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Other-OTC System Changes - 12/29/2011 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | GTCR | Gemini Tea Corporation Common Stock | 12/29/2011 | Y | 100 | From BB (GTCR) |
| 07:55 | KNTC | Kinetic Resources Corp Common Stock | 12/29/2011 | Y | 100 | From BB (KNTC) |
| 07:55 | ODZA | Odenza Corporation Common Stock | 12/29/2011 | Y | 100 | From BB (ODZA) |
| 07:55 | QUSR | Queensridge Mining Resources, Inc Common Stock | 12/29/2011 | Y | 100 | From BB (QUSR) |
| 07:55 | TPND | Thompson Designs, Inc. Common | 12/29/2011 | Y | 100 | From BB (TPND) |
| 13:10 | COBI | Compass Biotechnologies Inc. Common Stock | 12/30/2011 | Y | 100 | From BB (COBIE)** |
| 16:18 | DNGYY | Dongyue Group Limited Unsponsored ADR (Cayman Islands) | 12/30/2011 | Y | 100 | |
| 13:10 | EPUMY | Eletropaulo Metropolitana Electricidade de Sao Paulo S.A. Sponsored ADR (Brazil) | 12/30/2011 | Y | 100 | |
| 13:10 | GBNXF | Gibson Energy, Inc. Common Shares (Canada) | 12/30/2011 | Y | 100 | |
| 16:18 | INDOY | Indorama Ventures Public Company Limited Unsponsored ADR (Thailand) | 12/30/2011 | Y | 100 | |
| 13:10 | KENT | Kent Financial Services, Inc. Common Stock | 12/30/2011 | Y | 100 | From S (KENT) |
| 13:10 | RBDTF | Robinson Department Store Public Co Ltd Units Non-Voting Depository Receipt | 12/30/2011 | Y | 100 | Reinstatement |
| 16:18 | WTIFY | Wotif.com Holdings Ltd Unsponsored ADR (Austrailia) | 12/30/2011 | Y | 100 | |
| 13:10 | YNGDF | Yingde Gases Group Co Ordinary Shares (Cayman Islands) | 12/30/2011 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 11:03 | DNEAP | Dune Energy, Inc. Senior Preferred Conv 10% | 12/29/2011 | 1 | Mandatory Conversion. Cash and Stock consideration; $24.31 and 355.16037 shares of common stock for each share held; Deletion Time: 10:52:59 ** |
| 13:10 | ATDN | Art Design, Inc. Common Stock | 12/30/2011 | 100 | Added to BB |
| 13:10 | FNFGP | First Niagara Financial Group Inc. PFD NON CUM SER B FXD/FLTG | 12/30/2011 | 100 | Listed on NYSE (FNFG$B) |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:10 | 12/30/2011 | VBHLF | Virgin Blue Holdings Ltd Ordinary Shares (Australia) | VBHLF | Virgin Austrailia Holdings Ltd Ordinary Shares (Australia) | |
Portal System Changes 12/29/2011 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 11:03 | DNEAL | Dune Energy, Inc. Senior Preferred Convertible 144A | 12/29/2011 | 100 | Mandatory Conversion. Cash and Stock consideration; $24.31 and 355.16037 shares of common stock for each share held; Deletion Time: 10:52:26 ** |
Private Placement Security Changes 12/29/2011 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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