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OTCBB and Other-OTC System Changes - 12/31/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:03 | AMFPY | Amplifon Spa Milano Unsponsored ADR (Italy) | 1/2/2013 | Y | 100 | ** |
| 13:03 | KLSC | Kolasco Corp. Com | 1/2/2013 | Y | 100 | From NBB (KLSC) |
| 16:13 | LSTWF | Lonestar West Inc. Com (Canada) | 1/2/2013 | Y | 100 | ** |
| 13:03 | MTENY | Mahanagar Telephone Nigam Ltd ADS | 1/2/2013 | Y | 100 | From NYSE (MTE) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:30 | MNKB | Monadnock Bancorp, Inc. Common Stock | 12/31/2012 | 100 | Acquired by GFA Federal Credit Union. Shareholders receive $5.50 per each share of MNKB. Deletion Time: 12:27:42 ** |
| 13:03 | FFBT | East Texas Financial Services, Inc. (MD) Common Stock | 1/1/2013 | 100 | Acquisition/Merger: Each share of East Texas Financial Services, Inc (FFBT) shall be converted into the right to receive 0.4060 shares of the common stock of Prosperity Bancshares,Inc(PB). Cash in lieu of fractional shares determined by multiplying such fractional share by $42.09 ** |
| 13:03 | ARNWF | Argonaut Gold Inc New Warrants Exp (Canadian) | 1/2/2013 | 100 | Expired Warrants, Whole warrant entitles the holder to purchase one common share of Argonaut Gold Inc. at a price of $4.50. ** |
| 13:03 | BIEEF | Biesse Spa Pesaro AZ | 1/2/2013 | 100 | Inactive Issue ** |
| 13:03 | BREPF | British Empire Security & General Trust Plc Ordinary Shares | 1/2/2013 | 100 | Inactive Issue ** |
| 13:03 | CBTU | Citigroup FDG Inc Prin Protected Nt Based upon BRIC Equities & Currencies Basket 12/31/2012 | 1/2/2013 | 100 | Expired Security ** |
| 13:03 | GHGUF | Go-Ahead Group Plc Ordinary Shares (United Kingdom) | 1/2/2013 | 100 | Inactive Issue |
| 13:03 | HCBPW | Harvest Community Bank (Pennsville Township, NJ) Warrants 12/31/2012 | 1/2/2013 | 100 | Expired Security ** |
| 13:03 | INUIF | Inui Steamship Co Ltd Ordinary Shares (Japan) | 1/2/2013 | 100 | Inactive Issue |
| 13:03 | KLSC | Kolasco Corp. Com | 1/2/2013 | 100 | Added to BB |
| 13:03 | MNBEF | Minebea Ltd Ord Ordinary Shares | 1/2/2013 | 100 | Inactive Issue ** |
| 16:13 | MSWP | Mission West Properties, Inc. Common Stock | 1/2/2013 | 100 | Company liquidated. Shares have been cancelled. ** |
| 13:03 | TPLKF | Tepla AG Kirchheim Ordinary Shares (Germany) | 1/2/2013 | 100 | Inactive Issue ** |
| 13:03 | TRLSF | Temple Real Estate Invt Tr Trust Unit (Canada) | 1/2/2013 | 100 | Plan of Arrangement. Pursuant to the Arrangement, each unitholder of Temple Real Estate Investment Trust will receive one common share of Temple Hotels Inc. in exchange for each trust unit of the Trust. ** |
| 16:27 | TRQYF | Torquay Oil Corp. Ordinary Shares CL A (Canada) | 1/2/2013 | 100 | Plan of Arrangement; The Company completed a plan of arrangement with CanEra Energy Corp. (the ?Purchaser?), whereby the Purchaser acquired all of the outstanding Class A and Class B shares for cash consideration of $0.16 per Class A share and $1.60 per Class B share.** |
Portal System Changes 12/31/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 12/31/2012 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:03 | TSEMZ | Tower Semiconductor Ltd. WT SER J EXP 144A (Israel) Expires 06/30/2015 | 1/2/2013 | 100 | Inactive Issue ** |
| 13:03 | VSNDF | Vastned Retail NV Ordinary Shares (Netherlands) | 1/2/2013 | 100 | Inactive Issue ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:03 | 1/2/2013 | ASCCE | ASCC | Aristocrat Group Corp Common Stock | ** |
| 13:03 | 1/2/2013 | NTRRE | NTRR | Neutra Corporation Common Stock | ** |
| 13:03 | 1/3/2013 | CTEI | CTEIE | Cemtrex Inc. New Common Stock | Auditor Opinion ** |
Portal System Changes 12/31/2012 12:00:00 AM | | |
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| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:03 | 1/2/2013 | CMLXY | Chimei Innolux Corp Sponsored GDR 144A (Taiwan) | CMLXY | Innolux Corporation Sponsored GDR 144A (Taiwan) | Name/CUSIP Change |
| 13:03 | 1/2/2013 | JUHL | Juhl Wind, Inc. Common Stock | JUHL | Juhl Energy, Inc. Common Stock | ** |
| 16:27 | 1/2/2013 | LVWHF | Lakeview Hotel Real Estate Invt Tr Tr Unit (Canada) | LVWHF | Lakeview Hotel Investment Corp. Ordinary Shares (Canada) | Plan of Arrangement; the unitholders of the Trust will automatically exchange their Units of the Trust for Common Shares of the Company on the basis of one Common Share for each Unit held effective as of 11:59 p.m. on December 31, 2012. In addition, 500,000 Class V Units of the Trust will be exchanged for 500,000 Common Shares of the Company on the basis of one Common Share for each Class V Unit held effective as of 11:59 p.m. on December 31, 2012.** |
| 16:13 | 1/2/2013 | PZRIF | Pizza Pizza Realty Income Fd Tr Unit (Canada) | PZRIF | Pizza Pizza Realty Corp. Ordinary Shares (Canada) | ** |
| 13:03 | 1/2/2013 | SLXCF | Stellar Phamaceuticals Inc. Ordinary Shares (Canada) | TBUFF | Tribute Pharmaceuticals Canada Inc. Ordinary Shares (Canada) | ** |
