DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl
01/20/2011 07:55:00|A||AVTD||Artventive Medical Group, Inc. Common Stock|01/20/2011|From BB (AVTD)|||u|Y|100|Y
01/20/2011 07:55:00|A||CLKZ||Clicker, Inc. Common Stock|01/20/2011|From BB (CLKZ)|||u|Y|100|Y
01/20/2011 07:55:00|A||CNNC||Connect Corporation (The) Common Stock|01/20/2011|From BB (CNNC)|||u|Y|100|Y
01/20/2011 07:55:00|A||HNHI||H & H Imports Inc. COMMON STOCK|01/20/2011|From BB (HNHI)|||u|Y|100|Y
01/20/2011 07:55:00|A||NEUKF||Neurokine Pharmaceuticals Incorporated Ordinary Shares (Canada)|01/20/2011|From BB (NEUKF)|||u|Y|100|Y
01/20/2011 07:55:00|A||PTCP||Petrocorp Inc. Common Stock|01/20/2011|From BB (PTCP)|||u|Y|100|Y
01/20/2011 07:55:00|A||RAPT||Raptor Technology Group, Inc.  Common Stock|01/20/2011|From BB (RAPT)|||u|Y|100|Y
01/20/2011 07:55:00|D||AVTD||Artventive Medical Group, Inc. Common Stock|01/20/2011|Failure to comply with Rule 15c2-11|||U|Y|100|Y
01/20/2011 07:55:00|D||CLKZ||Clicker, Inc. Common Stock|01/20/2011|Failure to comply with Rule 15c2-11|||U|Y|100|Y
01/20/2011 07:55:00|D||CNNC||Connect Corporation (The) Common Stock|01/20/2011|Failure to comply with Rule 15c2-11|||U|Y|100|Y
01/20/2011 13:03:17|A||OZTCF||Oil Optimization, Inc Ordinary Shares (Canada)|01/21/2011|**|||u|Y|100|Y
01/20/2011 13:03:17|A||RXRLF||Rex Minerals Ltd, Melbourne Ordinary Shares (Australia)|01/21/2011|**|||u|Y|100|Y
01/20/2011 16:51:35|A||SCWTF||Schweiter Technologies Ag Horgen Ordinary Shares|01/21/2011|Symbol Reinstated**|||u|Y|1|Y
01/20/2011 16:51:35|D||ADIHF||Adelphi Energy Ltd Ordinary Shares(Australia)|01/21/2011|Acquisition **|||u|Y|100|Y
01/20/2011 13:03:16|D||CSNHD||China Shandong Industries, Inc. NEW Common Stock|01/21/2011|Listed on NCM (CPGY)**|||U|Y|100|Y
01/20/2011 13:03:16|D||FFAC||First Fid Accept Corp Common Stock|01/21/2011|Inactive Security**|||u|Y|100|Y
01/20/2011 13:03:16|D||GUOCF||Guocoland Ltd|01/21/2011|Inactive Security**|||u|Y|100|Y
01/20/2011 16:51:35|D||HXWTF||Hyflux Water Trust Units (Singapore)|01/21/2011|Acquisition **|||u|Y|100|Y
01/20/2011 13:03:16|D||IPOPF||IPC Corporation Ltd Ordinary Shares (Singapore)|01/21/2011|Inactive Security**|||u|Y|100|Y
01/20/2011 16:51:35|D||MSAOF||Mosaic Oil Nl Ordinary Shares|01/21/2011|Acquisition**|||u|Y|100|Y
01/20/2011 16:51:35|D||NICMF||Nippon Commercial Investment Corp Ordinary Shares (Japan)|01/21/2011|Acquisition**|||u|Y|1|Y
01/20/2011 13:03:16|D||QPSA||Quepasa Corporation Common Stock|01/21/2011|Listed on NYSE Amex (QPSA)|||U|Y|100|Y
01/20/2011 16:51:35|D||SNTDF||Standard Chartered Plc SHS ISSUE 10 NIL PAID (United Kingdom)|01/21/2011|Expiration|||u|Y|100|Y
01/20/2011 13:03:16|D||VTKHY||VTech Holdings, Ltd. (Hong Kong) American Depositary Shares|01/21/2011|ADR Program Terminated **|||u|Y|100|Y
01/20/2011 13:03:16|D||XXMDK||Davidson Growth Plus Limited Partnership|01/21/2011|Inactive Security|||u|N|1|Y
01/20/2011 13:03:16|S1|CLRH|CLRHE|Clear-Lite Holdings, Inc Common Stock|Clear-Lite Holdings, Inc Common Stock|01/21/2011|**|||U|Y|100|Y
01/20/2011 13:03:16|S1|MWWC|MWWCE|Marketing Worldwide Corporation Common Stock|Marketing Worldwide Corporation Common Stock|01/21/2011|**|||U|Y|100|Y
01/20/2011 13:03:16|S2|AKSN|AKSND|Arkson Nutraceuticals Corp Common Stock|Arkson Nutraceuticals Corp New Common Stock|01/21/2011|**|||U|Y|100|Y
01/20/2011 13:03:17|S2|COSND|COSN|CoSine Communications, Inc. NEW Common Stock|CoSine Communications, Inc. Common Stock|01/21/2011|1-500 R/S immediately followed by 500-1 F/S; cashing out registered shareholders only **|||u|Y|100|Y
01/20/2011 13:03:17|S2|DNYFD|DNYFF|Blue Zen Memorial Parks, Inc.Ordinary Shares (Canada)|Dynasty Gaming Inc Ordinary Shares (Canada)|01/21/2011|1-10 R/S **|||u|Y|100|Y
01/20/2011 13:03:17|S2|RTLGF|RTLGF|St. Augustine Gold & Copper Ltd. Ordinary Shares (Virgin Islands British)|Ratel Gold Limited Ordinary Shares (Virgin Islands British)|01/21/2011|**|||u|Y|100|Y
01/20/2011 13:03:16|S3|ECTHE|ECTH|ecoTECH Energy Group, Inc Common Stock|ecoTECH Energy Group, Inc Common Stock|01/21/2011||||U|Y|100|Y
01/20/2011 13:03:16|S1|ABHDE|ABHD|Abtech Holdings, Inc. Common Stock|Abtech Holdings, Inc. Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 13:03:16|S1|BGEME|BGEM|Blue Gem Enterprise Common Stock|Blue Gem Enterprise Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 13:03:16|S1|FRTGE|FRTG|Fresh Traffic Group, Inc. Common Stock|Fresh Traffic Group, Inc. Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 13:03:16|S1|KHZME|KHZM|Madison Ave Media, Inc.  Common Stock|Madison Ave Media, Inc.  Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 13:03:16|S1|MRNZE|MRNZ|Modern Renewable Technologies, Inc. Common Stock|Modern Renewable Technologies, Inc. Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 13:03:16|S1|NMGLE|NMGL|North American Gold & Minerals Fund. NEW Common Stock|North American Gold & Minerals Fund. NEW Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 13:03:16|S1|RENSE|RENS|ASPA Gold Corp. Common Stock|ASPA Gold Corp. Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 13:03:16|S1|THROE|THRO|Theron Resource Group Common Stock|Theron Resource Group Common Stock|01/24/2011|Delinquent **|||U|Y|100|Y
01/20/2011 07:55:00|D||HNHI||H & H Imports Inc. COMMON STOCK|01/20/2011|Failure to comply with Rule 15c2-11|||U|Y|100|Y
01/20/2011 07:55:00|D||NEUKF||Neurokine Pharmaceuticals Incorporated Ordinary Shares (Canada)|01/20/2011|Failure to comply with Rule 15c2-11|||U|Y|100|Y
01/20/2011 07:55:00|D||PTCP||Petrocorp Inc. Common Stock|01/20/2011|Failure to comply with Rule 15c2-11|||U|Y|100|Y
01/20/2011 07:55:00|D||RAPT||Raptor Technology Group, Inc.  Common Stock|01/20/2011|Failure to comply with Rule 15c2-11|||U|Y|100|Y
01/20/2011 13:03:16|A||HLPN||Helpeo Inc Common Stock|01/21/2011|**|||U|Y|100|Y
01/20/2011 13:03:17|A||NWMZP||Nuveen Maryland Dividend Advantage Municipal Fund 3 Term Preferred Shares Series 2016-1|01/21/2011|**|||u|Y|100|Y