| SECURITY ADDITIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:59 | GEXC** | Gexa Corporation | 01/02/2002 | |
| 13:59 | MLCM** | MoliChem Medicines Inc | 01/02/2002 | |
| 13:59 | NVNWQ** | Nova Networks Inc | 01/02/2002 | |
| 13:59 | SPSG** | Sparta Surgical Corporation | 01/02/2002 | |
| |
| ANTICIPATED ADDITIONS |
|
| Updated |
Symbol |
Company Name |
| 13:59 | GEXC** | Gexa Corporation |
| 13:59 | MLCM** | MoliChem Medicines Inc |
| 13:59 | NVNWQ** | Nova Networks Inc |
| 13:59 | SPSG** | Sparta Surgical Corporation |
| |
| SECURITY DELETIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:59 | ADIIE** | ADVA International Inc | 01/02/2002 | Failure to comply with NASD Rule 6530 |
| 15:29 | EEEE** | eMachines Inc | 01/02/2002 | Acquired by Empire Acquisition Corporation ($1.06/sh) |
| 15:29 | ERSI** | Electronic Retailings Systems International Inc | 01/02/2002 | Acquired by Systems Merger Inc ($.26/sh) |
| 13:59 | SCMF** | Southern Community Financial Corporation | 01/02/2002 | Listed on Nasdaq (SCMF) |
| 13:59 | SCMY** | Salem Community Bankshares Inc | 01/02/2002 | Acquired by FNB Corporation ($26.49/sh) |
| 13:59 | TENCE** | TECE Inc | 01/02/2002 | Failure to comply with NASD Rule 6530 |
| |
| SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
New Symbol |
Name |
| 13:59 | 01/02/2002 | CUCOE** | CUCO | Cucos Inc |
| 13:59 | 01/02/2002 | KTYPE** | KTYP | Kidstoysplus.com Inc |
| 13:59 | 01/02/2002 | NTMTE** | NTMT | NetMeasure Technology Inc |
| 13:59 | 01/02/2002 | VGNVE** | VGNV | Voyager Group Inc (Nevada) |
| |
| NAME/SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
Old Name |
New Symbol |
New Name |
| 13:59 | 01/02/2002 | AASIU** | Advanced Aerodynamics & Structures Inc Uts 12/31/2001 | AASIU | Advanced Aerodynamics & Structures Inc Uts 1/15/2002 |
| 13:59 | 01/02/2002 | AASIW** | Advanced Aerodynamics & Structures Inc Wts A 12/31/2001 | AASIW | Advanced Aerodynamics & Structures Inc Wts A 1/15/2002 |
| 13:59 | 01/02/2002 | AASIZ** | Advanced Aerodynamics & Structures Inc Wts B 12/31/2001 | AASIZ | Advanced Aerodynamics & Structures Inc Wts B 1/15/2002 |
| 13:59 | 01/02/2002 | ABKA** | American Bank (Allentown, PA) | AMBK | American Bank Inc (PA) |
| 13:59 | 01/02/2002 | ABKAW** | American Bank (Allentown, PA) Wts 6/30/2003 | AMBKW | American Bank Inc (PA) Wts 6/30/2003 |
| 13:59 | 01/02/2002 | BADN** | Bank of Davie (NC) | BCAR | Bank of the Carolinas (NC) |
| 13:59 | 01/02/2002 | BCTL** | Bactrol Technologies Inc | MYRG | Military Resale Group Inc |
| 13:59 | 01/02/2002 | ENNT** | e-Net Financial.com Corporation | ANZA | Anza Capital Inc |
| 13:59 | 01/02/2002 | GCFR** | Golden Chief Resources Inc | GCHR | Golden Chief Resources Inc New (1-10 R/S) |
| 13:59 | 01/02/2002 | IESUP** | IES Utilities Inc 4.80% Pfd | IPWEP | Interstate Power & Light Company Cl A 4.80% Pfd |
| 13:59 | 01/02/2002 | OGNI** | Origin Investment Group Inc | IWIN | International Wireless Inc (MD) (1-9 R/S) |
| 13:59 | 01/02/2002 | PMBS** | Piedmont Bank (NC) | MSBS | Main Street BankShares Inc |
| |
|
- All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if the NASD does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
- ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
- Questions concerning OTCBB changes should be directed to: Market Data Integrity at (203)375-9609
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