| SECURITY ADDITIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 08:50 | ADVAV | Advance Auto Parts Inc W/I | 11/20/2001 | |
| 08:50 | AMSF** | Aames Financial Corporation | 11/20/2001 | |
| 08:50 | BIRS** | Birmingham Steel Corporation | 11/20/2001 | |
| 08:50 | BRLG** | Burlington Industries Inc | 11/20/2001 | |
| 08:50 | CNEX | Centrex Inc (Oklahoma) | 11/20/2001 | See Note 1 |
| 16:04 | PIEZ | Piezo Instruments Inc | 11/20/2001 | |
| 08:50 | SHOC** | Shochet Holding Corporation | 11/20/2001 | |
| 08:50 | WAVWV | WaveRider Communications Inc Wts 2004 W/I | 11/20/2001 | |
| |
| ANTICIPATED ADDITIONS |
|
| Updated |
Symbol |
Company Name |
| 08:50 | ADVAV | Advance Auto Parts Inc W/I |
| 08:50 | AMSF** | Aames Financial Corporation |
| 08:50 | BIRS** | Birmingham Steel Corporation |
| 08:50 | BRLG** | Burlington Industries Inc |
| 08:50 | CNEX | Centrex Inc (Oklahoma) |
| 08:50 | PIEZ | Piezo Instruments Inc |
| 08:50 | SHOC** | Shochet Holding Corporation |
| 08:50 | WAVWV | WaveRider Communications Inc Wts 2004 W/I |
| |
| SECURITY DELETIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 08:50 | CTXC** | Centrex Corporation (Ohio) | 11/20/2001 | See Note 1 |
| 08:50 | TDOT** | 2DOTRADE Inc | 11/20/2001 | Failure to comply with NASD Rule 15c-211 |
| 13:29 | BKTI** | Bank of Tidewater (Virginia Beach, VA) | 11/21/2001 | Acquired by SouthTrust Corporation (1.0691/sh SOTR) |
| |
| SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
New Symbol |
Name |
| 13:29 | 11/21/2001 | XAIBE** | XAIB | Xaibe Inc |
| |
| NAME/SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
Old Name |
New Symbol |
New Name |
| 08:50 | 11/19/2001 | MLMGV** | Metal Management Inc New W/I | MLMG | Metal Management Inc New (S/D 11/23/2001) See Note 2 |
| 08:50 | 11/19/2001 | MLMWV** | Metal Management Inc Series A Wts 2006 New W/I | MLMGW | Metal Management Inc Series A Wts 2006 New (S/D 11/23/2001) See Note 2 |
| 13:29 | 11/21/2001 | MCAR** | Medcare Technologies Inc | ETPT | Enterprise Technologies Inc |
| 13:29 | 11/21/2001 | SPMI** | SPM Group Inc | ZMGE | Zamage Digital Imaging Inc |
| |
| Notes |
|
|
(1) Refer to D/L of 11/12/2001; Please disregard the addition of CTXC to the OTCBB. This company is incorporated in Ohio and should reflect the name Centrex Corporation. CNEX is on the OTCBB and is incorporated in Oklahoma. |
|
(2) Revision to D/L of 11/16/2001; The settlement date is 11/23/2001 not 11/22/2001 as previously announced. |
|
NOTE: The Nasdaq Stock Market will close at 1:00pm on Friday, November 23, 2001. On this date, the system changes list will be disseminated at approximately 12:00pm. |
| |
|
- All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if the NASD does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
- ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
- Questions concerning OTCBB changes should be directed to: Market Data Integrity at (203)375-9609
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