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OTCBB and Other-OTC System Changes - 12/31/2009 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 09:25 | CDLKF | CNC Development Ltd. Class A Preferred Shares | 12/31/2009 | Y | 100 | From BB (CDLKF)** |
| 09:25 | CDLUF | CNC Development LTD Unit 00/00/2011 | 12/31/2009 | Y | 100 | From BB (CDLUF)** |
| 09:25 | CDLWF | CNC Development Ltd. Warrant Exp 9/4/2011 | 12/31/2009 | Y | 100 | From BB (CDLWF)** |
| 15:39 | CDLKF | CNC Development Ltd. Class A Preferred Shares | 1/4/2010 | Y | 100 | From NBB (CDLKF)** |
| 15:39 | CDLUF | CNC Development LTD Unit 00/00/2011 | 1/4/2010 | Y | 100 | From NBB (CDLUF)** |
| 15:39 | CDLVF | CNC Development Ltd Common Stock | 1/4/2010 | Y | 100 | From NBB (CDLVF)** |
| 15:39 | CDLWF | CNC Development Ltd. Warrant Exp 9/4/2011 | 1/4/2010 | Y | 100 | From NBB (CDLWF)** |
| 13:07 | CLSI | Clancy Systems International, Inc. Common Stock | 1/4/2010 | Y | 100 | From BB (CLSI)** |
| 13:07 | GCLPY | GCL Poly Energy Holdings Ltd Sponsored ADR (Cayman Islands) | 1/4/2010 | Y | 100 | |
| 13:07 | IXSBF | InNexus Biotechnology Inc. Ordinary Shares (Canada) | 1/4/2010 | Y | 100 | From BB (IXSBF)** |
| 13:07 | KBRLF | K-Bro Linen Income Fund Units (Canada) | 1/4/2010 | Y | 100 | |
| 13:07 | MNMN | Monument Resources, Inc. Common Stock | 1/4/2010 | Y | 100 | From BB (MNMN)** |
| 09:25 | ROSYY | Rostelecom Sponsored ADR (Russia) | 1/4/2010 | Y | 100 | From NYSE (ROS)** |
| 10:31 | VIAP | VIA Pharmaceuticals, Inc. Common Stock | 1/4/2010 | Y | 100 | From S (VIAP)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 09:25 | SRIUF | Series S1 Income Fund Trust Unit (Canada) | 1/4/2009 | 100 | Merger ** |
| 09:25 | CDLKF | CNC Development Ltd. Class A Preferred Shares | 12/31/2009 | 100 | Failure to comply with SEC 15c2-11; Added to NBB (CDLKF)** |
| 09:25 | CDLUF | CNC Development LTD Unit 00/00/2011 | 12/31/2009 | 100 | Failure to comply with SEC 15c2-11; Added to NBB (CDLUF)** |
| 09:25 | CDLWF | CNC Development Ltd. Warrant Exp 9/4/2011 | 12/31/2009 | 100 | Failure to comply with SEC 15c2-11; Added to NBB (CDLWF)** |
| 14:25 | EPEXQ | Edge Petroleum Corporation Common Stock | 12/31/2009 | 100 | Plan of Bankruptcy effective ** |
| 14:25 | EPXPQ | Edge Petroleum Corporation Ser. A Cumulative Convertible Perpetual Preferred Stock | 12/31/2009 | 100 | Plan of Bankruptcy effective ** |
| 15:59 | IDARQ | Idearc Inc. Common Stock | 12/31/2009 | 100 | Plan of Bankruptcy effective ** |
| 15:39 | CDLKF | CNC Development Ltd. Class A Preferred Shares | 1/4/2010 | 100 | Added to OTCBB (CDLKF)** |
| 15:39 | CDLUF | CNC Development LTD Unit 00/00/2011 | 1/4/2010 | 100 | Added to OTCBB (CDLUF)** |
| 15:39 | CDLVF | CNC Development Ltd Common Stock | 1/4/2010 | 100 | Added to OTCBB (CDLVF)** |
| 15:39 | CDLWF | CNC Development Ltd. Warrant Exp 9/4/2011 | 1/4/2010 | 100 | Added to OTCBB (CDLWF)** |
| 09:25 | CDSP | Citigroup FDG Inc Premium Mandatory Callable Equity lkd Secs Based upon S&P 500 Index 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 09:25 | CFDX | Citigroup FDG Inc Buffer Nt Based Upon S&P 500 Index 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 09:25 | CFMP | Citigroup FDG Inc Stk Mkt Upon Nt Based Upon S&P Midcap 400 Index 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 09:25 | CGBD | Citigroup Inc. ELKS Lkd to ADR of Icici Bk Ltd (12/31/2009) | 1/4/2010 | 100 | Expired Security ** |
| 09:25 | CGFT | Citigroup Inc. Contingent Partn Prin Nt Based Upon Russell 200 Index 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 09:25 | CGFX | Citigroup Inc. Contingent Partn Prin Nt Based Upon S&P 500 Index 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 13:07 | CLSI | Clancy Systems International, Inc. Common Stock | 1/4/2010 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (CLSI)** |
| 09:25 | CTFD | Citigroup Inc. Contingent Partn Prin Protected Nt Based Upon Russell 2000 Index 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 09:25 | EPLUF | Eastern Platinum Ltd Wt 2009(Canada) | 1/4/2010 | 100 | Expired Security ** |
| 15:39 | FREYF | Far Eastern Textile, Ltd. Ordinary Shares | 1/4/2010 | 100 | Inactive Security |
| 09:25 | GBTMW | Globe Specialty Metals Inc. Wts on Shs Reg-S 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 13:07 | IXSBF | InNexus Biotechnology Inc. Ordinary Shares (Canada) | 1/4/2010 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (IXSBF)** |
| 09:25 | LYBI | Libbey, Inc. Common Stock | 1/4/2010 | 100 | Listed on NYSE Amex (LBY) ** |
| 09:25 | MNKK | MORGAN STANLEY Plus Based on Nikkei 225 Index 12/31/2009 | 1/4/2010 | 100 | Expired Security ** |
| 13:07 | MNMN | Monument Resources, Inc. Common Stock | 1/4/2010 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (MNMN)** |
| 09:25 | NMNUF | Northwater Market Neutral Trust Units (Canada) Ordinary Shares | 1/4/2010 | 100 | Expired ** |
Portal System Changes 12/31/2009 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 09:25 | RTKIW | Rentech, Inc. 144A Warrant 2010 | 1/4/2010 | 100 | Expired Security |
| 09:25 | SRIUF | Series S1 Income Fund Trust Unit (Canada) | 1/4/2010 | 100 | Merger ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:07 | 1/5/2010 | EXTL | EXTLE | ExperTelligence, Inc. Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | FSTC | FSTCE | First Corp Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | GBLE | GBLEE | Global 8 Environmental Technologies, Inc. Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | GTAP | GTAPE | Gottaplay Interactive, Inc. Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | HEVE | HEVEE | High End Ventures, Inc. Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | ICCW | ICCWE | ICC Worldwide Inc Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | LFHE | LFHEE | LifeHealthCare, Inc. Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | MLMN | MLMNE | Millennium Prime, Inc. Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | MTRE | MTREE | Market & Research Corp. Common Stock | Delinquent ** |
| 15:39 | 1/5/2010 | OTOW | OTOWE | O2 Secure Wireless, Inc. Common Stock | Delinquent ** |
| 13:07 | 1/5/2010 | TMXN | TMXNE | Trimax Corporation Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:37 | 1/4/2010 | BXIXF | Bio-Extraction Inc Ordinary Shares (Canada) | BIXZF | Bioexx Specialty Proteins Ltd Ordinary Shares (Canada) | |
| 09:25 | 1/4/2010 | CDOUF | Candente Resource Corporation Ordinary Shares | CDOUF | Candente Copper Corporation Ordinary Shares | ** |
| 13:07 | 1/4/2010 | CTEV | Constant Environment Inc Common Stock | ZNTR | Zentric, Inc. Common Stock | |
| 15:39 | 1/4/2010 | FREWF | Far Eastern Textile, Ltd. Global Depositary Shares Reg S | FREWF | Far Eastern New Century Corp. Global Depositary Shares Reg S | |
| 13:25 | 1/4/2010 | FREYY | Far Eastern Textile Ltd Sponsored Global Depositary Receipt 144A | FREYY | Far Eastern New Century Corp Sponsored Global Depositary Receipt 144A | |
| 13:07 | 1/4/2010 | MBPI | Mobile Presence Technologies, Inc. Common Stock | CSNH | China Shandong Industries, Inc. Common Stock | 15-1 F/S payable upon surrender ** |
Private Placement Security Changes 12/31/2009 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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