April 19, 2014
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Other-OTC System Changes - 12/20/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 GAWK Gawk Incorporated Common Stock (Nevada) 12/20/2013 100 From BB (GAWK) 
16:47 ARHUF Aarhuskarlshan AB Ordinary shares (Sweden) 12/23/2013 100 Reinstatement ** 
16:47 ASFOF Alliance Select Foods Intl Inc. Ordinary Shares (Phillippines) 12/23/2013 100 ** 
12:58 VSBN VSB Bancorp, Inc. (NY) Common Stock 12/23/2013 100 From NGM (VSBN) ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
15:55 FFNTQ FriendFinder Networks Inc. Common Stock 12/20/2013 100 Bankruptcy Plan Effective. All shares cancelled. Deletion time- 15:50:53 ** 
12:58 CBGPF Close Brothers Group 25 P Ord Ordinary Shares 12/23/2013 100 Inactive Issue ** 
12:58 MMIPF Messina Minerals Inc Ordinary Shares (Canada) 12/23/2013 100 Pursuant to the Arrangement, shareholders of the Company are entitled to receive 0.16949 of a common share of Canadian Zinc for each one share of the Company. ** 
12:58 NZFSF NZ Farming Systems Uruguay Ltd Odinary shares (New Zealand) 12/23/2013 100 Inactive Issue ** 
12:58 PRTKQ Profile Technologies, Inc. Common Stock 12/23/2013 100 CUSIP Suspended ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:58 12/23/2013 AMOKD 3DX Industries Inc. (NEW) Common Stock DDDX 3DX Industries Inc. Common Stock ** 
12:58 12/23/2013 MQBKY Macquarie Group, Ltd. Sponsored ADR (Australia) MQBKD Macquarie Group, Ltd. Sponsored New ADR (Australia) Reverse split on Macquarie Group's DSs effective Dec. 23, 2013 at the rate of 0.9438 new Macquarie Group DSs for every 1 old DS held. DR holders will be required to surrender their old DSs for cancellation in order to receive new ADSs on a mandatory basis. Holders entitled to fractional DSs will receive cash-in-lieu of fractional ADSs. The post-split ADSs will NOT be entitled to the cash distribution on the sale of the shares of SYD Securities.** 
16:47 12/23/2013 PVCRF PV Crystalox Solar Plc, Wantage Ordinary shares (United Kingdom) PVCRF PV Crystalox Solar Plc, Wantage Ordinary shares (United Kingdom) CUSIP only Change ** 
12:58 12/23/2013 SIMH Sanomedics International Holdings Inc (DE) Common Stock SIMHD Sanomedics International Holdings Inc. NEW (DE) Common Stock 1-10 R/S ** 


Portal System Changes 12/20/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 12/20/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:47 PATCZ Patriot Coal Corporation Warrants Pur Cl A Expire 12/18/23 144A 12/23/2013 100 ** 

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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