October 20, 2014
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OTCBB and Other-OTC System Changes - 12/24/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 APNT Applied Nanotech Holdings, Inc. Common Stock 12/24/2013 100 From BB (APNT) 
07:55 CCHJW Charter Communications, Inc. Warrants CCH Expiring 11/30/2014 12/24/2013 100 From BB (CCHJW) 
07:55 CCMMW Charter Communications, Inc. Warrant CIH Expiring 11/30/2014 12/24/2013 100 From BB (CCMMW) 
07:55 COPY Copytele, Inc. Common Stock 12/24/2013 100 From BB (COPY) 
07:55 DIRI Direct Insite Corporation Common Stock 12/24/2013 100 From BB (DIRI) 
07:55 FBAK First National Bank Alaska Common Stock 12/24/2013 From BB (FBAK) 
07:55 HPTO hopTo Inc. Common Stock 12/24/2013 100 From BB (HPTO) 
07:55 LEACW Lear Corporation Warrants expiring 11/09/2014 12/24/2013 100 From BB (LEACW) 
07:55 NROM Noble Romans Inc Common Stock 12/24/2013 100 From BB (NROM) 
07:55 NTIP Network-1 Technologies, Inc. Common Stock 12/24/2013 100 From BB (NTIP) 
07:55 SMDI Stratus Media Group, Inc. Common Stock 12/24/2013 100 From BB (SMDI) 
13:21 PCBS Provident Community Bancshares, Inc. Common Stock 12/26/2013 100 From BB (PCBS) 
13:21 UTOLF Under Tolgoi Minerals Inc Common Shares (Canada) 12/26/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 APNT Applied Nanotech Holdings, Inc. Common Stock 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CCHJW Charter Communications, Inc. Warrants CCH Expiring 11/30/2014 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CCMMW Charter Communications, Inc. Warrant CIH Expiring 11/30/2014 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 COPY Copytele, Inc. Common Stock 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 DIRI Direct Insite Corporation Common Stock 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 FBAK First National Bank Alaska Common Stock 12/24/2013 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 HPTO hopTo Inc. Common Stock 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LEACW Lear Corporation Warrants expiring 11/09/2014 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 NROM Noble Romans Inc Common Stock 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 NTIP Network-1 Technologies, Inc. Common Stock 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 SMDI Stratus Media Group, Inc. Common Stock 12/24/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:21 PCBS Provident Community Bancshares, Inc. Common Stock 12/26/2013 100 Terminated Registration under the 34 Act ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:21 12/26/2013 WFAFD WFAFY Wesfarmers Ltd Unsponsored ADR New (Australia) Symbol Change ** 
13:21 12/27/2013 MREY MREYE Enhance-Your-Reputation.com, Inc. Common Stock Delinquent ** 
13:21 12/27/2013 NERO NEROE Neuromama, Ltd. NEW Common Stock Delinquent ** 
13:21 12/27/2013 UMAX UMAXE Umax Group Corporation Common Stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:21 12/26/2013 SBOR Sbor, Inc. Com SBORD Be At TV, Inc. Common Stock 16.5-1 F/S payable upon surrender of old certificates ** 


Portal System Changes 12/24/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 12/24/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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