| SECURITY ADDITIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 07:50 | FNST** | Fansteel Inc | 12/03/2001 | |
| 07:50 | USAAV** | USA Networks Inc CV Pfd Series A W/I | 12/03/2001 | |
| 07:50 | USAWV** | USA Networks Inc Wts 2008 W/I | 12/03/2001 | |
| 07:50 | VLNK** | viaLink Company (The) | 12/03/2001 | |
| 13:26 | ALIM** | Allergy Immuno Technologies Inc | 12/04/2001 | |
| 15:39 | NFFCA** | Neff Corporation Cl A | 12/04/2001 | |
| 15:39 | TFGN** | Thermo Fibergen Inc | 12/04/2001 | |
| |
| ANTICIPATED ADDITIONS |
|
| Updated |
Symbol |
Company Name |
| 07:50 | FNST** | Fansteel Inc |
| 07:50 | USAAV** | USA Networks Inc CV Pfd Series A W/I |
| 07:50 | USAWV** | USA Networks Inc Wts 2008 W/I |
| 13:26 | ALIM** | Allergy Immuno Technologies Inc |
| 15:39 | NFFCA** | Neff Corporation Cl A |
| 15:39 | TFGN** | Thermo Fibergen Inc |
| |
| SECURITY DELETIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:26 | CONCP** | Contour Energy Company CV Pfd | 12/04/2001 | Reclassification (3 shs CONC and $7.25/sh) |
| 13:26 | ECEEE** | E-Commerce West Corporation | 12/04/2001 | Failure to comply with NASD Rule 6530 |
| 13:26 | PBYPE** | Play By Play Toys & Novelties Inc | 12/04/2001 | Failure to comply with NASD Rule 6530 |
| 13:26 | TAPIE** | Tapistron International Inc | 12/04/2001 | Failure to comply with NASD Rule 6530 |
| |
| SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
New Symbol |
Name |
| 13:26 | 12/04/2001 | CLFCE** | CLFC | California Center Bank (Los Angeles) |
| 13:26 | 12/04/2001 | FIDSE | FIDS | FNB Inc (Dennsion, OH) |
| 13:26 | 12/04/2001 | PKINE** | PKIN | Pekin Life Insurance Company |
| 13:26 | 12/04/2001 | PLYNE | PLYN | Pennsylvania State Bank |
| 13:26 | 12/04/2001 | PSAZE** | PSAZ | PSA Inc |
| 13:26 | 12/05/2001 | AZCM** | AZCME | Aztec Communications Group Inc |
| 13:26 | 12/05/2001 | LORFF** | LORFE | Lorus Therapeutics Inc |
| 13:26 | 12/05/2001 | MILR** | MILRE | Miller Diversified Corporation |
| 13:26 | 12/05/2001 | ONMC** | ONMCE | OmniNetMedia.com Inc |
| 13:26 | 12/05/2001 | ONPS** | ONPSE | Online Production Services Inc |
| 13:26 | 12/05/2001 | RCKVF** | RCKVE | Rockwell Ventures Inc |
| |
| NAME/SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
Old Name |
New Symbol |
New Name |
| 13:26 | 12/04/2001 | AASIU** | Advanced Aerodynamics & Structures Inc Uts 12/3/2001 | AASIU | Advanced Aerodynamics & Structures Inc Uts 12/31/2001 |
| 13:26 | 12/04/2001 | AASIW** | Advanced Aerodynamics & Structures Inc Wts A 12/3/2001 | AASIW | Advanced Aerodynamics & Structures Inc Wts A 12/31/2001 |
| 13:26 | 12/04/2001 | AASIZ** | Advanced Aerodynamics & Structures Inc Wts B 12/3/2001 | AASIZ | Advanced Aerodynamics & Structures Inc Wts B 12/31/2001 |
| 13:26 | 12/04/2001 | NEWY** | New Systems Inc | TROR | Tremor Entertainment Inc |
| |
|
- All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if the NASD does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
- ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
- Questions concerning OTCBB changes should be directed to: Market Data Integrity at (203)375-9609
|
