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OTCBB and Other-OTC System Changes - 12/27/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 AMWI Amwest Imaging Incorporated Common 12/27/2011 100 From BB (AMWI) 
07:55 CHPVF China Vantagepoint Acquisition Company Warrants (Cayman Islands) 12/27/2011 100 From BB (CHPVF) 
07:55 CHVPF China Vantagepoint Acquisition Company UNIT 1 SUB UNIT & 1/2 WT EXP 12/27/2011 100 From BB (CHVPF) 
07:55 CHVQF China Vantagepoint Acquisition Company Sub Unit (Each sub unit consists of one ordinary share and one-half of a warrant); and (ii) one 1/2 of a warrant) 12/27/2011 100 From BB (CHVQF) 
07:55 EPAQ Empeiria Acquisition Corp. Common 12/27/2011 100 From BB (EPAQ) 
07:55 EPAQW Empeiria Acquisition Corp. Warrants Expiring 12/15/2017 12/27/2011 100 From BB (EPAQW) 
07:55 FWLAF Flatworld Acquisition Corporation Ordinary Shares (Virgin Islands British) 12/27/2011 100 From BB (FWLAF) 
07:55 FWLWF Flatworld Acquisition Corporation Warrants Expiring 09/09/2012 12/27/2011 100 From BB (FWLWF) 
07:55 LOKAF Lone Oak Acquisition Corp. UNIT 1 COM & 1 WT EXP (Cayman Islands) 12/27/2011 100 From BB (LOKAF) 
07:55 LOKKF Lone Oak Acquisition Corp. Ordinary Shares (Cayman Islands) 12/27/2011 100 From BB (LOKKF) 
07:55 LOKWF Lone Oak Acquisition Corp. Warrants (Cayman Islands) Expires 03/24/2016 12/27/2011 100 From BB (LOKWF) 
13:08 CUUU Customers Bancorp Inc Common Stock 12/28/2011 100  
13:08 DPTRQ Delta Petroleum Corporation Common Stock 12/28/2011 100 From S (DPTR)** 


Portal System Changes 12/27/2011 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:08 FMIBZ Talmer Bancorp, Inc. Common 144A 12/28/2011 100 Reinstatement 
13:08 KEYO KeyOn Communications Holdings, Inc. Common Stock 12/28/2011 100 From BB (KEYO)** 
16:32 LCDCU Lucid Inc Unit consisting 1 Common & 1 Warrant 12/28/2011 100 From NBB (LCDCU) 
13:08 LEDIF LED Medical Diagnostics Inc Common Shares (Canada) 12/28/2011 100  
13:08 OIHYY Merrill Lynch & Co., Inc. Oil Service HOLDRS - Depositary Receipt 12/28/2011 100  
13:08 SNPY Sino Payments, Inc. Common Stock 12/28/2011 100 From BB (SNPYE)** 
13:08 TBUS DRI Corporation Common Stock 12/28/2011 100 From S (TBUS)** 
13:08 TNTEF TNT Express NV Ordinary Shares (Netherlands) 12/28/2011 100 Effective 12/20/2011 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 AMWI Amwest Imaging Incorporated Common 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CHPVF China Vantagepoint Acquisition Company Warrants (Cayman Islands) 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CHVPF China Vantagepoint Acquisition Company UNIT 1 SUB UNIT & 1/2 WT EXP 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CHVQF China Vantagepoint Acquisition Company Sub Unit (Each sub unit consists of one ordinary share and one-half of a warrant); and (ii) one 1/2 of a warrant) 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EPAQ Empeiria Acquisition Corp. Common 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EPAQW Empeiria Acquisition Corp. Warrants Expiring 12/15/2017 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 FWLAF Flatworld Acquisition Corporation Ordinary Shares (Virgin Islands British) 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 FWLWF Flatworld Acquisition Corporation Warrants Expiring 09/09/2012 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LOKAF Lone Oak Acquisition Corp. UNIT 1 COM & 1 WT EXP (Cayman Islands) 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LOKKF Lone Oak Acquisition Corp. Ordinary Shares (Cayman Islands) 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LOKWF Lone Oak Acquisition Corp. Warrants (Cayman Islands) Expires 03/24/2016 12/27/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
16:32 GTMUF Giant Manufacturing Co Ordinary Shares 12/28/2011 100  
16:32 HBAPF Hornbach A G Pfd Non Vtg Dem5 Ordinary Shares 12/28/2011 100  
13:08 KEYO KeyOn Communications Holdings, Inc. Common Stock 12/28/2011 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (KEYO)** 
16:32 LCDCU Lucid Inc Unit consisting 1 Common & 1 Warrant 12/28/2011 100 Added to OTCBB 
16:32 MEVCF Metrovacesa SA (EUR) Ordinary Shares 12/28/2011 100  
16:32 NHNCF NHN Corporation Ordinary Shares (South Korea) 12/28/2011  
16:32 PCPUF PT Ciputra Property Tbk Ordinary Shares (Indonesia) 12/28/2011 100  
13:08 SNPYE Sino Payments, Inc. Common Stock 12/28/2011 100 Failure To Comply With NASD 6530; Added to NBB (SNPY)** 


Private Placement Security Changes 12/27/2011 12:00:00 AM
 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:08 12/28/2011 JPXTZ JPXVZ JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant Linked to Mindtree Ltd Change from Duplicate Symbol 
13:08 12/28/2011 PHGOE PHGO PhotoAmigo, Inc. Common ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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