthru Certificate Class B|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:26|D||BBPLF||Barclays Bank PLC 144A Share Certificate on Reliance Petroleum Ltd.  (GB)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||DHSGY||Dhampur Sugar Mills Ltd 144A Sponsored GDR (India)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||DPTHL||DataPath, Inc. 144A Common Stock|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||ELENL||Ellora Energy Inc. 144A Common Stock|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||FBRZL||FBR Capital Markets Corporation 144A Common Stock|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||GOMTL||GeoMet, Inc. 144A Common Stock|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||GSASY||Grupo Senda Autotransporte S A De C V 144A Sponsored ADR Representing CPO (Mexico)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||HRPHP||Harp High Grade CDO I Ltd. 144A Preferred Shares (Cayman Islands)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||HRPRB||HRP PIK Corp. 144A Class B|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||IDYXP||Indymac Index NIM Cl 1 Corp. 144A Preferred Shares|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 17:20:42|D||IMOIF||Immoeast Immobilien AG Ordinary Shares (Austria)|05/05/2010|Acquisition/Merger|||u|Y|100|Y
05/04/2010 13:31:27|D||INMMY||Inotera Memories Inc. 144A Sponsored GDR|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||ISMZL||Ischus Mezzanine CDO III Ltd. 144A 3C7 Preferred Shares|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||LBLAW||Lehman Brothers Luxembourg Equity Finance   S.A. 144A Indian Low Exercise Price Warrant Reliance Petroleum Ltd. 04/11/2011 (Luxembourg)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||LBLXW||Lehman Brothers Luxembourg Equity Finance S.A. 144A Taiwanese Low Exercise Price Warrant Au Optronics Corp. 03/28/2011 (Luxembourg)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||LHMXP||Lehman XS Nim Company 2006-7 144A Preferred Shares 3C7 (Cayman Islands)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||LMXSP||Lehman XS NIM 1 Co. 2006 10N 144A Preferred Shares (Cayman Islands)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||LTPTP||Lightpoint CLO III Ltd. 144A Preferred Shares (Cayman Islands)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||LXSNP||Lehman XS Nim Co. 2006 GP1 144A Preferred Shares 3C7 (Cayman Islands)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:26|D||NFMYP||Nuveen Maryland Dividend Advantage Municipal Fund Preferred|05/05/2010|Listed on NYSE (NFM$)|||u|Y|100|Y
05/04/2010 13:31:26|D||NFRYP||Nuveen Maryland Dividend Advantage Municipal Fund 2 Preferred|05/05/2010|Listed on NYSE (NZR$C)|||u|Y|100|Y
05/04/2010 13:31:26|D||NRKKP||Nuveen Insured New York Tax-Free Advantage Municipal Fund Preferred Shares|05/05/2010|Listed on NYSE (NRK$C)|||u|Y|100|Y
05/04/2010 13:31:26|D||NXKKP||Nuveen New York Dividend Advantage Municipal Fund 2 Preferred Shares|05/05/2010|Listed on NYSE (NXK$C)|||u|Y|100|Y
05/04/2010 13:31:27|D||PNNGY||Pinnacle Gas Resources Inc. 144A Common Stock|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||PTIQL||Promos Technologies Inc. 144A Sponsored GDR Temp 2006 (Taiwan)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||RCTQP||Resource Capital Trust I 144A Trust Preferred Securities Variable Rate 06/30/2036|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||RLCNY||Reliance Natural Resources Ltd 144 GDR (India)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||RMCCP||RMG Capital Corp. 144A Preferred Stock Series A Floating Rate|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:27|D||RNUGY||Reneuron Group plc Guildford 144A Sponsored ADR  (GB)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||RPRLL||RP Realty Trust Inc. 144A Common Stock|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:26|D||SNVUU||Synovus Financial Corporation Tangible Equity Units (TMEDS)|05/05/2010|Listed on NYSE (SNV$T)|||u|Y|100|Y
05/04/2010 18:01:55|D||SZIEU||Sims MacKenzie I LLC 144A Equity Unit Class A|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 17:20:42|D||TADBF||Tandberg A Shs Ordinary Shares|05/05/2010|Acquisition/Merger|||u|Y|100|Y
05/04/2010 18:01:55|D||TAZLP||Tazlina Funding CDO  I Ltd. 144A Preferred Shares|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||VNFTL||Vanderbilt Financial Trust 144A Common Stock|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 13:31:26|D||WJHCF||Wowjoint Holdings Limited Common Shares (Cayman Islands)|05/05/2010|Listed on NGM (BWOW)**|||U|Y|100|Y
05/04/2010 13:31:26|D||WJHUF||Wowjoint Holdings Limited Unit (Cayman Islands)|05/05/2010|Listed on NGM (BWOWU) **|||U|Y|100|Y
05/04/2010 13:31:26|D||WJHWF||Wowjoint Holdings Liminted Warrant (Cayman Islands)|05/05/2010|Listed on NGM (BWOWW)**|||U|Y|100|Y
05/04/2010 17:20:42|S1|MSEH|MSEHE|Mesa Energy Holdings, Inc. Common Stock|Mesa Energy Holdings, Inc. Common Stock|05/05/2010|**|||U|Y|100|Y
05/04/2010 13:31:26|S1|RNPR|RNPRE|Rhino Productions Inc. Common Stock|Rhino Productions Inc. Common Stock|05/05/2010|**|||U|Y|100|Y
05/04/2010 13:31:26|S2|BSHID|BSHI|Boss Holdings, Inc. New Common Stock|Boss Holdings, Inc. Common Stock|05/05/2010|1-100 R/S immediately followed by a 100-1 F/S; Cashing out fractional shares at $7.65 per share.**|||u|Y|100|Y
05/04/2010 13:31:26|S2|MKROE|CMCAE|Monkey Rock Group, Inc. Common Stock|ComCam, Inc. Common Stock|05/05/2010|1-85 R/S **|||U|Y|100|Y
05/04/2010 13:31:26|S2|ICOAD|ICOA|Icoa Inc New Common Stock|Icoa Inc Common Stock|05/05/2010|1-5000 R/S **|||u|Y|100|Y
05/04/2010 17:20:42|S2|EMBFF|IMSVF|Emberclear Inc Common Shares (Canada)|Immersive Media Corp Common Shares (Canada)|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|S2|RDEGD|RDEGF|Radiant Energy Corporation Ordinary Shares (Canada)|Radiant Energy Corporation Ordinary Shares (Canada)|05/05/2010|1-25 r/s|||u|Y|100|Y
05/04/2010 13:31:26|S2|SFIN|SFIND|Safetek International, Inc. Common Stock|Safetek International, Inc. New Common Stock|05/05/2010|Symbol Change **|||u|Y|100|Y
05/04/2010 13:31:26|S2|UCSOD|UCSO|United Consortium Ltd New Common Stock New|United Consortium Ltd Common Stock New|05/05/2010|1-1000 R/S **|||u|Y|100|Y
05/04/2010 17:20:42|S2|WCURD|WCURF|WestCan Uranium Corp. Ordinary Shares|WestCan Uranium Corp. Ordinary Shares|05/05/2010|1-10 r/s|||u|Y|100|Y
05/04/2010 13:31:26|D||AUCQL||Auction Pass Through Trust 144A 2006-5 Auction Passthru Certificate 3C7 Class A|05/05/2010|Inactive Security **|||P|N|100|N
05/04/2010 07:55:00|A||OBNI||OBN Holdings, Inc. New Common Stock|05/04/2010|From BB (OBNI)|||u|Y|100|Y
05/04/2010 07:55:00|D||OBNI||OBN Holdings, Inc. New Common Stock|05/04/2010|Failure to comply with Rule 15c2-11|||U|Y|100|Y
05/04/2010 13:31:26|A||AMFIQ||Amcore Financial, Inc. Common Stock|05/05/2010|From Q (AMFI)|||u|Y|100|Y
05/04/2010 17:20:42|A||BADG||Badger St Ethanol LLC Cap Unit Class A|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||CGOOF||Continental Gold Limited Ordinary Shares New (Bermuda)|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||CRDE||Cardinal Ethanol LLC Membership Unit|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||DAWIF||Daiwa Industires Ltd Ordinary Shares (Japan)|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||GFGY||Granite Falls Energy LLC Membership Unit|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||GGROU||Golden Growers Coop Unit|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||HEOL||Highwater Ethanol LLC Membership Unit|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||HHKIF||Hochiki Corp Ord Ordinary Shares|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||MWGP||Midwest Grain Processors Coop Common Stock|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||NGOO||Northern Growers LLC Cap Unit|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||REGX||Red Trail Energy LLC Membership Unit Class A|05/05/2010||||u|Y|100|Y
05/04/2010 13:31:26|A||SIXL||Siouxland Energy & Livestock Coop Dry Equity|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||SIXN||Siouxland Energy & Livestock Coop Wet Equity Intp Int|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||SONX||Sona Resources Inc Common Stock|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||TCSX||Triangle Castings Inc Common Stock|05/05/2010||||u|Y|100|Y
05/04/2010 16:01:16|A||UDWK||US Dataworks Inc New Common Stock|05/05/2010|From AMEX (UDW)|||u|Y|100|Y
05/04/2010 17:20:42|A||UETH||United Ethanol LLC Membership Unit Class A|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||UETT||United Ethanol LLC Membership Unit Class C|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||WRCKF||WE ROCK AB Ordinary Shares (Sweden)|05/05/2010||||u|Y|100|Y
05/04/2010 17:20:42|A||WWIS||Western Wisconsin Renewable Energy Co-Op Common Stock|05/05/2010||||u|Y|100|Y
05/04/2010 18:01:55|D||AANVW||AA Investment Company 144A Warrant 05/25/2012 (Bermuda)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||ATUPF||Atrium V 144A Preferred Shares 3C7 (Cayman Islands)|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||AUCBL||Auction Pass Through Trust 144A 3C7 Certificate Class A|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||AUCDL||Auction Pass Through Trust 144A 3C7 Certificate Class B|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||AUCGL||Auction Pass Through Trust 144A Certificate 3C7 Class A (2006-9) 10/06/2026|05/05/2010|Inactive Security**|||P|N|100|N
05/04/2010 18:01:55|D||AUCHL||Auction Pass Through Trust 144A Certificate 3C7 Class B (2006-9) 10/06/2026|05/05/2010|Inactive Security**|||P|N|100|N