DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat
01/28/2002 14:02:52|S1|NIBA|NIBAE**||NI Bancshares Corporation|01/29/2002||||U
01/28/2002 15:32:20|S2|CGDP|IBZI**|China Global Development Inc (1-25 R/S) See Note 1|iBonZai.com Inc|01/29/2002||(1) Refer to the D/L of 1/25/2002; Ratio has been revised by company.||U
01/28/2002 15:32:20|A||HMTQO**||Host Marriott Financial Trust 6.75% CV Pfd QUIP|01/29/2002||||U
01/28/2002 14:02:52|S2|BSUR|YCCI**|BioSecure Corporation|Yes Clothing Company Inc|01/29/2002||||U
01/28/2002 14:02:52|S2|IWMI|MAXD**|Image World Media Inc|Max Development Inc|01/29/2002||||U
01/28/2002 14:02:52|S2|IVSO|INSY**|Investco Inc (1-100 R/S)|Intraco Systems Inc|01/29/2002||||U
01/28/2002 14:02:52|S2|EPER|CDVM**|e-Perception Inc|Corporation Development Centers Inc|01/29/2002||||U
01/28/2002 08:13:15|A||MSRG||Medstrong International Corporation|01/28/2002||||U
01/28/2002 14:02:52|S1|FRTL|FRTLE**||Fortel Inc|01/29/2002||||U
01/28/2002 08:13:15|A||MSRGW||Medstrong International Corporation Wts 12/31/2004|01/28/2002||||U
01/28/2002 14:02:52|S1|NNSWF|NNSWE**||Net Nanny Software International Inc|01/29/2002||||U
01/28/2002 14:02:52|S1|NRES|NRESE**||National Residential Properties Inc|01/29/2002||||U
01/28/2002 14:02:52|S1|USBU|USBUE**||USA Broadband Inc|01/29/2002||||U
01/28/2002 14:02:52|A||ACTMQ**||ACT Manufacturing Inc|01/29/2002||||U
01/28/2002 14:02:52|S1|GBXGQ|GBLOF**||Global Crossing Ltd 6.375% CV Pfd|01/29/2002||||U
01/28/2002 14:12:46|S1|GBXLQ|GBLPF**||Global Crossing Ltd 6.75% CV Pfd 4/15/2012|01/29/2002||||U
01/28/2002 14:02:52|D||BOGFE**||Bank of Godfrey (The)|01/29/2002|Failure to comply with NASD Rule 6530|||U
01/28/2002 08:13:15|S1|ANCPA|ANCP**||Anacomp Inc IND Cl A New|01/29/2002||||U
01/28/2002 08:39:19|D||NECO**||New Energy Corporation|01/28/2002|Failure to comply with NASD Rule 15c-211|||U
01/28/2002 08:13:15|A||YPNT**||YP.Net Inc|01/28/2002||||U
01/28/2002 08:13:15|A||ANCWV**||Anacomp Inc IND Wts 12/10/2006 New W/I|01/28/2002||||U
01/28/2002 08:13:15|A||ANCBV**||Anacomp Inc IND Cl B New W/I|01/28/2002||||U
01/28/2002 08:13:15|A||ANCP**||Anacomp Inc IND Cl A New|01/28/2002||||U
01/28/2002 08:13:15|A||MBRW**||MBC Holding Company|01/28/2002||||U
01/28/2002 14:02:52|A||ACSZF||Access Company Ltd Tokyo (Japan)|01/29/2002||||u
01/28/2002 14:02:52|A||JGSFF||Jungsoft Company Ltd (South Korea)|01/29/2002||||u
01/28/2002 15:32:20|A||SEOSF||Seoul Securities Co Ltd (South Korea)|01/29/2002||||u
01/28/2002 14:02:52|A||KHICF||Korea Heavy Industries & Construction Company Ltd (South Korea)|01/29/2002||||u
01/28/2002 14:02:52|A||DNGYF||Dongyang Mechatronics Company Ltd (South Korea)|01/29/2002||||u
01/28/2002 14:02:52|A||TBCMF||Turbocomm Technologies Inc (Taiwan)|01/29/2002||||u
01/28/2002 14:02:52|A||ALKAF||Alkane Energy plc (United Kingdom)|01/29/2002||||u
01/28/2002 14:02:52|A||CGUBF||Cash Guard AB B shs (Sweden)|01/29/2002||||u
01/28/2002 14:02:52|A||DOZOF||Duzon Digital Ware Company Ltd (South Korea)|01/29/2002||||u
01/28/2002 14:02:52|A||ARKKF||Arkopharma ACT (France)|01/29/2002||||u
01/28/2002 14:02:52|A||IOLOF||Ioltech ACT (France)|01/29/2002||||u
01/28/2002 14:02:52|S1|HZPIQ|HZPI**||Horizon Pharmacies Inc|01/29/2002||||u
01/28/2002 15:32:20|A||MILSF||Millennium Sense Holdings Ltd (Bermuda)|01/29/2002||||u
01/28/2002 12:35:42|D||ICGAF**||ICG Asiaworks Ltd|01/29/2002|Reorganization (see HHRBF)|||u
01/28/2002 12:35:42|D||SHYPF**||Shum Yip Investment Ltd|01/29/2002|Reorganization (see SZNIF)|||u
01/28/2002 12:35:42|D||GETAF||Genstar Corporation|01/29/2002|Acquired by Imasco Ltd on 8/4/1986|||u
01/28/2002 12:35:42|S2|CDEIF|ETCUF**|Consolidated ETC Industries Ltd (1-10 R/S)|E T C Industries Ltd|01/29/2002||||u
01/28/2002 12:35:42|A||GBLXQ**||Global Crossing Ltd|01/28/2002||||u
01/28/2002 12:35:42|S2|WSRB|ESSM**|Wavescribe International Corp (1-90 R/S)|Esteem Software Solutions Inc|01/29/2002||||u
01/28/2002 12:35:42|S1|ULSP|ULSPE**||Ultimate Sports Entertainment Inc|01/29/2002||||u
01/28/2002 08:13:15|A||LORWF||Loral Space & Communications Ltd Wts 12/26/2006|01/28/2002||||u
01/28/2002 08:13:15|A||ACTMQ**||ACT Manufacturing Inc|01/28/2002||||u
01/28/2002 08:13:15|A||HZPI**||Horizon Pharmacies Inc|01/28/2002||||u
01/28/2002 15:32:20|A||BYCAF||Baycorp Advantage Ltd (Australia)|01/29/2002||||u
01/28/2002 15:32:20|A||MDANF||Mudan Automobile Shares Co Ltd H Shs (China)|01/29/2002||||u
01/28/2002 14:02:52|S1|GBXNQ|GBCHP||Global Crossing Holdings Ltd 10.50% Pfd|01/29/2002||||u
01/28/2002 15:32:20|A||MCNGF||Mobicon Group Ltd (Bermuda)|01/29/2002||||u
01/28/2002 15:32:20|A||MYUEF||Man Yue International Holdings Ltd (Bermuda)|01/29/2002||||u
01/28/2002 15:32:20|A||MLHHF||Mainland Headware Holdings Ltd (Bermuda)|01/29/2002||||u
01/28/2002 15:32:20|A||LPLMF||L P Lammas International Ltd (Cayman Islands)|01/29/2002||||u
01/28/2002 15:32:20|A||LUENF||Luen Cheong Tai International Holdings Ltd (Cayman Islands)|01/29/2002||||u
01/28/2002 15:32:20|A||NTVUF||Netvalue SA ACT (France)|01/29/2002||||u
01/28/2002 15:32:20|A||HIVCF||Hivic Co Ltd (Japan)|01/29/2002||||u
01/28/2002 14:02:52|A||PTLJF||PT Limas Stokhomindo TBK (Indonesia)|01/29/2002||||u
01/28/2002 14:02:52|S1|GBXHQ|GBLXF||Global Crossing Ltd 7% CV Pfd|01/29/2002||||u
01/28/2002 14:02:52|S2|SLIG|UDLL**|Slateco International Group Inc|UN Dollars Corp|01/29/2002||||u
01/28/2002 15:32:20|A||MRCVF||MRC Holdings Ltd (Cayman Islands)|01/29/2002||||u
01/28/2002 14:07:00|S1|GBXSQ|GBLMF**||Global Crossing Ltd 6.375% CV Pfd 144A|01/29/2002||||P
01/28/2002 14:07:00|S1|GBXZQ|GBLLF**||Global Crossing Ltd 7% CV Pfd 144A|01/29/2002||||P
01/28/2002 15:32:20|D||LEHBT**||Lehman Brothers Financial 144A Wt 1/27/2002|01/29/2002|Expired security|||P
01/28/2002 12:35:42|AA||CRLCL||Charles River Laboratories Intl Inc 144A common|||||P
01/28/2002 12:35:42|AA||RLTQL||Realtek Semiconductor Corp 144A GDR 3C7|||||P
01/28/2002 12:35:42|AA||UBSEW||UBS AG London Branch 144A Low Exercise call wt Korea Elec Pwr Zero|||||P
01/28/2002 12:35:42|AA||OSIPL||OSI Pharmaceuticals Inc 144A common|||||P
01/28/2002 14:07:00|S1|GBXMQ|GBCHO**||Global Crossing Holdings Ltd 10.50% 144A Pfd|01/29/2002||||P