| SECURITY ADDITIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 08:30 | FRIZ** | Frisby Technologies Inc | 11/27/2002 | From NASDAQ (FRIZ) |
| 13:35 | CLDF** | Lehman ABS Corporation Corporate Bkd Tr Ctfs Ser 2002-17 Cl A-1 | 11/29/2002 | From OTC (CLDF) |
| 15:30 | KCZF** | Structured Products Corporation 7.6% Corporate Bkd Tr CORTS | 11/29/2002 | From OTC (KCZF) |
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| SECURITY DELETIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 08:30 | TINNE** | Triad Innovations Inc | 11/27/2002 | Failure to comply with NASD Rule 6530 - OTC Reportable (TINNE) |
| 15:30 | SMWS** | Smith & Wesson Holding Corporation | 11/29/2002 | Listed AMEX (SWB) |
| |
| SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
New Symbol |
Name |
| 13:35 | 11/29/2002 | ACPLE** | ACPL | Accident Prevention Plus Inc |
| 13:35 | 11/29/2002 | AGRDE** | AGRD | AuGRID Corporation |
| 13:35 | 11/29/2002 | AMLHE** | AMLH | American Leisure Holdings Inc |
| 13:35 | 11/29/2002 | BEGIE** | BEGI | Basic Energy Inc |
| 13:35 | 11/29/2002 | BKWWE** | BKWW | Bank of Wilmington (NC) |
| 13:35 | 11/29/2002 | BKYSE** | BKYS | Biokeys Pharmaceuticals Inc |
| 13:35 | 11/29/2002 | EUGSE** | EUGS | EuroGas Inc |
| 13:35 | 11/29/2002 | EVRLE** | EVRL | Everlert Inc |
| 13:35 | 11/29/2002 | FLSTE** | FLST | Flight Safety Technologies Inc |
| 13:35 | 11/29/2002 | JRSEE** | JRSE | Jacobson Resonance Enterprises Ltd |
| 13:35 | 11/29/2002 | MBCI** | MBCI | Mercantile Bancorp Inc (Quincey, IL) (co compliant; See Note 1) |
| 13:35 | 11/29/2002 | NGPX** | NGPX | New Generation Holdings Inc (co compliant; See Note 1) |
| 13:35 | 11/29/2002 | OPUS** | OPUS | Opus Media Group Inc (co compliant; See Note 1) |
| 13:35 | 11/29/2002 | ORGT** | ORGT | OrganiTECH USA Inc (co compliant; See Note 1) |
| 13:35 | 11/29/2002 | RMEC** | RMEC | Rocky Mountain Energy Corporation (NV) (co compliant; See Note 1) |
| 13:35 | 11/29/2002 | SCPM** | SCPM | stereoscape.com inc (co compliant; See Note 1) |
| 13:35 | 11/29/2002 | SMFB** | SMFB | Stamford Bank Corporation (NY) (co compliant; See Note 1) |
| 13:35 | 11/29/2002 | VSLF** | VSLF | Semele Group Inc (co compliant; See Note 1) |
| 13:35 | 12/02/2002 | ABDC** | ABDCE | Alec Bradley Cigar Corporation |
| 13:35 | 12/02/2002 | ATPTZ** | ATPZE | All State Properties LP Uts |
| 13:35 | 12/02/2002 | CLPT** | CLPTE | CellPoint Inc |
| 13:35 | 12/02/2002 | COLY** | COLYE | Colley Corporation |
| 13:35 | 12/02/2002 | CUMD** | CUMDE | County First Bank (La Plata, MD)+ |
| 13:35 | 12/02/2002 | ETPB** | ETPBE | Enterprise Bank (Allison Park, PA)+ |
| 13:35 | 12/02/2002 | IPTM** | IPTME | Imperial Petroleum Inc |
| 13:35 | 12/02/2002 | MVHI** | MVHIE | Midwest Venture Holdings Inc |
| 13:35 | 12/02/2002 | NLVS** | NLVSE | Northern Savings & Loan Company (Eylria, OH)+ |
| 13:35 | 12/02/2002 | PLBC** | PLBCE | Plumas Bancorp (Quincy, CA)+ |
| 13:35 | 12/02/2002 | SPSIQ** | SPSIE | Spectra SCIENCE Inc |
| |
| NAME/SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
Old Name |
New Symbol |
New Name |
| 13:35 | 11/29/2002 | CRWO** | Career Worth Inc | USHM | U.S. Home Properties Inc |
| 13:35 | 11/29/2002 | ELNE** | Eline Entertainment Group Inc | EEGR | Eline Entertainment Group Inc New (1-250 R/S) |
| 13:35 | 11/29/2002 | GONI** | Patagonia Gold Corporation | PGBVF | Patagonia Gold (BVI) Ltd |
| 13:35 | 11/29/2002 | NTER** | Open Door Online Inc | BMOO | Blue Moon Group Inc (1-30 R/S) |
| 13:35 | 11/29/2002 | UNTV** | Urban Television Network Corporation | URBT | Urban Television Network Corporation New (1-20 R/S) |
| |
| Notes |
|
|
(1) Refer to D/L of 11/26/2002; These securities are compliant with NASD Rule 6530 and will not have an "E" appended to their respective symbols effective 11/29/2002 as previously announced. |
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Special Note: The Nasdaq Stock Market will close at 1:00pm on Friday, November 29, 2002. On this date the system changes list will be disseminated approximately at 12:00pm. |
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- All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
- ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
- Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.
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