| |
| SECURITY ADDITIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:29 | ALFO** | Alford Refrigerated Warehouses Inc | 01/26/2001 | |
| 13:29 | ASPH | Asphalt Paving International Inc | 01/26/2001 | |
| 13:29 | CSFL** | Centerstate Banks of Florida Inc | 01/26/2001 | |
| 13:29 | GSRSF** | Golden Star Resources Ltd | 01/26/2001 | |
| 13:29 | NTTRF** | Nettron.com Inc | 01/26/2001 | |
| 13:29 | RPDR** | Rapid Retrieval Systems Inc | 01/26/2001 | |
| 13:29 | RTRO** | Retrospettiva Inc | 01/26/2001 | |
| 13:29 | RTROW** | Retrospettiva Inc Wts 9/23/2002 | 01/26/2001 | |
| |
| ANTICIPATED ADDITIONS |
|
| Updated |
Symbol |
Company Name |
| 13:29 | ASPH | Asphalt Paving International Inc |
| 13:29 | FMJE** | First Morris Bank NJ |
| 13:29 | GSRSF** | Golden Star Resources Ltd |
| 13:29 | NTTRF** | Nettron.com Inc |
| |
| SECURITY DELETIONS |
|
| Updated |
Symbol |
Company Name |
Effective Date/Comments |
| 13:29 | EMGRE** | Emergent Group Inc | 01/29/2001 | Failure to comply with NASD Rule 6530 (see note 1) |
| 13:29 | HAFC** | Hanmi Financial Corporation | 01/29/2001 | Listing on Nasdaq (HAFC) |
| 13:29 | HELPU** | Helpmate Robotics Inc Uts 1/31/2001 | 01/29/2001 | Expiring Security |
| 13:29 | HELPW** | Helpmate Robotics Inc Wts 1/31/2001 | 01/29/2001 | Expiring Security |
| |
| SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
New Symbol |
Name |
| 13:29 | 01/29/2001 | SSGLE** | SSGL | Sea Shell Galleries Inc |
| 13:29 | 01/30/2001 | CPLXQ** | CPLXE | Cerplex Group Inc (The) |
| |
| NAME/SYMBOL CHANGES |
|
| Updated |
Date |
Old Symbol |
Old Name |
New Symbol |
New Name |
| 15:22 | 01/29/2001 | ECKL** | Ecklan Corp | ECKN | Ecklan Corp New (1.9-1 F/S) Payable upon surrender of certificates |
| |
| Notes |
|
|
(1) Refer to D/L of 1/3/2001; this issue was formerly DYNIE (Dynamic International Ltd), which had a name change to EMGRE (Emergent Group Inc) effective 1/4/2001. |
| |
|
- All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if the NASD does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
- ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
- Questions concerning OTCBB changes should be directed to: Market Data Integrity at (203)375-9609
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