|
Other-OTC System Changes - 12/27/2007 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:44 | DFCLQ | Delta Financial Corporation Common Stock | 12/28/2007 | | | From G (DFC) ** |
| 17:33 | DNNAV | Dana Corporation Dana Corporation New Common Stock When-Issued | 12/28/2007 | | | |
| 13:44 | EHECF | Eagle Hill Expl Corp Common (Canada) | 12/28/2007 | | | |
| 15:55 | FSNJ | First State Bank (NJ) Common Stock | 12/28/2007 | | | |
| 15:55 | LFLS | Loans4Less.com, Inc. Common Stock | 12/28/2007 | | | |
| 15:55 | NDWTF | Netdragon Websoft Inc Ordinary shares (Cayman Islands) | 12/28/2007 | | | |
| 13:44 | PWMG | Premier Wealth Management, Inc. Common Stock | 12/28/2007 | | | From BB (PWMGE) ** |
| 15:55 | ULCA | Ultra Care, Inc. Common Stock | 12/28/2007 | | | |
| 15:55 | XCHO | XenaCare Holdings, Inc. Common Stock | 12/28/2007 | | | |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 17:33 | DNNAV | Dana Corporation Dana Corporation New Common Stock When-Issued | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 16:22 | BBRPF | Barclays Bk Plc Sponsored ADS Ser 4 Pref shs (United Kingdom) | 12/28/2007 | | Listed on NYSE (BCS$C) ** |
| 15:55 | CAGU | The Castle Group, Inc. Common Stock | 12/28/2007 | | Added to OTCBB (CAGU) ** |
| 13:44 | CLPKU | Carolina Premier Bank (NC) Unit 11/29/2010 | 12/28/2007 | | Added to OTCBB (CLPKU) ** |
| 15:55 | CXTO | CX2 Technologies, Inc. Common Stock | 12/28/2007 | | Added to OTCBB (CXTO) |
| 16:22 | DYNKW | DynTek Inc. Class A Warrants 12/11/2007 | 12/28/2007 | | Expiration ** |
| 13:44 | FDRMQ | Federal Mogul Financing Tr Preferred Stock | 12/28/2007 | | Plan of bankruptcy effective 12/27/2007** |
| 13:44 | FQVI | First Quantum Ventures, Inc. Common Stock | 12/28/2007 | | Added to OTCBB (FQVI) ** |
| 13:44 | MHSC | MH&SC, Incorporated Common Stock | 12/28/2007 | | Added to OTCBB (MHSC) ** |
| 13:44 | OCWAW | Owens Corning Inc Warrant Series A 10/30/2013 | 12/28/2007 | | Added to OTCBB (OCWAW) ** |
| 13:44 | OCWAZ | Owens Corning Inc Warrant Series B 10/30/2013 | 12/28/2007 | | Added to OTCBB (OCWAZ) ** |
| 15:55 | RYEQ | Royal Equine Alliance Corporation Common Stock | 12/28/2007 | | Added to OTCBB (RYEQ) ** |
| 15:55 | TALN | Talon International, Inc Common Stock | 12/28/2007 | | Added to OTCBB (TALN) ** |
| 13:44 | WEYCF | Win Energy Corp Common Shares (Canada) | 12/28/2007 | | Acquisition ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 15:55 | 12/28/2007 | FVIMY | Fvi Fondo De Valores Ser B 10p American Depository Receipt | FNDOY | Fvi Fondo De Valores Ser B 10p New American Depositary Shares | 1-300 R/S |
Portal System Changes 12/27/2007 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:44 | LBHBL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Huaxia Bank Co Ltd-A 12/27/2012 (Luxembourg) | 12/28/2007 | | | |
| 16:24 | MSBSL | Morgan Stanley B V Delta Ctf Lkd Performance 144A 3C7 Boston Properties Inc 11/28/2008 (Netherlands) | 12/28/2007 | | | |
| 16:24 | MSPRL | MORGAN STANLEY MS 144A SLB PERQS due January 7, 2009 | 12/28/2007 | | | |
| 16:24 | UCITL | UBS Ag Jersey BRH Zero Cpn Buy-Write Nts Lkd to 144A Citigroup Inc 05/20/2008 (Jersey) | 12/28/2007 | | | |
| 13:44 | USRFL | UBS AG LONDON BRH Low Exercise Call Wt on 144A lkd to Sberbank Rf $US 08/31/2009 (United Kingdom) | 12/28/2007 | | | |
Private Placement Security Changes 12/27/2007 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
