DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl
02/14/2011 13:06:00|D||JPVFL||J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt Taiwan Semiconductor (Jersey)|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MERDJ||Merrill Lynch & Co., Inc. Auction Pass Thru Trust 2007-A 144A|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MERDK||Merrill Lynch & Co., Inc. Class 5-B Auction Pass Thru Trust 2007- 144A|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MERDL||Merrill Lynch & Co., Inc. Common Stock 144A|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MEWZ||Morgan Stanley Buffered Plus Based on Ishares MSCI Brazil Index Fd 12/31/2011|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||MGFD||MORGAN STANLEY Trigger Plus On Finl Select Sector Spdr Fd 07/25/2011|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||MGILY||MORGAN STANLEY MS 144A Trigger Securities linked to GILD|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MKNOF||Mobile Knowledge, Inc. Ordinary Shares (Canada)|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||MNSAY||MORGAN STANLEY Morgan Stanley 144A AMP linked PERQS|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MOSMK||MORGAN STANLEY MS 144A PERQS linked to MPEL, STP, SPSN|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MOSOY||MORGAN STANLEY 144A Perqs Mandatorily Exchangeable Amgen Inc Common Stock|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MPAYL||MORGAN STANLEY Morgan Stanley 144A PAY PERQS due October 10, 2008|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSBG||Morgan Stanley 10% SPARQS Linked to Schlumberger N.V. Structured Product|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||MSCUL||MORGAN STANLEY MS 144A Coach Inc. PLUS due November 14, 2008|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSDAL||MORGAN STANLEY PERQS MS 144A DNA Due January 21,2009|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSDI||Morgan Stanley PLUS Based on the Dow Jones Industrial Average Structured Product|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||MSDOL||MORGAN STANLEY Morgan Stanley 144A RTY linked Delta One Securities|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSFFY||MORGAN STANLEY Preassign Equity 45|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSKOL||MORGAN STANLEY MS 144A KO AIG PERQS|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSNCL||MORGAN STANLEY 144A PERQS due 2/4/09 Mandatorily Exchangeable for the Common Stock of Sunoco, Inc|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSNDL||MORGAN STANLEY MS 144A PERQS linked to NIHD, ODP, and Q|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSNK||Morgan Stanley Morgan Stanley Nasdaq-100 PLUS|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||MSOJL||Morgan Stanley 144A PERQS Mandatorily Exchangeable Nabi Biopharmaceuticals 12/29/2006|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSPH||Morgan Stanley PLUS Based on the PHLX Oil Service Sector Index Structured Product|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||MSPZM||MORGAN STANLEY 144A Mandatorily Exchangeable PERQS American Intl Group Inc.|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSSDY||MORGAN STANLEY Perqs Mandatorily Exch for Com Stk 144A (Nutrisystem Inc)|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSTPL||MORGAN STANLEY MS 144A TXN PERQS due January 23, 2009|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||MSUEL||MORGAN STANLEY 144A PERQS due 2/4/2009 Mandatorily Exchangeable for the Common Stock of Patterson-Uti Energy, Inc|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||NUVAL||NuVasive, Inc. Common 144A|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 17:47:02|D||OHBIQ||Orleans Homebuilders, Inc. Common Stock|02/15/2011|Plan of Bankruptcy effective. All shares have been cancelled. **|||u|Y|100|Y
02/14/2011 13:06:00|D||SMNG||Strategic Mining Corp. Common Stock|02/15/2011|Added to OTCBB**|||u|Y|100|Y
02/14/2011 13:06:00|D||TESBF||Tri Communication Solutions Inc Ordinary Shares|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||VMEDL||Virgin Media Inc. Common 144A|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 16:30:27|S1|MPPCQ|MPPC|myPhotoPipe.com, Inc. Common Stock|myPhotoPipe.com, Inc. Common Stock|02/15/2011|Bankruptcy filed on 2/7/2011. **|||u|Y|100|Y
02/14/2011 13:06:00|S1|FEOVF|PCFHF|Oceanic Iron Ore Corp. Ordinary Shares (Canada)|Oceanic Iron Ore Corp. Ordinary Shares (Canada)|02/15/2011|**|||u|Y|100|Y
02/14/2011 13:06:00|S1|EQTRF|TRVJF|Equitas Resources Corp. Ordinary Shares (Canada)|Equitas Resources Corp. Ordinary Shares (Canada)|02/15/2011|**|||u|Y|100|Y
02/14/2011 13:06:00|S2|AILQF|AILQF|AirlQ, Inc. Ordinary Shares (Canada)|AirlQ, Inc. Ordinary Shares (Canada)|02/15/2011|1-40 R/S effective 02/03/2011**|||u|Y|100|Y
02/14/2011 13:06:00|S2|GLOW|GLOWD|Glowpoint, Inc. Common Stock|Glowpoint, Inc. New Common Stock|02/15/2011|**|||U|Y|100|Y
02/14/2011 13:06:00|S2|GMTDD|GMTD|Game Trading Technologies, Inc. New Common Stock|Game Trading Technologies, Inc. Common Stock|02/15/2011|1-2 R/S **|||u|Y|100|Y
02/14/2011 16:30:27|S2|IBREF|IBREF|Terrabiogen Technologies, Inc. Ordinary Shares (Canada)|Intl Bio Recovery Corp Ordinary Shares|02/15/2011|**|||u|Y|100|Y
02/14/2011 16:30:27|S2|PTPIF|PTPIF|PT Chandra Asri PetroChemical Ordinary Shares (Indonesia)|PT TRI POLYTA INDONESIA Ordinary Shares|02/15/2011|**|||u|Y|100|Y
02/14/2011 16:30:27|S2|PTPIY|PTPIY|PT Chandra Asri Petrochemical Sponsored ADR (Indonesia)|PT TRI POLYTA INDONESIA American Depositary Receipts|02/15/2011|**|||u|Y|100|Y
02/14/2011 15:55:45|D||TRXAQ||Tronox Incorporated Class A Common Stock|02/14/2011|(comment updated: Deletion time of the security is 12:31) Plan of Bankruptcy effective. All shares have been cancelled. **|||u|Y|100|Y
02/14/2011 15:55:45|D||TRXBQ||Tronox Incorporated Common Stock Class B|02/14/2011|(comment updated: Deletion time of the security is 12:31) Plan of Bankruptcy effective. All shares have been cancelled. **|||u|Y|100|Y
02/14/2011 13:06:00|A||ALCL||Atlas Capital Holdings Common Stock|02/15/2011|From NBB (ALCL)**|||U|Y|100|Y
02/14/2011 16:30:27|A||CDKNF||Cayden Resources, Inc. Ordinary Shares (Canada)|02/15/2011|**|||u|Y|100|Y
02/14/2011 16:30:27|A||CHVPF||China Vantagepoint Acquisition Company Unit 1 Com & 1/2 Wt Expiring|02/15/2011|**|||u|Y|100|Y
02/14/2011 16:30:27|A||MNGGF||Mongolia Growth Group Ltd. Ordinary Shares (Canada)|02/15/2011|**|||u|Y|100|Y
02/14/2011 16:30:27|A||SKWEF||Skywest Energy Corp. Ordinary Shares (Canada)|02/15/2011|**|||u|Y|100|Y
02/14/2011 13:06:00|D||CLMC||Citigroup Inc. ELKS Based Upon Alcoa Inc Com|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||DJLP||Structured Products Morgan Stanley PLUS Based on the Dow Jones Industrial Average Structured Product|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||ECMIF||East Coast Mnrl Nl Fully Paid Ordinary Shares|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||GGTGF||Global Green Tech Group Ltd Ordinary Shares (Cayman Islands)|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||GSICL||GSI Commerce, Inc. Common 144A|02/15/2011|Inactive Security|||P|N|100|N
02/14/2011 13:06:00|D||INDQF||Index Holdings Tokyo Ordinary Shares|02/15/2011|Inactive Security**|||u|Y|1|Y
02/14/2011 13:06:00|D||INFJ||Infinity Companies Inc. Common Stock|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|A||SMNG||Strategic Mining Corp. Common Stock|02/15/2011|From NBB (SMNG)**|||U|Y|100|Y
02/14/2011 16:30:27|A||SUHE||Sunshine Heart Inc. SHS CHESS DEPOSITORY INTERESTS REPR 1 SH|02/15/2011|**|||u|Y|100|Y
02/14/2011 13:06:00|D||ALCL||Atlas Capital Holdings Common Stock|02/15/2011|Added to OTCBB**|||u|Y|100|Y
02/14/2011 13:06:00|D||AMLNL||Amylin Pharmaceuticals, Inc. 144A Common|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||CBDA||Citigroup Inc. PACES Based Upon Petroleo Brasileiro S A ADRS|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||CBTVI||Coleman Cable Inc Coleman Cable Inc 144A|02/15/2011|Inactive Security**|||P|N|100|N
02/14/2011 13:06:00|D||CFEM||Citigroup FDG Inc PACERS Ishares MSCI Emerging Mkts Index Fd|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||CFMF||Citigroup FDG Inc ELKS Based Upon Microsoft Corp (Com Stk)|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||CFYH||Citigroup FDG Inc ELKS Based on Yahoo Inc Com Stk|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||CGBF||Citigroup Inc. Buffer Nt Based Upon Finl Select Sector Spdr Fd|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||CGCX||Citigroup Inc. ELKS Based Upon Amern Dep Rcpt Cemex S A B De Cv|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 13:06:00|D||CGFM||Citigroup Inc. ELKS Based Upon Monsanto Co Com|02/15/2011|Inactive Security**|||u|Y|100|Y
02/14/2011 16:30:27|D||CHVPF||China Vantagepoint Acquisition Company Unit 1 Com & 1/2 Wt Expiring|02/15/2011|Added to NBB|||U|Y|100|Y
02/14/2011 13:06:00|D||CIFD||Citigroup FDG Inc Equity Lkd ELKS Based on Yahoo Inc Com Stk|02/15/2011|Inactive Security**|||u|Y|100|Y