| SECURITY ADDITIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 08:41 | ASTN** | Ashton Technology Group Inc (The) | 11/07/2001 | |
| 08:41 | ASTNW** | Ashton Technology Group Inc (The) Wts 5/2/2002 | 11/07/2001 | |
| 08:41 | NXSO** | Noxso Corporation | 11/07/2001 | |
| 08:41 | RMDC** | Rubicon Medical Corporation | 11/07/2001 | |
| 08:41 | TRIP** | travelbyus Inc | 11/07/2001 | Reinstated |
| 08:41 | TRIPW** | travelbyus Inc Wts 8/12/2002 | 11/07/2001 | Reinstated |
| 13:28 | HCENQ** | HealthCentral.com | 11/08/2001 | |
| 13:28 | LKNG | Lite King Corporation | 11/08/2001 | |
| 13:28 | ORTG** | Orion Technologies Inc | 11/08/2001 | |
| |
| ANTICIPATED ADDITIONS |
|
| Updated |
Symbol |
Company Name |
| 08:41 | RMDC** | Rubicon Medical Corporation |
| 13:28 | HCENQ** | HealthCentral.com |
| 13:28 | LKNG | Lite King Corporation |
| 13:28 | ORTG** | Orion Technologies Inc |
| |
| SECURITY DELETIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:28 | KIND** | Kindred Healthcare Inc | 11/08/2001 | Listed on Nasdaq (KIND) |
| 13:28 | KINDW** | Kindred Healthcare Inc Wts A 4/20/2006 | 11/08/2001 | Listed on Nasdaq (KINDW) |
| 13:28 | KINDZ** | Kindred Healthcare Inc Wts B 4/20/2006 | 11/08/2001 | Listed on Nasdaq (KINDZ) |
| |
| SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
New Symbol |
Name |
| 13:28 | 11/08/2001 | AEYSE** | AEYS | American Energy Services Inc |
| 13:28 | 11/08/2001 | IMOTE** | IMOT | Intermost Corporation |
| 13:28 | 11/08/2001 | PEKSE** | PEKS | Progressive Bancorp Inc |
| |
| NAME/SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
Old Name |
New Symbol |
New Name |
| 13:28 | 11/08/2001 | EXTS** | EXOTICS.com Inc | EXIC | EXOTICS.com Inc New (1-5 R/S) |
| 13:28 | 11/08/2001 | HYTN** | Hyaton Organics Inc | SNPW | Sun Power Corporation |
| 08:41 | 11/08/2001 | LGIC** | Logan International Corporation | TRMH | Trimaine Holdings Inc (See Note 1) |
| 13:28 | 11/08/2001 | MTNO** | MTN Holdings Inc | MTNA | MTN Holdings Inc New (1-950 R/S) |
| |
| Notes |
|
|
(1) Revision to D/L of 11/7/2001; the name & symbol change did not occur as previously announced. LGIC will change to TRMH effective 11/8/2001 as stated above. |
| |
|
- All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if the NASD does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
- ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
- Questions concerning OTCBB changes should be directed to: Market Data Integrity at (203)375-9609
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