April 18, 2014
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Other-OTC System Changes - 12/27/2007 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:44 DFCLQ Delta Financial Corporation Common Stock 12/28/2007   From G (DFC) ** 
17:33 DNNAV Dana Corporation Dana Corporation New Common Stock When-Issued 12/28/2007    
13:44 EHECF Eagle Hill Expl Corp Common (Canada) 12/28/2007    
15:55 FSNJ First State Bank (NJ) Common Stock 12/28/2007    
15:55 LFLS Loans4Less.com, Inc. Common Stock 12/28/2007    
15:55 NDWTF Netdragon Websoft Inc Ordinary shares (Cayman Islands) 12/28/2007    
13:44 PWMG Premier Wealth Management, Inc. Common Stock 12/28/2007   From BB (PWMGE) ** 
15:55 ULCA Ultra Care, Inc. Common Stock 12/28/2007    
15:55 XCHO XenaCare Holdings, Inc. Common Stock 12/28/2007    
ANTICIPATED ADDITIONS  
Updated Symbol Company Name OATS
Reportable
Flag
Unit of
Trade
17:33 DNNAV Dana Corporation Dana Corporation New Common Stock When-Issued   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:22 BBRPF Barclays Bk Plc Sponsored ADS Ser 4 Pref shs (United Kingdom) 12/28/2007  Listed on NYSE (BCS$C) ** 
15:55 CAGU The Castle Group, Inc. Common Stock 12/28/2007  Added to OTCBB (CAGU) ** 
13:44 CLPKU Carolina Premier Bank (NC) Unit 11/29/2010 12/28/2007  Added to OTCBB (CLPKU) ** 
15:55 CXTO CX2 Technologies, Inc. Common Stock 12/28/2007  Added to OTCBB (CXTO) 
16:22 DYNKW DynTek Inc. Class A Warrants 12/11/2007 12/28/2007  Expiration ** 
13:44 FDRMQ Federal Mogul Financing Tr Preferred Stock 12/28/2007  Plan of bankruptcy effective 12/27/2007** 
13:44 FQVI First Quantum Ventures, Inc. Common Stock 12/28/2007  Added to OTCBB (FQVI) ** 
13:44 MHSC MH&SC, Incorporated Common Stock 12/28/2007  Added to OTCBB (MHSC) ** 
13:44 OCWAW Owens Corning Inc Warrant Series A 10/30/2013 12/28/2007  Added to OTCBB (OCWAW) ** 
13:44 OCWAZ Owens Corning Inc Warrant Series B 10/30/2013 12/28/2007  Added to OTCBB (OCWAZ) ** 
15:55 RYEQ Royal Equine Alliance Corporation Common Stock 12/28/2007  Added to OTCBB (RYEQ) ** 
15:55 TALN Talon International, Inc Common Stock 12/28/2007  Added to OTCBB (TALN) ** 
13:44 WEYCF Win Energy Corp Common Shares (Canada) 12/28/2007  Acquisition ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
15:55 12/28/2007 FVIMY Fvi Fondo De Valores Ser B 10p American Depository Receipt FNDOY Fvi Fondo De Valores Ser B 10p New American Depositary Shares 1-300 R/S 


Portal System Changes 12/27/2007 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:44 LBHBL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Huaxia Bank Co Ltd-A 12/27/2012 (Luxembourg) 12/28/2007    
16:24 MSBSL Morgan Stanley B V Delta Ctf Lkd Performance 144A 3C7 Boston Properties Inc 11/28/2008 (Netherlands) 12/28/2007    
16:24 MSPRL MORGAN STANLEY MS 144A SLB PERQS due January 7, 2009 12/28/2007    
16:24 UCITL UBS Ag Jersey BRH Zero Cpn Buy-Write Nts Lkd to 144A Citigroup Inc 05/20/2008 (Jersey) 12/28/2007    
13:44 USRFL UBS AG LONDON BRH Low Exercise Call Wt on 144A lkd to Sberbank Rf $US 08/31/2009 (United Kingdom) 12/28/2007    


Private Placement Security Changes 12/27/2007 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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