DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl 04/24/2009 14:14:22|A||AAAE||AAA Energy Inc. Common Stock|04/27/2009|From BB (AAAEE)**|||u|Y|100|Y 04/24/2009 14:14:22|A||APII||Action Products International, Inc. Common Stock|04/27/2009|From S (APII)**|||u|Y|100|Y 04/24/2009 14:14:22|A||ATNO||Atlantis Technology Group Common Stock|04/27/2009|From BB (ATNOE)**|||u|Y|100|Y 04/24/2009 14:14:22|A||BVNI||Business.VN, Inc. Common Stock|04/27/2009|From BB (BVNIE)**|||u|Y|100|Y 04/24/2009 14:14:22|A||CHMO||China Mobile Media Technology Inc. Common Stock|04/27/2009|From BB (CHMOE)**|||u|Y|100|Y 04/24/2009 14:14:22|A||CVBT||CardioVascular BioTherapeutics, Inc. Common Stock|04/27/2009|From BB (CVBTE)|||u|Y|100|Y 04/24/2009 14:14:22|A||DLPC||Dialpoint Communications Corporation Common Stock|04/27/2009|From BB (DLPCE)**|||u|Y|100|Y 04/24/2009 14:10:42|A||FNNI||Fashion Net, Inc. Common Stock|04/27/2009|From NBB (FNNI)**|||U|Y|100|Y 04/24/2009 18:01:45|A||GGEEF||Golden Green Enterprises Limited Ordinary Shares|04/27/2009||||U|Y|100|Y 04/24/2009 18:01:45|A||GGENF||Golden Green Enterprises Limited Warrant 03/19/2011 (Virgin Islands British)|04/27/2009||||U|Y|100|Y 04/24/2009 18:01:45|A||GGETF||Golden Green Enterprises Limited Units 1 Sh & 2 Wts (Virgin Islands British)|04/27/2009|**|||U|Y|100|Y 04/24/2009 14:14:22|A||GGHO||Genesis Group Holdings, Inc. Common Stock|04/27/2009|From BB (GGHOE)**|||u|Y|100|Y 04/24/2009 17:04:07|A||IPRC||Imperial Resources, Inc Common Stock|04/27/2009|From NBB (IPRC)**|||U|Y|100|Y 04/24/2009 14:14:22|A||IVIT||Invicta Group, Inc. Common Stock|04/27/2009|From BB (IVITE)**|||u|Y|100|Y 04/24/2009 14:14:23|A||JMAR||JMAR Technologies, Inc. Common Stock|04/27/2009|From BB (JMARE)**|||u|Y|100|Y 04/24/2009 14:14:23|A||KLDO||Kaleidoscope Venture Capital Inc. Common Stock|04/27/2009|From BB (KLDOE)**|||u|Y|100|Y 04/24/2009 17:04:07|A||KOGMF||Kilo Goldmines Ltd Ordinary Shares (Canada)|04/27/2009||||u|Y|100|Y 04/24/2009 14:14:23|A||MKTY||Mechanical Technology Incorporated Common Stock|04/27/2009|From S (MKTY)**|||u|Y|100|Y 04/24/2009 14:14:23|A||NPLA||InPlay Technologies, Inc. Common Stock|04/27/2009|From S (NPLA)**|||u|Y|100|Y 04/24/2009 14:14:23|A||OCFN||Omega Commercial Finance Corp. Common Stock|04/27/2009|From BB (OCFNE)**|||u|Y|100|Y 04/24/2009 14:14:23|A||RZOR||Razor Resources Inc. Common Stock|04/27/2009|From BB (RZORE)**|||u|Y|100|Y 04/24/2009 14:38:22|A||STKR||StockerYale Inc. Common Stock|04/27/2009|From SCM (STKR) **|||U|Y|100|Y 04/24/2009 17:04:07|A||SWPD||Swap-A-Debt Inc Common Stock|04/27/2009|From NBB (SWPD)**|||U|Y|100|Y 04/24/2009 14:14:23|A||TTDKY||TDK Corporation Common Stock|04/27/2009|From NYSE (TDK)|||u|Y|100|Y 04/24/2009 14:14:23|A||UVUM||uVuMobile, Inc. Common Stock|04/27/2009|From BB (UVUME)|||u|Y|100|Y 04/24/2009 14:14:23|A||VNBC||Vineyard National Bancorp Common Stock|04/27/2009|From Q (VNBC)**|||u|Y|100|Y 04/24/2009 14:10:42|D||AAAEE||AAA Energy Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (AAAE)**|||U|Y|100|Y 04/24/2009 14:10:42|D||ATNOE||Atlantis Technology Group Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (ATNO)**|||U|Y|100|Y 04/24/2009 14:14:23|D||AVIS||American Vision Centers Inc Common Stock|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 14:14:23|D||BAOPF||Banca Popolare di Spoleto Ordinary Shares (Italy)|04/27/2009|Inactive Security **|||u|Y|100|Y 04/24/2009 14:10:42|D||BVNIE||Business.VN, Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (BVNI)**|||U|Y|100|Y 04/24/2009 14:14:23|D||CATO||Caribe Stores Inc Unclassified|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 14:10:42|D||CHMOE||China Mobile Media Technology Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (CHMO)**|||U|Y|100|Y 04/24/2009 17:04:07|D||CHNKE||China Opportunity Acquisition Corp. Unit|04/27/2009|1 GGETF/sh|||U|Y|100|Y 04/24/2009 17:04:07|D||CHNQE||China Opportunity Acquisition Corp. Common Stock|04/27/2009|1 share GGEEF/sh|||U|Y|100|Y 04/24/2009 17:04:07|D||CHNWE||China Opportunity Acquisition Corp. Warrant Expiration 03/19/2011|04/27/2009|1 GGENF/sh|||U|Y|100|Y 04/24/2009 14:14:23|D||CPEN||Cpe Engineers Inc Unclassified|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 14:14:23|D||CPTE||Chemplate Corp Unclassified|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 14:10:42|D||CVBTE||CardioVascular BioTherapeutics, Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (CVBT)**|||U|Y|100|Y 04/24/2009 14:14:23|D||DEBT||Debenture & Secs Corp Unclassified|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 14:10:42|D||DLPCE||Dialpoint Communications Corporation Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (DLPC)**|||U|Y|100|Y 04/24/2009 14:14:23|D||ETELY||eTelecare Global Solutions, Inc. American Depository Shares|04/27/2009|ADR Program Termination **|||u|Y|100|Y 04/24/2009 14:14:23|D||FNNI||Fashion Net, Inc. Common Stock|04/27/2009|Added to Other OTC (FNNI)**|||u|Y|100|Y 04/24/2009 14:10:42|D||GGHOE||Genesis Group Holdings, Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (GGHO)**|||U|Y|100|Y 04/24/2009 14:14:23|D||GLAM||Gulf Amern Finl Corp Unclassified|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 14:14:23|D||HRTZ||Hertz Inds Ltd Unclassified|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 17:04:07|D||IPRC||Imperial Resources, Inc Common Stock|04/27/2009|Added to OTCBB (IPRC)**|||u|Y|100|Y 04/24/2009 14:10:42|D||IVITE||Invicta Group, Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (IVIT)**|||U|Y|100|Y 04/24/2009 14:10:42|D||JMARE||JMAR Technologies, Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (JMAR)**|||U|Y|100|Y 04/24/2009 14:16:42|D||JPSOW||J. P. Morgan International Derivatives Ltd. 144A Indian Low Exercise Price Warrant 3C7 Pantaloon Retail India Ltd. 04/24/2009 (Jersey)|04/27/2009|Expired Security|||P|N|100|N 04/24/2009 14:10:42|D||KLDOE||Kaleidoscope Venture Capital Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (KLDO)**|||U|Y|100|Y 04/24/2009 14:16:42|D||MSRGL||Morgan Stanley B V Delta Ctf Lkd to Performance 144A Reuters Group Plc 04/24/2009 (Netherlands)|04/27/2009|Expired Security|||P|N|100|N 04/24/2009 14:16:42|D||MSSKL||Morgan Stanley B V Delta Ctf on AB SKF 144A 04/24/2009 (Netherlands)|04/27/2009|Expired Security|||P|N|100|N 04/24/2009 14:10:42|D||OCFNE||Omega Commercial Finance Corp. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (OCFN)**|||U|Y|100|Y 04/24/2009 14:14:23|D||PIKE||Pikes Peak Dev Corp Unclassified|04/27/2009|Inactive security|||u|Y|100|Y 04/24/2009 14:14:23|D||PMID||Pyramid Breweries, Inc. Common Stock|04/27/2009|Acquired by Independent Brewers United Inc ($2.75/sh) **|||u|Y|100|Y 04/24/2009 14:10:42|D||RZORE||Razor Resources Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (RZOR)**|||U|Y|100|Y 04/24/2009 14:14:23|D||SMIC||Smith Investment Company Common Stock|04/27/2009|Acquired by A.O. Smith Corp (2.396 shs A.O. Smith Corp restricted Cl A Com Stk & approx. 0.463 shs AOS/sh) **|||u|Y|100|Y 04/24/2009 17:04:07|D||SWPD||Swap-A-Debt Inc Common Stock|04/27/2009|Added to OTCBB (SWPD)**|||u|Y|100|Y 04/24/2009 14:10:42|D||UVUME||uVuMobile, Inc. Common Stock|04/27/2009|Failure To Comply With NASD 6530; Added to NBB (UVUM)**|||U|Y|100|Y 04/24/2009 14:14:23|D||WESX||World Energy Solutions Inc Common Stock|04/27/2009|Listed on NCM (XWES)**|||u|Y|100|Y 04/24/2009 14:10:42|S1|FEEL|FEELE|Feel Golf Co., Inc Common Stock|Feel Golf Co., Inc Common Stock|04/27/2009|**|||U|Y|100|Y 04/24/2009 14:10:42|S1|GEBD|GEBDE|Great East Bottles & Drinks (China) Holdings, Inc. Common Stock|Great East Bottles & Drinks (China) Holdings, Inc. Common Stock|04/27/2009|**|||U|Y|100|Y 04/24/2009 17:04:07|S1|MSSZ|MSRB|MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 05/09/2009|MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 05/09/2009|04/27/2009|Other **|||u|Y|100|Y 04/24/2009 17:04:07|S1|SITM|SCCO|Smith Corona Corporation Common Stock|Smith Corona Corporation Common Stock|04/27/2009|Other **|||u|Y|100|Y 04/24/2009 14:10:42|S1|SEBC|SEBCE|Southeastern Banking Corp Ga Common Stock|Southeastern Banking Corp Ga Common Stock|04/27/2009|**|||U|Y|100|Y 04/24/2009 17:04:07|S1|VSLC|VALE|Valley Systems, Inc. Common Stock|Valley Systems, Inc. Common Stock|04/27/2009|Other **|||u|Y|100|Y 04/24/2009 14:10:42|S1|WMNT|WMNTE|Westmont Resources Inc. Common Stock|Westmont Resources Inc. Common Stock|04/27/2009|**|||U|Y|100|Y 04/24/2009 14:14:23|S2|EGOC|DYFR|Energy 1 Corporation Common Stock|Dairy Fresh Farms Inc. Common Stock|04/27/2009|**|||u|Y|100|Y 04/24/2009 14:14:23|S2|CNGI|PTNG|Concordis Group Inc (MD) Common Stock|Puritan Financial Group Inc (NY) Common Stock|04/27/2009|**|||u|Y|100|Y 04/24/2009 14:14:23|S2|EDZSF|SCETF|Eidos plc Ordinary Shares|Sci Entertainment Group Ord Ordinary Shares|04/27/2009|Name/Symbol Change**|||u|Y|100|Y 04/24/2009 14:14:23|S2|TCKRF|TCKAF|Teck Resources Ltd Ordinary Shares (Canada)|Teck Cominco Ltd Ordinary Shares|04/27/2009|**|||u|Y|100|Y